Mandy Simons

The dominant model of linguistic communication in current philosophy of language, semantics and formal pragmatics is centered around the idea that communication involves interlocutors coordinating with respect to a single body of information, the common ground. This body of information is understood to serve two central roles: it is the target of speech acts, and constitutes the information available to interlocutors for planning and interpreting utterances. In this paper, I provide a series of examples which show that, contra the dominant model, the information available to interlocutors cannot be modeled as common ground information. The examples involve interpreters making use of background information which cannot become common ground either because the interpreter refuses to accept it, or because the communicative situation is what Harris (2020) calls _publicity averse_. I consider and disarm a variety of responses that might be offered on behalf of the common ground view, including alternative construals of acceptance and of publicity. I demonstrate that a model of communication in which interlocutors maintain separate representations of their own and their interlocutors' information states easily accommodates these cases, taking as an example the model due to Heller and Brown-Schmidt (2023). I end the paper with the observation that my conclusions do not pose any threat to formal models of dynamic semantics/pragmatics, as these can be, and in some cases already are, interpreted as modelling the evolution of individual information states.

In this paper we articulate a pragmatic account of the projection behavior of three classes of non-anaphoric projective contents: the pre-states of change of state (CoS) predicates, the veridical entailments of factives, and the implication of satisfaction of selectional restrictions. Given evidence that the triggers of these implications are not anaphoric, hence do not impose presuppositional constraints on their local contexts, we argue that the projection behavior of these implications cannot be explained by the standard Karttunen/Heim/van der Sandt proposals. But we recognize that parallels between the projection behavior of these implications and the projection behavior of anaphorically-triggered implications must be explained. The current account offers a unified explanation of why the predicates in question give rise to projection at all; why projection of these implications is susceptible to contextual suppression; and why projection is systematically filtered in the standard Karttunen filtering environments, despite the absence of contextual constraints. We demonstrate that our account largely makes the same predictions for filtering of anaphoric and non-anaphoric presuppositions, and briefly support the claim that in the case of disjunction, filtering in the two cases is not fully parallel, as predicted by our account. We also briefly discuss how the well-documented variability in projection across predicates in the same semantic class can be understood within our approach.

The empirical phenomenon at the center of this paper is projection, which we define (uncontroversially) as follows: (1) Definition of projection An implication projects if and only if it survives as an utterance implication when the expression that triggers the implication occurs under the syntactic scope of an entailment-cancelling operator. Projection is observed, for example, with utterances containing aspectual verbs like stop, as shown in (2) and (3) with examples from English and Paraguayan Guaraní (Paraguay, Tupí-Guaraní).1 The Guaraní example in (2) and its English translation have at least the following implications: (i) Carla has previously smoked, and (ii) Carla stopped smoking. The first but not the second of these implications is also conveyed by the question version of sentence (2), as in (3a), or when (2) is embedded under entailment-cancelling sentential operators, such as negation, as in (3b), the antecedent of a conditional, as in (3c), or an epistemic modal, as in (3d). Hence, by the definition in (14), the first but not the second implication of (2) projects

Projective contents, which include presuppositional inferences and Potts's conventional implicatures, are contents that may project when a construction is embedded, as standardly identified by the FAMILY-OF-SENTENCES diagnostic. This article establishes distinctions among projective contents on the basis of a series of diagnostics, including a variant of the family-of-sentences diagnostic, that can be applied with linguistically untrained consultants in the field and the laboratory. These diagnostics are intended to serve as part of a toolkit for exploring projective contents across languages, thus allowing generalizations to be examined and validated crosslinguistically. We apply the diagnostics in two languages, focusing on Paraguayan Guaraní, and comparing the results to those for English. Our study of Paraguayan Guaraní is the first systematic exploration of projective content in a language other than English. Based on the application of our diagnostics to a wide range of constructions, four subclasses of projective contents emerge. The resulting taxonomy of projective content has strong implications for contemporary theories of projection, which were developed for the projective properties of particular subclasses and fail to generalize to the full set of projective contents.

In this paper, we develop the notion of a natural convention, and illustrate its usefulness in a detailed examination of indirect requests in English. Our treatment of convention is grounded in Lewis’s seminal account; we do not here redefine convention, but rather explore the space of possibilities within Lewis’s definition, highlighting certain types of variation that Lewis de-emphasized. Applied to the case of indirect requests, which we view through a Searlean lens, the notion of natural convention allows us to give a nuanced answer to the question: Are indirect requests conventional? In conclusion, we reflect on the consequences of our view for the understanding of the semantics/pragmatics divide.

Since linguists began extensive work on presupposition in the 1970's, a long and heterogeneous list has been compiled of expressions, expression types and constructions that give rise to presuppositions. In the current literature, the principal (but by no means sole) diagnostic for presupposition typically appealed to is the tendency of the particular element of meaning to project, i.e. to escape the scope of operators such as negation, the question operator, or modals. An important intuition also routinely appealed to is that the element of meaning is in some sense backgrounded, or treated by the speaker as taken for granted. There seems little doubt that there are interesting and theoretically relevant distinctions to be made between different types of presuppositions within this heterogeneous set. But the study of these distinctions is of interest primarily in light of the intuition that the members of this set share some common feature: that there is some singular phenomenon of presupposition to be described and explained. This paper is concerned with what presuppositions have in common, and offers an alternative to the current standard view. On the view currently prevalent in the linguistic literature, presuppositions constitute constraints on the common ground, or on an interlocutor’s “take” on the common ground, at the point at which 1 the presupposing utterance is interpreted. I do not intend to offer here a detailed critique of this standard theory, but perhaps a few words of justification are in order. The motivation for seeking a new account comes in part from the same considerations cited by Abbott 2000, in her critique of the standard view. Abbott’s central point is that the driving idea behind the common ground view is that presuppositions are identified with “old” information, or information that the speaker is treating as “old.” This idea, while perhaps helpful as an initial approximation, rapidly runs up against the observation that it is normal and commonplace for....

There are two central themes that occupy the commentaries, and hence this response. The first is the character and role of what is said, both in my account, and in pragmatic theory in general. In response, I lay out in more detail the proposal from my original paper that the starting point for Gricean reasoning should be not what is said, but the pragmatically uncommitted what is expressed. As part of this argument, I restate and provide further arguments for my claim that global and local pragmatic effects are continuous. The second central theme of the commentaries concerns the value of a Gricean account, which is not intended to model the psychological processes of interpretation. I respond to this concern in Section 5, ‘Pragmatics, psychology and processing’.

The phenomenon we now know as projection was first observed by Frege in his brief remarks about presupposition in “Sense and Reference.” Frege observes there that the assertion that Kepler died in misery gives rise to the implication that the name Kepler has a referent; but that so too does the assertion that Kepler did not die in misery. Here we have the source of the observation that if p is a presupposition of S, then p is implied by (utterances of) S and by (utterances of) the negation of S. Since Frege, it has been observed that those implications which are shared by a sentence S and by its negation are also typically shared by a variety of other entailment-canceling embeddings of S: in questions, in the antecedents of conditionals, and under epistemic possibility modals. This observation has entered the canon in the form of the “family of sentences” test (Chierchia and McConnell-Ginet 2000). This test is 1 standardly used to demonstrate that some particular element of content projects. An application of the test is demonstrated below

We define a notion of projective meaning which encompasses both classical presuppositions and phenomena which are usually regarded as non-presuppositional but which also display projection behavior—Horn’s assertorically inert entailments, conventional implicatures (both Grice’s and Potts’) and some conversational implicatures. We argue that the central feature of all projective meanings is that they are not-at-issue, defined as a relation to the question under discussion. Other properties differentiate various sub-classes of projective meanings, one of them the class of presuppositions according to Stalnaker. This principled taxonomy predicts differences in behavior unexpected on other models among the various conventional triggers and conversational implicatures, while holding promise for a general, explanatory account of projection which applies to all the types of meanings considered.

Recall Grice’s well-worn example from Logic and Conversation about Smith, his girlfriend, and his trips to New York: (1) A: Smith doesn’t seem to have a girlfriend these days. B: He has been paying a lot of visits to NY recently. Grice says that in this dialogue, B implicates that Smith has, or may have, a girlfriend in New York. But in saying this, Grice under-describes his own example. For this proposition alone does not suffice to satisfy the requirements of Relation, the maxim presumed to be operative in this case. Grice says that “[B] implicates that which he must be assumed to believe in order to preserve the assumption that he is observing the maxim of Relation.” But the assumption that B thinks that Smith might have a girlfriend in NY is not in itself sufficient to render B’s utterance relevant. An additional assumption is required, one which explicitly links the issue of having girlfriends to the issue of travel to NY: perhaps, the proposition that a person who has a girlfriend somewhere travels there frequently; or that many people have long-distance relationships, and these involve frequent trips to the same place. If A can work out that B is making this supposition, then she can immediately see the relevance of B’s response to her remark. Without it, relevance cannot be established. So this general background assumption must be implicated by the utterance.1 Now, this background assumption is not enough by itself to guarantee relevance. Suppose that B believes the background assumption, but does not believe that Smith might be traveling to NY to visit a girlfriend. Then his utterance is still in violation of Relation. B should invoke the background assumption only if it is relevant itself

Grice observes that the primary discourse function of disjunction is the presentation of alternatives, each of which is relevant in the same way to a given topic. After a brief introduction , I offer in Chapter Two an account of Grice's observation and of further felicity conditions on disjunction, for example, the constraint against disjunctions in which one disjunct entails another. Using an enriched version of the Stalnakerian model of assertion, I define two constraints on information update--Relevant Informativity and Simplicity--and show that these suffice to account for the observations. ;I then argue that the requirement to abide by Relevant Informativity and Simplicity provides a basis for an account of two further properties of disjunctive sentences: their presupposition projection properties and the possibility of anaphora between disjuncts. I argue that presuppositions project in disjunction except where projection would lead to infelicity of the kind characterized in Chapter Two. To state this account, a treatment of presupposition which allows projection to be sensitive to considerations of felicity is required. I show that the Stalnakerian view of presupposition, combined with Heim's notion of local accommodation, provides the necessary framework. ;Similarly, I argue that anaphora across disjunction is disallowed only when it leads to an infelicitous disjunction. In certain configurations, anaphora between disjuncts leads to entailment between disjuncts, which is ruled out independently. The account is given using a version of Neale's E-type analysis of unbound anaphora. I show that the analysis has further desirable consequences with respect to more complex examples of inter-disjunct anaphora. ;Throughout Chapters Three and Four, I contrast my own proposals with accounts given in the Dynamic Semantic literature, offering a critique of Dynamic Semantic approaches to the phenomena discussed. ;In Chapter Five, I examine anaphora between NPs contained inside a disjunction and a pronoun in a following sentence. I argue that these pronouns are also E-type, but show that these cases require a reformulation of the E-type analysis. I develop a new account in which the interpretation of E-type pronouns is derived compositionally from the content of the antecedent clause

The basic linguistic phenomenon of presupposition is commonplace and intuitive, little different from the relation described by the word presuppose in its everyday usage. In ordinary language, when we say that someone presupposes something, we mean that they assume it, or take it for granted. The term is used in the same way when we talk of a speaker presupposing something, although typically we are interested in those assumptions which are revealed by what the speaker says. To begin with the most venerable case of presupposing, first discussed by Frege 1892, when a speaker makes an assertion, “there is always an obvious presupposition that the simple or compound proper names used have reference.” So a speaker who says

There is a long-standing and rarely contested view that Gricean conversational reasoning—the kind of reasoning that supports the identification of conversational implicatures—cannot produce pragmatically generated modification of the contents of embedded clauses. The goal of this paper is to argue against this view: to argue that embedded pragmatic effects can be seen as continuous with ordinary, utterance-level, conversational implicature. I will further suggest, though, that embedded pragmatic effects do force on us a particular conception of semantics. Specifically, I will argue that an adequate account of the data requires a semantic framework that posits structured contents

There seems little doubt that there are interesting and theoretically relevant distinctions to be made between different types of presuppositions within this heterogeneous set. But the study of these distinctions is of interest primarily in light of the intuition that the members of this set share some common feature: that there is some singular phenomenon of presupposition to be described and explained. This paper is concerned with what presuppositions have in common, and offers an alternative to the current standard view.

In this paper, I review a number of arguments in favor of treating many of the central cases of presupposition as the result of conversational inference, rather than as lexically specified properties of particular expressions. I then argue that, despite the standard assumption to the contrary, the view of presupposition as constraints on the common ground is not consistent with the provision of a conversational account of particular presuppositional constraints. The argument revolves crucially around the workings of accommodation. I then offer an alternative view of the phenomenon of presupposition, which is compatible with a variety of sources for presuppositions. On the view offered here, presupposition is seen as a property of utterances. I argue that the presuppositions of an utterance are those propositions which an interpreter must take the speaker to accept in order to take the speaker to be fully cooperative, in the Gricean sense.

This paper discusses the semantically parenthetical use of clauseembedding verbs such as see, hear, think, believe, discover and know. When embedding verbs are used in this way, the embedded clause carries the main point of the utterance, while the main clause serves some discourse function. Frequently, this function is evidential, with the parenthetical verb carrying information about the source and reliability of the embedded claim, or about the speaker’s emotional orientation to it. Other functions of parenthetical uses of verbs are discussed.

This paper examines a particular case of embedded pragmatic effect, here dubbed "local pragmatic enrichment". I argue that local enrichment is fairly easily accommodated within semantic theories which take content to be structured. Two standard approaches to dynamic semantics, DRT and Heimian CCS, are discussed as candidates. Focusing on cases of local enrichment of disjuncts in clausal disjunctions, I point out that in these cases, local enrichment is driven by global felicity requirements, demonstrating that the local/global distinction is not a simple dichotomy

This paper offers a critical analysis of Stalnaker''s work on presupposition (Stalnaker1973, 1974, 1979, 1999, 2002). The paper examines two definitions of speaker presupposition offered by Stalnaker – the familiar common ground view, and the earlier,less familiar, dispositional account – and how Stalnaker relates this notion to the linguistic phenomenon of presupposition. Special attention is paid to Stalnaker's view of accommodation. I argue that given Stalnaker's views, accommodation is not rightly seen as driven by the presuppositional requirements of utterances, but only by the interests of speakers in eliminating perceived differences among presuppositions. I also consider the revisions which are needed either to the definition of speaker presupposition or to the definition of sentence presupposition in light of the possibility of informative presupposition. In the concluding section, I discuss the ways in which some recent accounts of context and speaker presupposition depart from their Stalnakerian foundations.

The pragmatic framework developed by H.P. Grice in “Logic and Conversation” explains how a speaker can mean something more than, or different from, the conventional meaning of the sentence she utters. But it has been argued that the framework cannot give a similar explanation for cases where these pragmatic effects impact the understood content of an embedded clause, such as the antecedent of a conditional, a clausal disjunct, or the clausal complement of a verb. In this paper, I show that such an explanation is available. One of the central arguments of the paper is that in a significant subset of cases, local pragmatic effects are a consequence of a global pragmatic requirement. In these cases, local pragmatic effects are a consequence of ‘acting locally’ to resolve a potential global pragmatic violation. These cases do not require us to posit application of pragmatic principles to the contents of embedded clauses. The account does, though, require the assumption that interpreters can identify and reason about the contents of unasserted sub-parts of sentences, an assumption that I motivate in section 3. Building on this, in section 4 of the paper, I argue that once we have recognized that interpreters can, and do, reason independently about the contents of non-asserted clauses, it becomes unproblematic to assume that in some cases, Gricean conversational principles do apply directly to these contents, providing an alternative route to account for local pragmatic effects. In revisiting the ideas of this paper in my response to the commentaries, I consider in more detail the revisions to Grice’s broader program that are necessitated by these moves, in particular acknowledging the problematicity of Grice’s notion of what is said. I argue that the starting point for Gricean reconstructions should instead be merely what is expressed, which carries no pragmatic commitments regarding what is speaker meant.

This paper concerns what might be called the variably bad behavior of the word or. As is well known, there are a variety of environments in which the word or misbehaves – misbehaves, in the sense that it gives rise to interpretations which are not expected given the standard analysis of this word as, roughly, set union. One of these environments is the scope of a modal. This case has received a lot of attention recently in the literature, and a number of researchers, including myself, have proposed accounts of or which explain its behavior in this environment.

The current literature on presupposition focuses almost exclusively on the projection problem: the question of how and why the presuppositions of atomic clauses are projected to complex sentences which embed them. Very little attention has been paid to the question of how and why these presuppositions arise at all. As Kay (1992, p.335) observes, “treatments of the presupposition inheritance problem almost never deal with the reasons that individual words and constructions give rise, in the first place, to the particular presuppositions that they do.”1 This is the question on which this paper will focus.

In this paper, the meanings of sentences containing the word or and a modal verb are used to arrive at a novel account of the meaning of or coordinations. It is proposed that or coordinations denote sets whose members are the denotations of the disjuncts; and that the truth conditions of sentences containing or coordinations require the existence of some set made available by the semantic environment which can be ‘divided up’ in accordance with the disjuncts. The relevant notion of ‘dividing things up’ is made explicit in the paper. Detailed attention is given to the question of how the proposed truth conditions are derived from the syntactic input. The account offered allows for the derivation of both the disjunctive and the nondisjunctive readings of modal/or sentences, including the much-discussed free choice readings of may/or sentences.