Patrick Walsh

This paper responds to recent work in the philosophy of Homotopy Type Theory by James Ladyman and Stuart Presnell. They consider one of the rules for identity, path induction, and justify it along ‘pre-mathematical’ lines. I give an alternate justification based on the philosophical framework of inferentialism. Accordingly, I construct a notion of harmony that allows the inferentialist to say when a connective or concept is meaning-bearing and this conception unifies most of the prominent conceptions of harmony through category theory. This categorical harmony is stated in terms of adjoints and says that any concept definable by iterated adjoints from general categorical operations is harmonious. Moreover, it has been shown that identity in a categorical setting is determined by an adjoint in the relevant way. Furthermore, path induction as a rule comes from this definition. Thus we arrive at an account of how path induction, as a rule of inference governing identity, can be justified on mathematically motivated grounds.

Inductively defined structures are ubiquitous in mathematics; their specification is unambiguous and their properties are powerful. All fields of mathematical logic feature these structures prominently: the formula of a language, the set of theorems, the natural numbers, the primitive recursive functions, the constructive number classes and segments of the cumulative hierarchy of sets. This dissertation gives a mathematical characterization of a species of inductively defined structures, called accessible domains, which include all of the above examples except the set of theorems. The concept of an accessible domain comes from Wilfried Sieg's analysis of proof-theoretic practices, starting with his dissertation. In particular, he noticed the special epistemological character of elements of an accessible domain: they can always be uniquely identified with their build-up. Generally, the unique build-up of elements justifies the principles of induction and recursion. I use category theory to give an abstract characterization of accessible domains. I claim that accessible domains are all instances of initial algebras for endofunctors. Grounded in the historical roots of Sieg's discussions, this dissertation shows how the properties of initial algebras for endofunctors and accessible domains coincide in a satisfying and natural way. Filling out this characterization, I show how important examples of accessible domains fit into this broad characterization. I first characterize some accessible domains by relatively simple functors (e.g. finite, polynomial, those that preserve certain colimits) where we can see how iterating the functor can produce the accessible domain. Then I describe accessible domains that result from more involved specifications (e.g. ordinals and segments of the cumulative hierarchies associated with CZF, IZF, and ZF) by relying heavily on algebraic set theory. I end with a discussion of some of the methodological features of category theory in particular that helped characterize accessible domains.

Natural Formalization proposes a concrete way of expanding proof theory from the meta-mathematical investigation of formal theories to an examination of “the concept of the specifically mathematical proof.” Formal proofs play a role for this examination in as much as they reflect the essential structure and systematic construction of mathematical proofs. We emphasize three crucial features of our formal inference mechanism: (1) the underlying logical calculus is built for reasoning with gaps and for providing strategic directions, (2) the mathematical frame is a definitional extension of Zermelo–Fraenkel set theory and has a hierarchically organized structure of concepts and operations, and (3) the construction of formal proofs is deeply connected to the frame through rules for definitions and lemmas. To bring these general ideas to life, we examine, as a case study, proofs of the Cantor–Bernstein Theorem that do not appeal to the principle of choice. A thorough analysis of the multitude of “different” informal proofs seems to reduce them to exactly one. The natural formalization confirms that there is one proof, but that it comes in two variants due to Dedekind and Zermelo, respectively. In this way it enhances the conceptual understanding of the represented informal proofs. The formal, computational work is carried out with the proof search system AProS that serves as a proof assistant and implements the above inference mechanism; it can be fully inspected at (see link below).