Joel David Hamkins

We introduce and consider the inner-model reflection principle, which asserts that whenever a statement \varphi(a) in the first-order language of set theory is true in the set-theoretic universe V, then it is also true in a proper inner model W \subset A. A stronger principle, the ground-model reflection principle, asserts that any such \varphi(a) true in V is also true in some non-trivial ground model of the universe with respect to set forcing. These principles each express a form of width reflection in contrast to the usual height reflection of the Lévy–Montague reflection theorem. They are each equiconsistent with ZFC and indeed \Pi_2-conservative over ZFC, being forceable by class forcing while preserving any desired rank-initial segment of the universe. Furthermore, the inner-model reflection principle is a consequence of the existence of sufficient large cardinals, and lightface formulations of the reflection principles follow from the maximality principle MP and from the inner-model hypothesis IMH. We also consider some questions concerning the expressibility of the principles.

The multiverse view in set theory, introduced and argued for in this article, is the view that there are many distinct concepts of set, each instantiated in a corresponding set-theoretic universe. The universe view, in contrast, asserts that there is an absolute background set concept, with a corresponding absolute set-theoretic universe in which every set-theoretic question has a definite answer. The multiverse position, I argue, explains our experience with the enormous range of set-theoretic possibilities, a phenomenon that challenges the universe view. In particular, I argue that the continuum hypothesis is settled on the multiverse view by our extensive knowledge about how it behaves in the multiverse, and as a result it can no longer be settled in the manner formerly hoped for

The Lévy-Solovay Theorem [8] limits the kind of large cardinal embeddings that can exist in a small forcing extension. Here I announce a generalization of this theorem to a broad new class of forcing notions. One consequence is that many of the forcing iterations most commonly found in the large cardinal literature create no new weakly compact cardinals, measurable cardinals, strong cardinals, Woodin cardinals, strongly compact cardinals, supercompact cardinals, almost huge cardinals, huge cardinals, and so on

We analyze the precise modal commitments of several natural varieties of set-theoretic potentialism, using tools we develop for a general model-theoretic account of potentialism, building on those of Hamkins, Leibman and Löwe [14], including the use of buttons, switches, dials and ratchets. Among the potentialist conceptions we consider are: rank potentialism, Grothendieck–Zermelo potentialism, transitive-set potentialism, forcing potentialism, countable-transitive-model potentialism, countable-model potentialism, and others. In each case, we identify lower bounds for the modal validities, which are generally either S4.2 or S4.3, and an upper bound of S5, proving in each case that these bounds are optimal. The validity of S5 in a world is a potentialist maximality principle, an interesting set-theoretic principle of its own. The results can be viewed as providing an analysis of the modal commitments of the various set-theoretic multiverse conceptions corresponding to each potentialist account.

In this paper, following an idea of Christophe Chalons. I propose a new kind of forcing axiom, the Maximality Principle, which asserts that any sentence varphi holding in some forcing extension $V^P$ and all subsequent extensions $V^{P\ast Q}$ holds already in V. It follows, in fact, that such sentences must also hold in all forcing extensions of V. In modal terms, therefore, the Maximality Principle is expressed by the scheme $(\lozenge \square \varphi) \Rightarrow \square \varphi$ , and is equivalent to the modal theory S5. In this article. I prove that the Maximality Principle is relatively consistent with ZFC. A boldface version of the Maximality Principle, obtained by allowing real parameters to appear in φ, is equiconsistent with the scheme asserting that $V_\delta \prec V$ for an inaccessible cardinal δ, which in turn is equiconsistent with the scheme asserting that ORD is Mahlo. The strongest principle along these lines is $\square MP\!_{\!\!\!\!\!\!_{\!\!_\sim}}$ , which asserts that $MP\!_{\!\!\!\!\!\!_{\!\!_\sim}}$ holds in V and all forcing extensions. From this, it follows that $0^\#$ exists, that $x^\#$ exists for every set x, that projective truth is invariant by forcing, that Woodin cardinals are consistent and much more. Many open questions remain

We construct a variety of inner models exhibiting features usually obtained by forcing over universes with large cardinals. For example, if there is a supercompact cardinal, then there is an inner model with a Laver indestructible supercompact cardinal. If there is a supercompact cardinal, then there is an inner model with a supercompact cardinal κ for which 2κ = κ+, another for which 2κ = κ++ and another in which the least strongly compact cardinal is supercompact. If there is a strongly compact cardinal, then there is an inner model with a strongly compact cardinal, for which the measurable cardinals are bounded below it and another inner model W with a strongly compact cardinal κ, such that \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${H^{V}_{\kappa^+} \subseteq {\rm HOD}^W}$$\end{document}. Similar facts hold for supercompact, measurable and strongly Ramsey cardinals. If a cardinal is supercompact up to a weakly iterable cardinal, then there is an inner model of the Proper Forcing Axiom and another inner model with a supercompact cardinal in which GCH + V = HOD holds. Under the same hypothesis, there is an inner model with level by level equivalence between strong compactness and supercompactness, and indeed, another in which there is level by level inequivalence between strong compactness and supercompactness. If a cardinal is strongly compact up to a weakly iterable cardinal, then there is an inner model in which the least measurable cardinal is strongly compact. If there is a weakly iterable limit δ of

We summarize the known methods of producing a non-supercompact strongly compact cardinal and describe some new variants. Our Main Theorem shows how to apply these methods to many cardinals simultaneously and exactly control which cardinals are supercompact and which are only strongly compact in a forcing extension. Depending upon the method, the surviving non-supercompact strongly compact cardinals can be strong cardinals, have trivial Mitchell rank or even contain a club disjoint from the set of measurable cardinals. These results improve and unify Theorems 1 and 2 of [5], due to the first author

A pointwise definable model is one in which every object is \loos definable without parameters. In a model of set theory, this property strengthens $V=\HOD$, but is not first-order expressible. Nevertheless, if \ZFC\ is consistent, then there are continuum many pointwise definable models of \ZFC. If there is a transitive model of \ZFC, then there are continuum many pointwise definable transitive models of \ZFC. What is more, every countable model of \ZFC\ has a class forcing extension that is pointwise definable. Indeed, for the main contribution of this article, every countable model of Gödel-Bernays set theory has a pointwise definable extension, in which every set and class is first-order definable without parameters

The main theorem of this article is that every countable model of set theory 〈M, ∈M〉, including every well-founded model, is isomorphic to a submodel of its own constructible universe 〈LM, ∈M〉 by means of an embedding j : M → LM. It follows from the proof that the countable models of set theory are linearly pre-ordered by embeddability: if 〈M, ∈M〉 and 〈N, ∈N〉 are countable models of set theory, then either M is isomorphic to a submodel of N or conversely. Indeed, these models are pre-well-ordered by embeddability in order-type exactly ω1+ 1. Specifically, the countable well-founded models are ordered under embeddability exactly in accordance with the heights of their ordinals; every shorter model embeds into every taller model; every model of set theory M is universal for all countable well-founded binary relations of rank at most OrdM; and every ill-founded model of set theory is universal for all countable acyclic binary relations. Finally, strengthening a classical theorem of Ressayre, the proof method shows that if M is any nonstandard model of PA, then every countable model of set theory — in particular, every model of ZFC plus large cardinals — is isomorphic to a submodel of the hereditarily finite sets 〈 HFM, ∈M〉 of M. Indeed, 〈 HFM, ∈M〉 is universal for all countable acyclic binary relations.

We present several generalizations of the well-known Kunen inconsistency that there is no nontrivial elementary embedding from the set-theoretic universe V to itself. For example, there is no elementary embedding from the universe V to a set-forcing extension V[G], or conversely from V[G] to V, or more generally from one set-forcing ground model of the universe to another, or between any two models that are eventually stationary correct, or from V to HOD, or conversely from HOD to V, or indeed from any definable class to V, among many other possibilities we consider, including generic embeddings, definable embeddings and results not requiring the axiom of choice. We have aimed in this article for a unified presentation that weaves together some previously known unpublished or folklore results, several due to Woodin and others, along with our new contributions

The Gap Forcing Theorem, a key contribution of this paper, implies essentially that after any reverse Easton iteration of closed forcing, such as the Laver preparation, every supercompactness measure on a supercompact cardinal extends a measure from the ground model. Thus, such forcing can create no new supercompact cardinals, and, if the GCH holds, neither can it increase the degree of supercompactness of any cardinal; in particular, it can create no new measurable cardinals. In a crescendo of what I call exact preservation theorems, I use this new technology to perform a kind of partial Laver preparation, and thereby finely control the class of posets which preserve a supercompact cardinal. Eventually, I prove the ‘As You Like It’ Theorem, which asserts that the class of κ -directed closed posets which preserve a supercompact cardinal κ can be made by forcing to conform with any pre-selected local definition which respects the equivalence of forcing. Along the way I separate completely the levels of the superdestructibility hierarchy, and, in an epilogue, prove that the notions of fragility and superdestructibility are orthogonal — all four combinations are possible