David Wallace

Mathematically, gauge theories are extraordinarily rich --- so rich, in fact, that it can become all too easy to lose track of the connections between results, and become lost in a mass of beautiful theorems and properties: indeterminism, constraints, Noether identities, local and global symmetries, and so on. One purpose of this short article is to provide some sort of a guide through the mathematics, to the conceptual core of what is actually going on. Its focus is on the Lagrangian, variational-problem description of classical mechanics, from which the link between gauge symmetry and the apparent violation of determinism is easy to understand; only towards the end will the Hamiltonian description be considered. The other purpose is to warn against adopting too unified a perspective on gauge theories. It will be argued that the meaning of the gauge freedom in a theory like general relativity is (at least from the Lagrangian viewpoint) significantly different from its meaning in theories like electromagnetism. The Hamiltonian framework blurs this distinction, and orthodox methods of quantization obliterate it; this may, in fact, be genuine progress, but it is dangerous to be guided by mathematics into conflating two conceptually distinct notions without appreciating the physical consequences.

According to Bayesian epistemology, the epistemically rational agent updates her beliefs by conditionalization: that is, her posterior subjective probability after taking account of evidence X, pnew, is to be set equal to her prior conditional probability pold(·|X). Bayesians can be challenged to provide a justification for their claim that conditionalization is recommended by rationality—whence the normative force of the injunction to conditionalize? There are several existing justifications for conditionalization, but none directly addresses the idea that conditionalization will be epistemically rational if and only if it can reasonably be expected to lead to epistemically good outcomes. We apply the approach of cognitive decision theory to provide a justification for conditionalization using precisely that idea. We assign epistemic utility functions to epistemically rational agents; an agent’s epistemic utility is to depend both upon the actual state of the world and on the agent’s credence distribution over possible states. We prove that, under independently motivated conditions, conditionalization is the unique updating rule that maximizes expected epistemic utility.

I discuss the statistical mechanics of gravitating systems and in particular its cosmological implications, and argue that many conventional views on this subject in the foundations of statistical mechanics embody significant confusion; I attempt to provide a clearer and more accurate account. In particular, I observe that (i) the role of gravity in entropy calculations must be distinguished from the entropy of gravity, that (ii) although gravitational collapse is entropy-increasing, this is not usually because the collapsing matter itself increases in entropy, and that (iii) the Second Law of thermodynamics does not owe its validity to the statistical mechanics of gravitational collapse

Using as a starting point recent and apparently incompatible conclusions by Saunders and Knox, I revisit the question of the correct spacetime setting for Newtonian physics. I argue that understood correctly, these two versions of Newtonian physics make the same claims both about the background geometry required to define the theory, and about the inertial structure of the theory. In doing so I illustrate and explore in detail the view—espoused by Knox, and also by Brown —that inertial structure is defined by the dynamics governing subsystems of a larger system. This clarifies some interesting features of Newtonian physics, notably the distinction between using the theory to model subsystems of a larger whole and using it to model complete universes, and the scale-relativity of spacetime structure. _1_ Introduction _2_ Newtonian Mechanics and Galilean Spacetime _3_ Vector Relationism and Maxwellian Spacetime _4_ Recovering the Galilei Group: Dynamics of Subsystems _5_ Knox on Inertial Structure _6_ Connections on Maxwellian Spacetime _7_ Knox on Newtonian Gravity _8_ Vector Relationism and Newton–Cartan Theory _9_ Inertial Structure in Newton–Cartan Gravity _10_ Reconciling Knox and Saunders _11_ Conclusions

I consider exactly what is involved in a solution to the probability problem of the Everett interpretation, in the light of recent work on applying considerations from decision theory to that problem. I suggest an overall framework for understanding probability in a physical theory, and conclude that this framework, when applied to the Everett interpretation, yields the result that that interpretation satisfactorily solves the measurement problem. Introduction What is probability? 2.1 Objective probability and the Principal Principle 2.2 Three ways of satisfying the functional definition 2.3 Cautious functionalism 2.4 Is the functional definition complete? The Everett interpretation and subjective uncertainty 3.1 Interpreting quantum mechanics 3.2 The need for subjective uncertainty 3.3 Saunders' argument for subjective uncertainty 3.4 Objections to Saunders' argument 3.5 Subjective uncertainty again: arguments from interpretative charity 3.6 Quantum weights and the functional definition of probability Rejecting subjective uncertainty 4.1 The fission program 4.2 Against the fission program Justifying the axioms of decision theory 5.1 The primitive status of the decision-theoretic axioms 5.2 Holistic scepticism 5.3 The role of an explanation of decision theory Conclusion.

I argue against the currently prevalent view that algebraic quantum field theory (AQFT) is the correct framework for philosophy of quantum field theory and that “conventional” quantum field theory (CQFT), of the sort used in mainstream particle physics, is not suitable for foundational study. In doing so, I defend that position that AQFT and CQFT should be understood as rival programs to resolve the mathematical and physical pathologies of renormalization theory, and that CQFT has succeeded in this task and AQFT has failed. I also defend CQFT from recent criticisms made by Doreen Fraser.

I respond to the frequent objection that structural realism fails to sharply state an alternative to the standard predicate-logic, object / property / relation, way of doing metaphysics. The approach I propose is based on what I call a ‘math-first’ approach to physical theories (close to the so-called ‘semantic view of theories') where the content of a physical theory is to be understood primarily in terms of its mathematical structure and the representational relations it bears to physical systems, rather than as a collection of sentences that attempt to make true claims about those systems (a ‘language-first’ approach). I argue that adopting the math-first approach already amounts to a form of structural realism, and that the choice between epistemic and ontic versions of structural realism is then a choice between a language-first and math-first view of metaphysics; I then explore the status of objects (and properties and relations) in fundamental and non-fundamental physics for both versions of math-first structural realism.

Following Lewis, it is widely held that branching worlds differ in important ways from diverging worlds. There is, however, a simple and natural semantics under which ordinary sentences uttered in branching worlds have much the same truth values as they conventionally have in diverging worlds. Under this semantics, whether branching or diverging, speakers cannot say in advance which branch or world is theirs. They are uncertain as to the outcome. This same semantics ensures the truth of utterances typically made about quantum mechanical contingencies, including statements of uncertainty, if the Everett interpretation of quantum mechanics is true. The ‘incoherence problem’ of the Everett interpretation, that it can give no meaning to the notion of uncertainty, is thereby solved. IntroductionMetaphysicsPersonal fissionBranching worldsPhysicsObjections

What ontology does realism about the quantum state suggest? The main extant view in contemporary philosophy of physics is wave-function realism . We elaborate the sense in which wave-function realism does provide an ontological picture, and defend it from certain objections that have been raised against it. However, there are good reasons to be dissatisfied with wave-function realism, as we go on to elaborate. This motivates the development of an opposing picture: what we call spacetime state realism , a view which takes the states associated to spacetime regions as fundamental. This approach enjoys a number of beneficial features, although, unlike wave-function realism, it involves non-separability at the level of fundamental ontology. We investigate the pros and cons of this non-separability, arguing that it is a quite acceptable feature, even one which proves fruitful in the context of relativistic covariance. A companion paper discusses the prospects for combining a spacetime-based ontology with separability, along lines suggested by Deutsch and Hayden

I attempt to get as clear as possible on the chain of reasoning by which irreversible macrodynamics is derivable from time-reversible microphysics, and in particular to clarify just what kinds of assumptions about the initial state of the universe, and about the nature of the microdynamics, are needed in these derivations. I conclude that while a “Past Hypothesis” about the early Universe does seem necessary to carry out such derivations, that Hypothesis is not correctly understood as a constraint on the early Universe’s entropy

It is widely recognized that ‘global’ symmetries, such as the boost invariance of classical mechanics and special relativity, can give rise to direct empirical counterparts such as the Galileo-ship phenomenon. However, conventional wisdom holds that ‘local’ symmetries, such as the diffeomorphism invariance of general relativity and the gauge invariance of classical electromagnetism, have no such direct empirical counterparts. We argue against this conventional wisdom. We develop a framework for analysing the relationship between Galileo-ship empirical phenomena on the one hand, and physical theories that model such phenomena on the other, that renders the relationship between theoretical and empirical symmetries transparent, and from which it follows that both global and local symmetries can give rise to Galileo-ship phenomena. In particular, we use this framework to exhibit an analogue of Galileo’s ship for the local gauge invariance of electromagnetism. 1 Introduction2 Analogues of Galileo’s Ship? Faraday’s Cage and t’Hooft’s Beam-Splitter2.1 Faraday’s cage2.2 t’Hooft’s beam-splitter3 A Framework for Symmetries I: Systems and Subsystems4 An Example: Coulombic Electrostatics5 A Framework for Symmetries II: The Relationship between Theoretical and Empirical Symmetries6 Newtonian Gravity7 Local Symmetries that Are Not Boundary-Preserving: Classical Electromagnetism and Faraday’s Cage8 Local Boundary-Preserving Symmetries: Klein-Gordon-Maxwell Gauge Theory and t’Hooft’s Beam-Splitter9 Summary10 Conclusions

An analysis is made of Deutsch's recent claim to have derived the Born rule from decision-theoretic assumptions. It is argued that Deutsch's proof must be understood in the explicit context of the Everett interpretation, and that in this context, it essentially succeeds. Some comments are made about the criticism of Deutsch's proof by Barnum, Caves, Finkelstein, Fuchs, and Schack; it is argued that the flaw which they point out in the proof does not apply if the Everett interpretation is assumed.

This is a preliminary version of an article to appear in the forthcoming Ashgate Companion to the New Philosophy of Physics.In it, I aim to review, in a way accessible to foundationally interested physicists as well as physics-informed philosophers, just where we have got to in the quest for a solution to the measurement problem. I don't advocate any particular approach to the measurement problem (not here, at any rate!) but I do focus on the importance of decoherence theory to modern attempts to solve the measurement problem, and I am fairly sharply critical of some aspects of the "traditional" formulation of the problem.

An investigation is made into how the foundations of statistical mechanics are affected once we treat classical mechanics as an approximation to quantum mechanics in certain domains rather than as a theory in its own right; this is necessary if we are to understand statistical-mechanical systems in our own world. Relevant structural and dynamical differences are identified between classical and quantum mechanics (partly through analysis of technical work on quantum chaos by other authors). These imply that quantum mechanics significantly affects a number of foundational questions, including the nature of statistical probability and the direction of time.

I develop the decision-theoretic approach to quantum probability, originally proposed by David Deutsch, into a mathematically rigorous proof of the Born rule in (Everett-interpreted) quantum mechanics. I sketch the argument informally, then prove it formally, and lastly consider a number of proposed ``counter-examples'' to show exactly which premises of the argument they violate. (This is a preliminary version of a chapter to appear --- under the title ``How to prove the Born Rule'' --- in Saunders, Barrett, Kent and Wallace, "Many worlds? Everett, quantum theory and reality", forthcoming from Oxford University Press.).

I address the problem of indefiniteness in quantum mechanics: the problem that the theory, without changes to its formalism, seems to predict that macroscopic quantities have no definite values. The Everett interpretation is often criticised along these lines, and I shall argue that much of this criticism rests on a false dichotomy: that the macroworld must either be written directly into the formalism or be regarded as somehow illusory. By means of analogy with other areas of physics, I develop the view that the macroworld is instead to be understood in terms of certain structures and patterns which emerge from quantum theory (given appropriate dynamics, in particular decoherence). I extend this view to the observer, and in doing so make contact with functionalist theories of mind.

This is a discussion of how we can understand the world-view given to us by the Everett interpretation of quantum mechanics, and in particular the role played by the concept of 'world'. The view presented is that we are entitled to use 'many-worlds' terminology even if the theory does not specify the worlds in the formalism; this is defended by means of an extensive analogy with the concept of an 'instant' or moment of time in relativity, with the lack of a preferred foliation of spacetime being compared with the lack of a preferred basis in quantum theory. Implications for identity of worlds over time, and for relativistic quantum mechanics, are discussed.

Coordinate-based approaches to physical theories remain standard in mainstream physics but are largely eschewed in foundational discussion in favour of coordinate-free differential-geometric approaches. I defend the conceptual and mathematical legitimacy of the coordinate-based approach for foundational work. In doing so, I provide an account of the Kleinian conception of geometry as a theory of invariance under symmetry groups; I argue that this conception continues to play a very substantial role in contemporary mathematical physics and indeed that supposedly ``coordinate-free'' differential geometry relies centrally on this conception of geometry. I discuss some foundational and pedagogical advantages of the coordinate-based formulation and briefly connect it to some remarks of Norton on the historical development of geometry in physics during the establishment of the general theory of relativity.

NGC 1300 (shown in figure 1) is a spiral galaxy 65 million light years from Earth.1 We have never been there, and (although I would love to be wrong about this) we will never go there; all we will ever know about NGC 1300 is what we can see of it from sixty-five million light years away, and what we can infer from our best physics. Fortunately, “what we can infer from our best physics” is actually quite a lot. To take a particular example: our best theory of galaxies tells us that that hazy glow is actually made up of the light of hundreds of billions of stars; our best theories of planetary formation tell us that a sizable fraction of those stars..

An examination is made of the way in which particles emerge from linear, bosonic, massive quantum field theories. Two different constructions of the one-particle subspace of such theories are given, both illustrating the importance of the interplay between the quantum-mechanical linear structure and the classical one. Some comments are made on the Newton-Wigner representation of one-particle states, and on the relationship between the approach of this paper and those of Segal, and of Haag and Ruelle.

What would it mean to apply quantum theory, without restriction and without involving any notion of measurement and state reduction, to the whole universe? What would realism about the quantum state then imply? This book brings together an illustrious team of philosophers and physicists to debate these questions. The contributors broadly agree on the need, or aspiration, for a realist theory that unites micro- and macro-worlds. But they disagree on what this implies. Some argue that if unitary quantum evolution has unrestricted application, and if the quantum state is taken to be something physically real, then this universe emerges from the quantum state as one of countless others, constantly branching in time, all of which are real. The result, they argue, is many worlds quantum theory, also known as the Everett interpretation of quantum mechanics. No other realist interpretation of unitary quantum theory has ever been found. Others argue in reply that this picture of many worlds is in no sense inherent to quantum theory, or fails to make physical sense, or is scientifically inadequate. The stuff of these worlds, what they are made of, is never adequately explained, nor are the worlds precisely defined; ordinary ideas about time and identity over time are compromised; no satisfactory role or substitute for probability can be found in many worlds theories; they can't explain experimental data; anyway, there are attractive realist alternatives to many worlds. Twenty original essays, accompanied by commentaries and discussions, examine these claims and counterclaims in depth. They consider questions of ontology - the existence of worlds; probability - whether and how probability can be related to the branching structure of the quantum state; alternatives to many worlds - whether there are one-world realist interpretations of quantum theory that leave quantum dynamics unchanged; and open questions even given many worlds, including the multiverse concept as it has arisen elsewhere in modern cosmology. A comprehensive introduction lays out the main arguments of the book, which provides a state-of-the-art guide to many worlds quantum theory and its problems.