Michael Rathjen

Let KP- be the theory resulting from Kripke-Platek set theory by restricting Foundation to Set Foundation. Let G: V → V (V:= universe of sets) be a ▵0-definable set function, i.e. there is a ▵0-formula φ(x, y) such that φ(x, G(x)) is true for all sets x, and $V \models \forall x \exists!y\varphi (x, y)$ . In this paper we shall verify (by elementary proof-theoretic methods) that the collection of set functions primitive recursive in G coincides with the collection of those functions which are Σ1-definable in KP- + Σ1-Foundation + ∀ x ∃!yφ (x, y). Moreover, we show that this is still true if one adds Π1-Foundation or a weak version of ▵0-Dependent Choices to the latter theory

This paper continues investigations of the monotone fixed point principle in the context of Feferman's explicit mathematics begun in [14]. Explicit mathematics is a versatile formal framework for representing Bishop-style constructive mathematics and generalized recursion theory. The object of investigation here is the theory of explicit mathematics augmented by the monotone fixed point principle, which asserts that any monotone operation on classifications (Feferman's notion of set) possesses a least fixed point. To be more precise, the new axiom not merely postulates the existence of a least solution, but, by adjoining a new constant to the language, it is ensured that a fixed point is uniformly presentable as a function of the monotone operation. Let T 0 + UMID denote this extension of explicit mathematics. [14] gave lower bounds for the strength of two subtheories of T 0 + UMID in relating them to fragments of second order arithmetic based on Π 1 2 comprehension. [14] showed that T $_0 \upharpoonright$ + UMID and T $_0 \upharpoonright$ + IND N + UMID have at least the strength of (Π 1 2 - CA) $\upharpoonright$ and (Π 1 2 - CA), respectively. Here we are concerned with the exact reversals. Let UMID N be the monotone fixed-point principle for subclassifications of the natural numbers. Among other results, it is shown that T $_0 \upharpoonright$ + UMID N and T $_0 \upharpoonright$ + IND N + UMID N have the same strength as (Π 1 2 - CA) $\upharpoonright$ and (Π 1 2 - CA), respectively. The results are achieved by constructing set-theoretic models for the aforementioned systems of explicit mathematics in certain extensions of Kripke-Platek set theory and subsequently relating these set theories to subsystems of second arithmetic

The context for this paper is Feferman's theory of explicit mathematics, a formal framework serving many purposes. It is suitable for representing Bishop-style constructive mathematics as well as generalized recursion, including direct expression of structural concepts which admit self-application. The object of investigation here is the theory of explicit mathematics augmented by the monotone fixed point principle, which asserts that any monotone operation on classifications (Feferman's notion of set) possesses a least fixed point. To be more precise, the new axiom not merely postulates the existence of a least solution, but, by adjoining a new functional constant to the language, it is ensured that a fixed point is uniformly presentable as a function of the monotone operation. The upshot of the paper is that the latter extension of explicit mathematics (when based on classical logic) embodies considerable proof-theoretic strength. It is shown that it has at least the strength of the subsystem of second order arithmetic based on Π 1 2 comprehension

A variant of realizability for Heyting arithmetic which validates Church’s thesis with uniqueness condition, but not the general form of Church’s thesis, was introduced by Lifschitz (Proc Am Math Soc 73:101–106, 1979). A Lifschitz counterpart to Kleene’s realizability for functions (in Baire space) was developed by van Oosten (J Symb Log 55:805–821, 1990). In that paper he also extended Lifschitz’ realizability to second order arithmetic. The objective here is to extend it to full intuitionistic Zermelo–Fraenkel set theory, IZF. The machinery would also work for extensions of IZF with large set axioms. In addition to separating Church’s thesis with uniqueness condition from its general form in intuitionistic set theory, we also obtain several interesting corollaries. The interpretation repudiates a weak form of countable choice, ACω,ω, asserting that a countable family of inhabited sets of natural numbers has a choice function. ACω,ω is validated by ordinary Kleene realizability and is of course provable in ZF. On the other hand, a pivotal consequence of ACω,ω, namely that the sets of Cauchy reals and Dedekind reals are isomorphic, remains valid in this interpretation. Another interesting aspect of this realizability is that it validates the lesser limited principle of omniscience.

The first attempt at a systematic approach to axiomatic theories of truth was undertaken by Friedman and Sheard (Ann Pure Appl Log 33:1–21, 1987). There twelve principles consisting of axioms, axiom schemata and rules of inference, each embodying a reasonable property of truth were isolated for study. Working with a base theory of truth conservative over PA, Friedman and Sheard raised the following questions. Which subsets of the Optional Axioms are consistent over the base theory? What are the proof-theoretic strengths of the consistent theories? The first question was answered completely by Friedman and Sheard; all subsets of the Optional Axioms were classified as either consistent or inconsistent giving rise to nine maximal consistent theories of truth.They also determined the proof-theoretic strength of two subsets of the Optional Axioms. The aim of this paper is to continue the work begun by Friedman and Sheard. We will establish the proof-theoretic strength of all the remaining seven theories and relate their arithmetic part to well-known theories ranging from PA to the theory of ${\Sigma^1_1}$ dependent choice.

Abstract.This paper is the second in a series of three culminating in an ordinal analysis of Π12-comprehension. Its objective is to present an ordinal analysis for the subsystem of second order arithmetic with Δ12-comprehension, bar induction and Π12-comprehension for formulae without set parameters. Couched in terms of Kripke-Platek set theory, KP, the latter system corresponds to KPi augmented by the assertion that there exists a stable ordinal, where KPi is KP with an additional axiom stating that every set is contained in an admissible set.

KPM is a subsystem of set theory designed to formalize a recursively Mahlo universe of sets. In this paper we show that a certain ordinal notation system is sufficient to measure the proof-theoretic strength ofKPM. This involves a detour through an infinitary calculus RS(M), for which we prove several cutelimination theorems. Full cut-elimination is available for derivations of $\Sigma (L_{\omega _1^c } )$ sentences, whereω 1 c denotes the least nonrecursive ordinal. This paper is self-contained, at least from a technical point of view

Abstract.This paper is the first in a series of three which culminates in an ordinal analysis of Π12-comprehension. On the set-theoretic side Π12-comprehension corresponds to Kripke-Platek set theory, KP, plus Σ1-separation. The strength of the latter theory is encapsulated in the fact that it proves the existence of ordinals π such that, for all β>π, π is β-stable, i.e. Lπ is a Σ1-elementary substructure of Lβ. The objective of this paper is to give an ordinal analysis of a scenario of not too complicated stability relations as experience has shown that the understanding of the ordinal analysis of Π12-comprehension is greatly facilitated by explicating certain simpler cases first.This paper introduces an ordinal representation system based on ν-indescribable cardinals which is then employed for determining an upper bound for the proof–theoretic strength of the theory KPi+ ∀ρ ∃ππ is π+ρ-stable, where KPi is KP augmented by the axiom saying that every set is contained in an admissible set.

In order to build the collection of Cauchy reals as a set in constructive set theory, the only power set-like principle needed is exponentiation. In contrast, the proof that the Dedekind reals form a set has seemed to require more than that. The main purpose here is to show that exponentiation alone does not suffice for the latter, by furnishing a Kripke model of constructive set theory, Constructive Zermelo–Fraenkel set theory with subset collection replaced by exponentiation, in which the Cauchy reals form a set while the Dedekind reals constitute a proper class

Universes of types were introduced into constructive type theory by Martin-Löf [12]. The idea of forming universes in type theory is to introduce a universe as a set closed under a certain specified ensemble of set constructors, say $\mathcal{C}$ . The universe then “reflects” $\mathcal{C}$ .This is the first part of a paper which addresses the exact logical strength of a particular such universe construction, the so-called superuniverse due to Palmgren (cf. [16, 18, 19]).It is proved that Martin-Löf type theory with a superuniverse, termed MLS, is a system whose proof-theoretic ordinal resides strictly above the Feferman-Schütte ordinal $\Gamma_0$ but well below the Bachmann-Howard ordinal. Not many theories of strength between $\Gamma_0$ and the Bachmann-Howard ordinal have arisen. MLS provides a natural example for such a theory

The fact that “natural” theories, i.e. theories which have something like an “idea” to them, are almost always linearly ordered with regard to logical strength has been called one of the great mysteries of the foundation of mathematics. However, one easily establishes the existence of theories with incomparable logical strengths using self-reference . As a result, PA+Con is not the least theory whose strength is greater than that of PA. But still we can ask: is there a sense in which PA+Con is the least “natural” theory whose strength is greater than that of PA? In this paper we exhibit natural theories in strength strictly between PA and PA+Con by introducing a notion of slow consistency

The paper investigates inaccessible set axioms and their consistency strength in constructive set theory. In ZFC inaccessible sets are of the form Vκ where κ is a strongly inaccessible cardinal and Vκ denotes the κth level of the von Neumann hierarchy. Inaccessible sets figure prominently in category theory as Grothendieck universes and are related to universes in type theory. The objective of this paper is to show that the consistency strength of inaccessible set axioms heavily depend on the context in which they are embedded. The context here will be the theory CZF− of constructive Zermelo–Fraenkel set theory but without -Induction . Let INAC be the statement that for every set there is an inaccessible set containing it. CZF−+INAC is a mathematically rich theory in which one can easily formalize Bishop style constructive mathematics and a great deal of category theory. CZF−+INAC also has a realizability interpretation in type theory which gives its theorems a direct computational meaning. The main result presented here is that the proof theoretic ordinal of CZF−+INAC is a small ordinal known as the Feferman–Schütte ordinal Γ0

The larger project broached here is to look at the generally sentence “if X is well-ordered then f is well-ordered”, where f is a standard proof-theoretic function from ordinals to ordinals. It has turned out that a statement of this form is often equivalent to the existence of countable coded ω-models for a particular theory Tf whose consistency can be proved by means of a cut elimination theorem in infinitary logic which crucially involves the function f. To illustrate this theme, we prove in this paper that the statement “if X is well-ordered then εX is well-ordered” is equivalent to . This was first proved by Marcone and Montalban [Alberto Marcone, Antonio Montalbán, The epsilon function for computability theorists, draft, 2007] using recursion-theoretic and combinatorial methods. The proof given here is principally proof-theoretic, the main techniques being Schütte’s method of proof search [Kurt Schütte, Proof Theory, Springer-Verlag, Berlin, Heidelberg, 1977] and cut elimination for a fragment of.

One objective of this paper is the determination of the proof-theoretic strength of Martin-Löf's type theory with a universe and the type of well-founded trees. It is shown that this type system comprehends the consistency of a rather strong classical subsystem of second order arithmetic, namely the one with Δ 2 1 comprehension and bar induction. As Martin-Löf intended to formulate a system of constructive (intuitionistic) mathematics that has a sound philosophical basis, this yields a constructive consistency proof of a strong classical theory. Also the proof-theoretic strength of other inductive types like Aczel's type of iterative sets is investigated in various contexts.Further, we study metamathematical relations between type theories and other frameworks for formalizing constructive mathematics, e.g. Aczel's set theories and theories of operations and classes as developed by Feferman

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of -analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to -formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated -comprehension, e.g., -comprehension. The details will be laid out in [28].Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2 is still something to be sought. However, for reasons that cannot be explained here, -comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2 in the foreseeable future.Roughly speaking, ordinally informative proof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results.

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28].Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results.

Universes of types were introduced into constructive type theory by Martin-Löf [3]. The idea of forming universes in type theory is to introduce a universe as a set closed under a certain specified ensemble of set constructors, say ?. The universe then “reflects”?.This is the second part of a paper which addresses the exact logical strength of a particular such universe construction, the so-called superuniverse due to Palmgren (cf.[4–6]).It is proved that Martin-Löf type theory with a superuniverse, termed MLS, is a system whose proof-theoretic ordinal resides strictly above the Feferman-Schütte ordinal Γ0 but well below the Bachmann-Howard ordinal. Not many theories of strength between Γ0 and the Bachmann-Howard ordinal have arisen. MLS provides a natural example for such a theory. In this second part of the paper the concern is with the with upper bounds

The context for this paper is Feferman's theory of explicit mathematics, T 0 . We address a problem that was posed in [6]. Let MID be the principle stating that any monotone operation on classifications has a least fixed point. The main objective of this paper is to show that T 0 + MID, when based on classical logic, also proves the existence of non-monotone inductive definitions that arise from arbitrary extensional operations on classifications. From the latter we deduce that MID, when adjoined to classical T 0 , leads to a much stronger theory than T 0