Peter Koellner

This volume contains the proceedings of the Logic at Harvard conference in honor of W. Hugh Woodin's 60th birthday, held March 27–29, 2015, at Harvard University. It presents a collection of papers related to the work of Woodin, who has been one of the leading figures in set theory since the early 1980s. The topics cover many of the areas central to Woodin's work, including large cardinals, determinacy, descriptive set theory and the continuum problem, as well as connections between set theory and Banach spaces, recursion theory, and philosophy, each reflecting a period of Woodin's career. Other topics covered are forcing axioms, inner model theory, the partition calculus, and the theory of ultrafilters. This volume should make a suitable introduction to Woodin's work and the concerns which motivate it. The papers should be of interest to graduate students and researchers in both mathematics and philosophy of mathematics, particularly in set theory, foundations and related areas.

The HOD Dichotomy Theorem states that if there is an extendible cardinal, δ, then either HOD is “close” to V or HOD is “far” from V. The question is whether the future will lead to the first or the second side of the dichotomy. Is HOD “close” to V, or “far” from V? There is a program aimed at establishing the first alternative—the “close” side of the HOD Dichotomy. This is the program of inner model theory. In recent years the third author has provided evidence that there is an ultimate inner model—Ultimate-L—and he has isolated a natural conjecture associated with the model—the Ultimate-L Conjecture. This conjecture implies that that the first alternative holds—HOD is “close” to V. This is the future in which pattern prevails. In this paper we introduce a very different program, one aimed at establishing the second alternative—the “far” side of the HOD Dichotomy. This is the program of large cardinals beyond choice. Kunen famously showed that if AC holds then there cannot be a Reinhardt cardinal. It has remained open whether Reinhardt cardinals are consistent in ZF alone. It turns out that there is an entire hierarchy of choiceless large cardinals of which Reinhardt cardinals are only the beginning, and, surprisingly, this hierarchy appears to be highly ordered and amenable to systematic investigation, as we shall show in this paper. The point is that if these choiceless large cardinals are consistent then the Ultimate-L Conjecture must fail. This is the future where chaos prevails.

Gödel argued that his incompleteness theorems imply that either “the mind cannot be mechanized” or “there are absolutely undecidable sentences.” In the precursor to this paper I examined the early arguments for the first disjunct. In the present paper I examine the most sophisticated argument for the first disjunct, namely, Penrose’s new argument. It turns out that Penrose’s argument requires a type-free notion of truth and a type-free notion of absolute provability. I show that there is a natural such system, DTK. I prove a series of results which show that Gödel’s disjunction is provable in the system, Penrose’s argument is invalid in the system, there can be no proof or refutation of either disjunct in the system, the independence results are robust in that they persist when one strengthens the principles governing absolute provability, and there are reasons to believe that the situation will not improve under any plausible alteration of the underlying theory of truth.

In this paper I address the question of whether the incompleteness theorems imply that “the mind cannot be mechanized,” where this is understood in the specific sense that “the mathematical outputs of the idealized human mind do not coincide with the mathematical outputs of any idealized finite machine.” Gödel argued that his incompleteness theorems implied a weaker, disjunctive conclusion to the effect that either “the mind cannot be mechanized” or “mathematical truth outstrips the idealized human mind.” Others, most notably, Lucas and Penrose, have claimed more—they have claimed that the incompleteness theorems actually imply the first disjunct. I will show that by sharpening the fundamental concepts involved and articulating the background assumptions governing them, one can prove Gödel’s disjunction, one can show that the arguments of Lucas and Penrose fail, and one can see what likely led proponents of the first disjunct astray.

In this paper I examine Feferman’s reasons for maintaining that while the statements of first-order number theory are “completely clear'” and “completely definite,”' many of the statements of analysis and set theory are “inherently vague'” and “indefinite.”' I critique his four central arguments and argue that in the end the entire case rests on the brute intuition that the concept of subsets of natural numbers—along with the richer concepts of set theory—is not “clear enough to secure definiteness.” My response to this final, remaining point will be that the concept of “being clear enough to secure definiteness” is about as clear a case of an inherently vague and indefinite concept as one might find, and as such it can bear little weight in making a case against the definiteness of analysis and set theory.

The paper begins with an examination of Gödel's views on absolute undecidability and related topics in set theory. These views are sharpened and assessed in light of recent developments. It is argued that a convincing case can be made for axioms that settle many of the questions undecided by the standard axioms and that in a precise sense the program for large cardinals is a complete success “below” CH. It is also argued that there are reasonable scenarios for settling CH and that there is not currently a convincing case to the effect that a given statement is absolutely undecidable

In this paper we investigate strong logics of first and second order that have certain absoluteness properties. We begin with an investigation of first order logic and the strong logics ω-logic and β-logic, isolating two facets of absoluteness, namely, generic invariance and faithfulness. It turns out that absoluteness is relative in the sense that stronger background assumptions secure greater degrees of absoluteness. Our aim is to investigate the hierarchies of strong logics of first and second order that are generically invariant and faithful against the backdrop of the strongest large cardinal hypotheses. We show that there is a close correspondence between the two hierarchies and we characterize the strongest logic in each hierarchy. On the first-order side, this leads to a new presentation of Woodin's Ω-logic. On the second-order side, we compare the strongest logic with full second-order logic and argue that the comparison lends support to Quine's claim that second-order logic is really set theory in sheep's clothing.

In 1985 the second author showed that if there is a proper class of measurable Woodin cardinals and $V^{B1} $ and $V^{B2} $ are generic extensions of V satisfying CH then $V^{B1} $ and $V^{B2} $ agree on all $\Sigma _1^2 $ -statements. In terms of the strong logic Ω-logic this can be reformulated by saying that under the above large cardinal assumption ZFC + CH is Ω-complete for $\Sigma _1^2 $ Moreover. CH is the unique $\Sigma _1^2 $ -statement with this feature in the sense that any other $\Sigma _1^2 $ -statement with this feature is Ω-equivalent to CH over ZFC. It is natural to look for other strengthenings of ZFC that have an even greater degree of Ω-completeness. For example, one can ask for recursively enumerable axioms A such that relative to large cardinal axioms ZFC + A is Ω-complete for all of third-order arithmetic. Going further, for each specifiable segment $V_\lambda $ of the universe of sets (for example, one might take $V_\lambda $ to be the least level that satisfies there is a proper class of huge cardinals), one can ask for recursively enumerable axioms A such that relative to large cardinal axioms ZFC + A is Ω-complete for the theory of $V_\lambda $ . If such theories exist, extend one another, and are unique in the sense that any other such theory B with the same level of Ω-completeness as A is actually Ω-equivalent to A over ZFC, then this would show that there is a unique Ω-complete picture of the successive fragments of the universe of sets and it would make for a very strong case for axioms complementing large cardinal axioms. In this paper we show that uniqueness must fail. In particular, we show that if there is one such theory that Ω-implies CH then there is another that Ω-implies¬CH

Gödel initiated the program of finding and justifying axioms that effect a significant reduction in incompleteness and he drew a fundamental distinction between intrinsic and extrinsic justifications. Reflection principles are the most promising candidates for new axioms that are intrinsically justified. Taking as our starting point Tait’s work on general reflection principles, we prove a series of limitative results concerning this approach. These results collectively show that general reflection principles are either weak ) or inconsistent. The philosophical significance of these results is discussed

The independence results in set theory invite the search for new and justified axioms. In Chapter 1 I set the stage by examining three approaches to justifying the axioms of standard set theory and argue that the approach via reflection principles is the most successful. In Chapter 2 I analyse the limitations of ZF and use this analysis to set up a mathematically precise minimal hurdle which any set of new axioms must overcome if it is to effect a significant reduction in incompleteness. In Chapter 3 I examine the standard method of justifying new axioms---reflection principles---and prove a result which shows that no reflection principle can overcome the minimal hurdle and yield a significant reduction in incompleteness. In Chapter 4 I introduce a new approach to justifying new axioms---extension principles---and show that such principles can overcome the minimal hurdle and much more, in particular, such principles imply PD and that the theory of second-order arithmetic cannot be altered by set size forcing. I show that in a sense these principles are inevitable. In Chapter 5 I close with a brief discussion of meta-mathematical justifications stemming from the work of Woodin. These touch on the continuum hypothesis and other questions which are beyond the reach of standard large cardinals