Wesley H. Holliday

This chapter provides a brief introduction to propositional epistemic logic and its applications to epistemology. No previous exposure to epistemic logic is assumed. Epistemic-logical topics discussed include the language and semantics of basic epistemic logic, multi-agent epistemic logic, combined epistemic-doxastic logic, and a glimpse of dynamic epistemic logic. Epistemological topics discussed include Moore-paradoxical phenomena, the surprise exam paradox, logical omniscience and epistemic closure, formalized theories of knowledge, debates about higher-order knowledge, and issues of knowability raised by Fitch’s paradox. The references and recommended readings provide gateways for further exploration.

Epistemic closure has been a central issue in epistemology over the last forty years. According to versions of the relevant alternatives and subjunctivist theories of knowledge, epistemic closure can fail: an agent who knows some propositions can fail to know a logical consequence of those propositions, even if the agent explicitly believes the consequence (having “competently deduced” it from the known propositions). In this sense, the claim that epistemic closure can fail must be distinguished from the fact that agents do not always believe, let alone know, the consequences of what they know—a fact that raises the “problem of logical omniscience” that has been central in epistemic logic. This paper, part I of II, is a study of epistemic closure from the perspective of epistemic logic. First, I introduce models for epistemic logic, based on Lewis’s models for counterfactuals, that correspond closely to the pictures of the relevant alternatives and subjunctivist theories of knowledge in epistemology. Second, I give an exact characterization of the closure properties of knowledge according to these theories, as formalized. Finally, I consider the relation between closure and higher-order knowledge. The philosophical repercussions of these results and results from part II, which prompt a reassessment of the issue of closure in epistemology, are discussed further in companion papers. As a contribution to modal logic, this paper demonstrates an alternative approach to proving modal completeness theorems, without the standard canonical model construction. By “modal decomposition” I obtain completeness and other results for two non-normal modal logics with respect to new semantics. One of these logics, dubbed the logic of ranked relevant alternatives, appears not to have been previously identified in the modal logic literature. More broadly, the paper presents epistemology as a rich area for logical study.

The Paradox of the Surprise Examination has been a testing ground for a variety of frameworks in formal epistemology, from epistemic logic to probability theory to game theory and more. In this paper, I treat a related paradox, the Paradox of the Undiscoverable Position, as a test case for the possible-worlds style representation of epistemic states. I argue that the paradox can be solved in this framework, further illustrating the power of possible-worlds style modeling. The solution also illustrates an important distinction between anti-performatory and unassimilable announcements of information.

In this paper, we explore semantics for comparative epistemic modals that avoid the entailment problems shown to result from Kratzer’s (1991) semantics by Yalcin (2006, 2009, 2010). In contrast to the alternative semantics presented by Yalcin and Lassiter (2010, 2011), based on finitely additive probability measures, we introduce semantics based on qualitatively additive measures, as well as semantics based on purely qualitative orderings, including orderings on propositions derived from orderings on worlds in the tradition of Kratzer (1991). All of these semantics avoid the entailment problems that result from Kratzer’s semantics. Our discussion focuses on methodological issues concerning the choice between different semantics.

According to the Relevant Alternatives (RA) Theory of knowledge, knowing that something is the case involves ruling out (only) the relevant alternatives. The conception of knowledge in epistemic logic also involves the elimination of possibilities, but without an explicit distinction, among the possibilities consistent with an agent’s information, between those relevant possibilities that an agent must rule out in order to know and those remote, far-fetched or otherwise irrelevant possibilities. In this article, I propose formalizations of two versions of the RA theory. Doing so clarifies a famous debate in epistemology, pitting Fred Dretske against David Lewis, about whether the RA theorist should accept the principle that knowledge is closed under known implication, familiar as the K axiom in epistemic logic. Dretske’s case against closure under known implication leads to a study of other closure principles, while Lewis’s defense of closure by appeal to the claimed context sensitivity of knowledge attributions leads to a study of the dynamics of context. Having followed the first lead at length in other work, here I focus more on the second, especially on logical issues associated with developing a dynamic epistemic logic of context change over models for the RA theory.

This chapter argues that epistemologists should replace a “standard alternatives” picture of knowledge, assumed by many fallibilist theories of knowledge, with a new “multipath” picture of knowledge. The chapter first identifies a problem for the standard picture: fallibilists working with this picture cannot maintain even the most uncontroversial epistemic closure principles without making extreme assumptions about the ability of humans to know empirical truths without empirical investigation. The chapter then shows how the multipath picture, motivated by independent arguments, saves fallibilism from this problem. The multipath picture is based on taking seriously the idea that there can be multiple paths to knowing some propositions about the world. An overlooked consequence of fallibilism is that these multiple paths to knowledge may involve ruling out different sets of alternatives, which should be represented in a fallibilist picture of knowledge. The chapter concludes by considering inductive knowledge and strong epistemic closure from this multipath perspective.

The picture of information acquisition as the elimination of possibilities has proven fruitful in many domains, serving as a foundation for formal models in philosophy, linguistics, computer science, and economics. While the picture appears simple, its formalization in dynamic epistemic logic reveals subtleties: given a valid principle of information dynamics in the language of dynamic epistemic logic, substituting complex epistemic sentences for its atomic sentences may result in an invalid principle. In this article, we explore such failures of uniform substitution. First, we give epistemic examples inspired by Moore, Fitch, and Williamson. Second, we answer affirmatively a question posed by van Benthem: can we effectively decide when every substitution instance of a given dynamic epistemic principle is valid? In technical terms, we prove the decidability of this schematic validity problem for public announcement logic (PAL and PAL-RC) over models for finitely many fully introspective agents, as well as models for infinitely many arbitrary agents. The proof of this result illuminates the reasons for the failure of uniform substitution.

According to the Principle of the Fixity of the Past (FP), no one can now do anything that would require the past to have unfolded differently than it actually did, for the past is fixed, over and done with. Why might doing something in the future require the past to be different? Because if determinism is true—if the laws of nature and the initial conditions of the Big Bang determined a unique future for our universe—then doing anything other than what you are determined to do would require one of two things: either a miracle, a violation of the actual laws of nature, or a different past, all the way back to the Big Bang or beyond. Which would it be? Those who reject miracles accept a Backtracking Principle (BT), according to which the past would (have to) be different. If this is correct, then it follows by (FP) that you cannot now do anything other than what you are determined to do. The conclusion of this much-discussed argument is that the freedom to do otherwise is incompatible with determinism. In order to break a stalemate between incompatibilists and compatibilists in the debate over (FP), this article presents a new Action-Type Argument for (FP). The aim is to refute Backtracking Compatibilism, the view that (BT) is true and yet the freedom to do otherwise is compatible with determinism. The form of the Action-Type Argument for (FP) also leads to a Simple Argument for incompatibilism, which does not assume (BT). What the Simple Argument does assume is a “governing” view of laws of nature, a view of laws as more than mere regularities that turn out to be exceptionless over all time. Incompatibilism follows.

Epistemic modal predicate logic raises conceptual problems not faced in the case of alethic modal predicate logic : Frege’s “Hesperus-Phosphorus” problem—how to make sense of ascribing to agents ignorance of necessarily true identity statements—and the related “Hintikka-Kripke” problem—how to set up a logical system combining epistemic and alethic modalities, as well as others problems, such as Quine’s “Double Vision” problem and problems of self-knowledge. In this paper, we lay out a philosophical approach to epistemic predicate logic, implemented formally in Melvin Fitting’s First-Order Intensional Logic, that we argue solves these and other conceptual problems. Topics covered include: Quine on the “collapse” of modal distinctions; the rigidity of names; belief reports and unarticulated constituents; epistemic roles; counterfactual attitudes; representational vs. interpretational semantics; ignorance of co-reference vs. ignorance of identity; two-dimensional epistemic models; quantification into epistemic contexts; and an approach to multi-agent epistemic logic based on centered worlds and hybrid logic

A well-known open problem in epistemic logic is to give a syntactic characterization of the successful formulas. Semantically, a formula is successful if and only if for any pointed model where it is true, it remains true after deleting all points where the formula was false. The classic example of a formula that is not successful in this sense is the “Moore sentence” p ∧ ¬BOXp, read as “p is true but you do not know p.” Not only is the Moore sentence unsuccessful, it is self-refuting, for it never remains true as described. We show that in logics of knowledge and belief for a single agent (extended by S5), Moorean phenomena are the source of all self-refutation; moreover, in logics for an introspective agent (extending KD45), Moorean phenomena are the source of all unsuccessfulness as well. This is a distinctive feature of such logics, for with a non-introspective agent or multiple agents, non-Moorean unsuccessful formulas appear. We also consider how successful and self-refuting formulas relate to the Cartesian and learnable formulas, which have been discussed in connection with Fitch’s “paradox of knowability.” We show that the Cartesian formulas are exactly the formulas that are not eventually self-refuting and that not all learnable formulas are successful. In an appendix, we give syntactic characterizations of the successful and the self-refuting formulas.

Unlike standard modal logics, many dynamic epistemic logics are not closed under uniform substitution. A distinction therefore arises between the logic and its substitution core, the set of formulas all of whose substitution instances are valid. The classic example of a non-uniform dynamic epistemic logic is Public Announcement Logic (PAL), and a well-known open problem is to axiomatize the substitution core of PAL. In this paper we solve this problem for PAL over the class of all relational models with infinitely many agents, PAL-K_omega, as well as standard extensions thereof, e.g., PAL-T_omega, PAL-S4_omega, and PAL-S5_omega. We introduce a new Uniform Public Announcement Logic (UPAL), prove completeness of a deductive system with respect to UPAL semantics, and show that this system axiomatizes the substitution core of PAL.

Epistemic logic in the tradition of Hintikka provides, as one of its many applications, a toolkit for the precise analysis of certain epistemological problems. In recent years, dynamic epistemic logic has expanded this toolkit. Dynamic epistemic logic has been used in analyses of well-known epistemic “paradoxes”, such as the Paradox of the Surprise Examination and Fitch’s Paradox of Knowability, and related epistemic phenomena, such as what Hintikka called the “anti-performatory effect” of Moorean announcements. In this paper, we explore a variation on basic dynamic epistemic logic—what we call sequential epistemic logic—and argue that it allows more faithful and fine-grained analyses of those epistemological topics.

Epistemic modals have peculiar logical features that are challenging to account for in a broadly classical framework. For instance, while a sentence of the form ‘p, but it might be that not p’ appears to be a contradiction, 'might not p' does not entail 'not p', which would follow in classical logic. Likewise, the classical laws of distributivity and disjunctive syllogism fail for epistemic modals. Existing attempts to account for these facts generally either under- or over-correct. Some theories predict that 'p and might not p', a so-called epistemic contradiction, is a contradiction only in an etiolated sense, under a notion of entailment that does not allow substitution of logical equivalents; these theories underpredict the infelicity of embedded epistemic contradictions. Other theories savage classical logic, eliminating not just rules that intuitively fail, like distributivity and disjunctive syllogism, but also rules like non-contradiction, excluded middle, De Morgan’s laws, and disjunction introduction, which intuitively remain valid for epistemic modals. In this paper, we aim for a middle ground, developing a semantics and logic for epistemic modals that makes epistemic contradictions genuine contradictions and that invalidates distributivity and disjunctive syllogism but that otherwise preserves classical laws that intuitively remain valid. We start with an algebraic semantics, based on ortholattices instead of Boolean algebras, and then propose a more concrete possibility semantics, based on partial possibilities related by compatibility. Both semantics yield the same consequence relation, which we axiomatize. Then we show how to extend our semantics to explain parallel phenomena involving probabilities and conditionals. The goal throughout is to retain what is desirable about classical logic while accounting for the non-classicality of epistemic vocabulary.

In traditional semantics for classical logic and its extensions, such as modal logic, propositions are interpreted as subsets of a set, as in discrete duality, or as clopen sets of a Stone space, as in topological duality. A point in such a set can be viewed as a "possible world," with the key property of a world being primeness—a world makes a disjunction true only if it makes one of the disjuncts true—which classically implies totality—for each proposition, a world either makes the proposition true or makes its negation true. This chapter surveys a more general approach to logical semantics, known as possibility semantics, which replaces possible worlds with possibly partial "possibilities." In classical possibility semantics, propositions are interpreted as regular open sets of a poset, as in set-theoretic forcing, or as compact regular open sets of an upper Vietoris space, as in the recent theory of "choice-free Stone duality." The elements of these sets, viewed as possibilities, may be partial in the sense of making a disjunction true without settling which disjunct is true. We explain how possibilities may be used in semantics for classical logic and modal logics and generalized to semantics for intuitionistic logics. The goals are to overcome or deepen incompleteness results for traditional semantics, to avoid the nonconstructivity of traditional semantics, and to provide richer structures for the interpretation of new languages.

Following a proposal of Humberstone, this paper studies a semantics for modal logic based on partial “possibilities” rather than total “worlds.” There are a number of reasons, philosophical and mathematical, to find this alternative semantics attractive. Here we focus on the construction of possibility models with a finitary flavor. Our main completeness result shows that for a number of standard modal logics, we can build a canonical possibility model, wherein every logically consistent formula is satisfied, by simply taking each individual finite formula (modulo equivalence) to be a possibility, rather than each infinite maximally consistent set of formulas as in the usual canonical world models. Constructing these locally finite canonical models involves solving a problem in general modal logic of independent interest, related to the study of adjoint pairs of modal operators: for a given modal logic L, can we find for every formula phi a formula f(phi) such that for every formula psi, phi -> BOX psi is provable in L if and only if f(phi) -> psi is provable in L? We answer this question for a number of standard modal logics, using model-theoretic arguments with world semantics. This second main result allows us to build for each logic a canonical possibility model out of the lattice of formulas related by provable implication in the logic.

In "A Problem in Possible-World Semantics," David Kaplan presented a consistent and intelligible modal principle that cannot be validated by any possible world frame (in the terminology of modal logic, any neighborhood frame). However, Kaplan's problem is tempered by the fact that his principle is stated in a language with propositional quantification, so possible world semantics for the basic modal language without propositional quantifiers is not directly affected, and the fact that on careful inspection his principle does not target the world part of possible world semantics—the atomicity of the algebra of propositions—but rather the idea of propositional quantification over a complete Boolean algebra of propositions. By contrast, in this paper we present a simple and intelligible modal principle, without propositional quantifiers, that cannot be validated by any possible world frame precisely because of their assumption of atomicity (i.e., the principle also cannot be validated by any atomic Boolean algebra expansion). It follows from a theorem of David Lewis that our logic is as simple as possible in terms of modal nesting depth (two). We prove the consistency of the logic using a generalization of possible world semantics known as possibility semantics. We also prove the completeness of the logic (and two other relevant logics) with respect to possibility semantics. Finally, we observe that the logic we identify naturally arises in the study of Peano Arithmetic.

The standard topological representation of a Boolean algebra via the clopen sets of a Stone space requires a nonconstructive choice principle, equivalent to the Boolean Prime Ideal Theorem. In this article, we describe a choice-free topological representation of Boolean algebras. This representation uses a subclass of the spectral spaces that Stone used in his representation of distributive lattices via compact open sets. It also takes advantage of Tarski’s observation that the regular open sets of any topological space form a Boolean algebra. We prove without choice principles that any Boolean algebra arises from a special spectral space X via the compact regular open sets of X; these sets may also be described as those that are both compact open in X and regular open in the upset topology of the specialization order of X, allowing one to apply to an arbitrary Boolean algebra simple reasoning about regular opens of a separative poset. Our representation is therefore a mix of Stone and Tarski, with the two connected by Vietoris: the relevant spectral spaces also arise as the hyperspace of nonempty closed sets of a Stone space endowed with the upper Vietoris topology. This connection makes clear the relation between our point-set topological approach to choice-free Stone duality, which may be called the hyperspace approach, and a point-free approach to choice-free Stone duality using Stone locales. Unlike Stone’s representation of Boolean algebras via Stone spaces, our choice-free topological representation of Boolean algebras does not show that every Boolean algebra can be represented as a field of sets; but like Stone’s representation, it provides the benefit of a topological perspective on Boolean algebras, only now without choice. In addition to representation, we establish a choice-free dual equivalence between the category of Boolean algebras with Boolean homomorphisms and a subcategory of the category of spectral spaces with spectral maps. We show how this duality can be used to prove some basic facts about Boolean algebras.

The reasoning abilities of large language models (LLMs) are the topic of a growing body of research in artificial intelligence and cognitive science. In this paper, we probe the extent to which a dozen LLMs are able to distinguish logically correct inferences from logically fallacious ones. We focus on inference patterns involving conditionals (e.g., 'If Ann has a queen, then Bob has a jack') and epistemic modals (e.g., 'Ann might have an ace', 'Bob must have a king'). These inference patterns have been of special interest to logicians, philosophers, and linguists, since they plausibly play a central role in human reasoning. Assessing LLMs on these inference patterns is thus highly relevant to the question of how much the reasoning abilities of LLMs match those of humans. Among the LLMs we tested, all but GPT-4 often make basic mistakes with conditionals. Moreover, even GPT-4 displays logically inconsistent judgments across inference patterns involving epistemic modals.

While much of semantic theorizing is based on intuitions about logical phenomena associated with linguistic constructions—phenomena such as consistency and entailment—it is rare to see axiomatic treatments of linguistic fragments. Given a fragment interpreted in some class of formally specified models, it is often possible to ask for a characterization of the reasoning patterns validated by the class of models. Axiomatizations provide such a characterization, often in a perspicuous and efficient manner. In this paper, we highlight some of the benefits of providing axiomatizations for the purpose of semantic theorizing. We illustrate some of these benefits using three examples from the study of modality.

The problem of inferring probability comparisons between events from an initial set of comparisons arises in several contexts, ranging from decision theory to artificial intelligence to formal semantics. In this paper, we treat the problem as follows: beginning with a binary relation ≥ on events that does not preclude a probabilistic interpretation, in the sense that ≥ has extensions that are probabilistically representable, we characterize the extension ≥+ of ≥ that is exactly the intersection of all probabilistically representable extensions of ≥. This extension ≥+ gives us all the additional comparisons that we are entitled to infer from ≥, based on the assumption that there is some probability measure of which ≥ gives us partial qualitative information. We pay special attention to the problem of extending an order on states to an order on events. In addition to the probabilistic interpretation, this problem has a more general interpretation involving measurement of any additive quantity: e.g., given comparisons between the weights of individual objects, what comparisons between the weights of groups of objects can we infer?

Brouwer's views on the foundations of mathematics have inspired the study of intuitionistic logic, including the study of the intuitionistic propositional calculus and its extensions. The theory of these systems has become an independent branch of logic with connections to lattice theory, topology, modal logic and other areas. This paper aims to present a modern account of semantics for intuitionistic propositional systems. The guiding idea is that of a hierarchy of semantics, organized by increasing generality: from the least general Kripke semantics on through Beth semantics, topological semantics, Dragalin semantics, and finally to the most general algebraic semantics. While the Kripke, topological, and algebraic semantics have been extensively studied, the Beth and Dragalin semantics have received less attention. We bring Beth and Dragalin semantics to the fore, relating them to the concept of a nucleus from pointfree topology, which provides a unifying perspective on the semantic hierarchy.

In Arrovian social choice theory assuming the independence of irrelevant alternatives, Murakami (1968) proved two theorems about complete and transitive collective choice rules that satisfy strict non-imposition (citizens’ sovereignty), one being a dichotomy theorem about Paretian or anti-Paretian rules and the other a dictator-or-inverse-dictator impossibility theorem without the Pareto principle. It has been claimed in the later literature that a theorem of Malawski and Zhou (1994) is a generalization of Murakami’s dichotomy theorem and that Wilson’s (1972) impossibility theorem is stronger than Murakami’s impossibility theorem, both by virtue of replacing Murakami’s assumption of strict non-imposition with the assumptions of non-imposition and non-nullness. In this note, we first point out that these claims are incorrect: non-imposition and non-nullness are together equivalent to strict non-imposition for all transitive collective choice rules. We then generalize Murakami’s dichotomy and impossibility theorems to the setting of incomplete social preference. We prove that if one drops completeness from Murakami’s assumptions, his remaining assumptions imply (i) that a collective choice rule is either Paretian, anti-Paretian, or dis-Paretian (unanimous individual preference implies noncomparability) and (ii) that adding proposed constraints on noncomparability, such as the regularity axiom of Eliaz and Ok (2006), restores Murakami’s dictator-or-inverse-dictator result.

We introduce new algebraic and topological semantics for inquisitive logic. The algebraic semantics is based on special Heyting algebras, which we call inquisitive algebras, with propositional valuations ranging over only the ¬¬-fixpoints of the algebra. We show how inquisitive algebras arise from Boolean algebras: for a given Boolean algebra B, we define its inquisitive extension H(B) and prove that H(B) is the unique inquisitive algebra having B as its algebra of ¬¬-fixpoints. We also show that inquisitive algebras determine Medvedev’s logic of finite problems. In addition to the algebraic characterization of H(B), we give a topological characterization of H(B) in terms of the recently introduced choice-free duality for Boolean algebras using so-called upper Vietoris spaces (UV-spaces). In particular, while a Boolean algebra B is realized as the Boolean algebra of compact regular open elements of a UV-space dual to B, we show that H(B) is realized as the algebra of compact open elements of this space. This connection yields a new topological semantics for inquisitive logic.

We give a proof-theoretic as well as a semantic characterization of a logic in the signature with conjunction, disjunction, negation, and the universal and existential quantifiers that we suggest has a certain fundamental status. We present a Fitch-style natural deduction system for the logic that contains only the introduction and elimination rules for the logical constants. From this starting point, if one adds the rule that Fitch called Reiteration, one obtains a proof system for intuitionistic logic in the given signature; if instead of adding Reiteration, one adds the rule of Reductio ad Absurdum, one obtains a proof system for orthologic; by adding both Reiteration and Reductio, one obtains a proof system for classical logic. Arguably neither Reiteration nor Reductio is as intimately related to the meaning of the connectives as the introduction and elimination rules are, so the base logic we identify serves as a more fundamental starting point and common ground between proponents of intuitionistic logic, orthologic, and classical logic. The algebraic semantics for the logic we motivate proof-theoretically is based on bounded lattices equipped with what has been called a weak pseudocomplementation. We show that such lattice expansions are representable using a set together with a reflexive binary relation satisfying a simple first-order condition, which yields an elegant relational semantics for the logic. This builds on our previous study of representations of lattices with negations, which we extend and specialize for several types of negation in addition to weak pseudocomplementation; in an appendix, we further extend this representation to lattices with implications. Finally, we discuss adding to our logic a conditional obeying only introduction and elimination rules, interpreted as a modality using a family of accessibility relations.

The early literature on epistemic logic in philosophy focused on reasoning about the knowledge or belief of a single agent, especially on controversies about "introspection axioms" such as the 4 and 5 axioms. By contrast, the later literature on epistemic logic in computer science and game theory has focused on multi-agent epistemic reasoning, with the single-agent 4 and 5 axioms largely taken for granted. In the relevant multi-agent scenarios, it is often important to reason about what agent A believes about what agent B believes about what agent A believes; but it is rarely important to reason just about what agent A believes about what agent A believes. This raises the question of the extent to which single-agent introspection axioms actually matter for multi-agent epistemic reasoning. In this paper, we formalize and answer this question. To formalize the question, we first define a set of multi-agent formulas that we call agent-alternating formulas, including formulas like Box_a Box_b Box_a p but not formulas like Box_a Box_a p. We then prove, for the case of belief, that if one starts with multi-agent K or KD, then adding both the 4 and 5 axioms (or adding the B axiom) does not allow the derivation of any new agent-alternating formulas—in this sense, introspection axioms do not matter. By contrast, we show that such conservativity results fail for knowledge and multi-agent KT, though they hold with respect to a smaller class of agent-nonrepeating formulas.

In two of the earliest papers on extending modal logic with propositional quantifiers, R. A. Bull and K. Fine studied a modal logic S5Π extending S5 with axioms and rules for propositional quantification. Surprisingly, there seems to have been no proof in the literature of the completeness of S5Π with respect to its most natural algebraic semantics, with propositional quantifiers interpreted by meets and joins over all elements in a complete Boolean algebra. In this note, we give such a proof. This result raises the question: For which normal modal logics