Wolfgang Spohn

The paper is motivated by the need of accounting for the practical syllogism as a piece of defeasible reasoning. To meet the need, the paper first refers to ranking theory as an account of defeasible descriptive reasoning. It then argues that two kinds of ought need to be distinguished, purely normative and fact-regarding obligations (in analogy to intrinsic and extrinsic utilities). It continues arguing that both kinds of ought can be iteratively revised and should hence be represented by ranking functions, too, just as iteratively revisable beliefs. Its central proposal will then be that the fact-regarding normative ranking function must be conceived as the sum of a purely normative ranking function and an epistemic ranking function (as suggested in qualitative decision theory). The distinctions defends this proposal with a comparative discussion of some critical examples and some other distinctions made in the literature. It gives a more rigorous justification of this proposal. Finally, it starts developing the logic of purely normative and of fact-regarding normative defeasible reasoning, points to the difficulties of completing the logic of the fact-regarding side, but reaches the initial aim of accounting for the defeasible nature of the practical syllogism.

Rudolf Carnap was born on May 18, 1891, and Hans Reichenbach on September 26 in the same year. They are two of the greatest philosophers of this century, and they are eminent representatives of what is perhaps the most powerful contemporary philosophical movement. Moreover, they founded the journal Erkenntnis. This is ample reason for presenting, on behalf of Erkenntnis, a collection of essays in honor of them and their philosophical work. I am less sure, however, whether it is a good time for resuming their philosophical impact; their work still is rather part than historical basis of the present philosophical melting-pot. Their basic philosophical theses have currently, it may seem, not so high a standing, but their impact can be seen in numerous detailed issues; they have opened or pushed forward lively fields of research which are still very actively pursued not only within philosophy, but also in many neighboring disciplines. Whatever the present balance of opinions about their philosophical ideas, there is something even more basic in their philosophy than their tenets which is as fresh, as stimulating, as exemplary as ever. I have in mind their way of philosophizing, their conception of how to do philosophy. It is always a good time for reinforcing that conception; and if this volume would manage to do so, it would fully serve its purpose.

The paper takes an expressivistic perspective, i.e., it takes conditionals of all sorts to primarily express conditional beliefs. Therefore it is based on what it takes to be the best account of conditional belief, namely ranking theory. It proposes not to start looking at the bewildering linguistic phenomenology, but first to systematically study the various options of expressing features of conditional belief. Those options by far transcend the Ramsey test and include relevancies of various kinds and in particular the so-called “circumstances are such that” reading, under which also all conditionals representing causal relations can be subsumed. In this way a unifying perspective on the many kinds of conditionals is offered. The final section explains the considerable extent to which truth conditions for conditionals, which may seem lost in the expressivistic or epistemic perspective, may be recovered

And this paper is an attempt to say precisely how, thus addressing a philosophical problem which is commonly taken to be a serious one. It does so, however, in quite an idiosyncratic way. It is based on the account of inductive schemes I have given in (1988) and (1990a) and on the conception of causation I have presented in (1980), (1983), and (1990b), and it intends to fill one of many gaps which have been left by these papers. Still, I have tried to make this paper self-contained. Section 1 explains the philosophical question this paper is about; in more general terms it asks what might be meant by objectifying epistemic states or features of them and to which extent epistemic states can be objectified. The next sections introduce the basis I rely on with formal precision and some explanation; section 2 deals with induction and section 3 with causation. Within these confines, section 4 attempts to give an explication of the relevant sense of objectification and section 5 investigates the extent to which various features of epistemic states are objectifiable. The two most salient results are roughly that the relation "A is a reason for B" cannot be objectified at all and that the relation "A is a cause of B" can be objectified only under substantial, though reasonable restrictions. What has all of this to do with probability? A lot. The paper trades on a pervasive duality between probabilistic and deterministic epistemology, between a probabilistic representation of epistemic states together with a theory of probabilistic causation and another representation of epistemic states which I call deterministic because it lends itself, in a perfectly parallel fashion, to a theory of deterministic causation. Here I explicitly deal only with the deterministic side, but the duality should pave the way for further conclusions concerning objective probabilities and statistical laws. This outlook is briefly expanded in the final section 6

The paper is motivated by the need of accounting for the practical syllogism as a piece of defeasible reasoning. To meet the need, the paper first refers to ranking theory as an account of defeasible descriptive reasoning. It then argues that two kinds of ought need to be distinguished, purely normative and fact-regarding obligations. It continues arguing that both kinds of ought can be iteratively revised and should hence be represented by ranking functions, too, just as iteratively revisable beliefs. Its central proposal will then be that the fact-regarding normative ranking function must be conceived as the sum of a purely normative ranking function and an epistemic ranking function. The distinctions defends this proposal with a comparative discussion of some critical examples and some other distinctions made in the literature. It gives a more rigorous justification of this proposal. Finally, it starts developing the logic of purely normative and of fact-regarding normative defeasible reasoning, points to the difficulties of completing the logic of the fact-regarding side, but reaches the initial aim of accounting for the defeasible nature of the practical syllogism.

This paper attempts to develop a projectivistic understanding of chance or objective probability or partial determination. It does so by critically examining David Lewis’ philosophy of probability and his defense of Humean Supervenience, building thereupon the constructive projectivistic alternative, which will basically be a suitable reinterpretation of de Finetti’s position. Any treatment of the topic must show how it extends to natural necessity or deterministic laws or full determination in perfect parallel. The paper indicates at the end how this demand can be met.

This paper introduces a new equilibrium concept for normal form games called dependency equilibrium; it is defined, exemplified, and compared with Nash and correlated equilibria in Sections 2–4. Its philosophical motive is to rationalize cooperation in the one shot prisoners' dilemma. A brief discussion of its meaningfulness in Section 5 concludes the paper. †To contact the author, please write to: Department of Philosophy, University of Konstanz, 78457 Konstanz, Germany; e-mail: [email protected].

The paper builds on the basically Humean idea that A is a cause of B iff A and B both occur, A precedes B, and A raises the metaphysical or epistemic status of B given the obtaining circumstances. It argues that in pursuit of a theory of deterministic causation this ‘status raising’ is best explicated not in regularity or counterfactual terms, but in terms of ranking functions. On this basis, it constructs a rigorous theory of deterministic causation that successfully deals with cases of overdetermination and pre-emption. It finally indicates how the account's profound epistemic relativization induced by ranking theory can be undone. Introduction Variables, propositions, time Induction first Causation Redundant causation Objectivization.

The paper attempts to rationalize cooperation in the one-shot prisoners' dilemma (PD). It starts by introducing (and preliminarily investigating) a new kind of equilibrium (differing from Aumann's correlated equilibria) according to which the players' actions may be correlated (sect. 2). In PD the Pareto-optimal among these equilibria is joint cooperation. Since these equilibria seem to contradict causal preconceptions, the paper continues with a standard analysis of the causal structure of decision situations (sect. 3). The analysis then raises to a reflexive point of view according to which the agent integrates his own present and future decision situations into the causal picture of his situation (sect. 4). This reflexive structure is first applied to the toxin puzzle and then to Newcomb's problem, showing a way to rationalize drinking the toxin and taking only one box with-out assuming causal mystery (sect. 5). The latter result is finally extended to a rationalization of cooperation in PD (sect. 6).

"A Survey of Ranking Theory": The paper gives an up-to-date survey of ranking theory. It carefully explains the basics. It elaborates on the ranking theoretic explication of reasons and their balance. It explains the dynamics of belief statable in ranking terms and indicates how the ranks can thereby be measured. It suggests how the theory of Bayesian nets can be carried over to ranking theory. It indicates what it might mean to objectify ranks. It discusses the formal and the philosophical aspects of the tight relation and the complementarity of ranks and probabilities. It closes with comparative remarks on predecessors and other philosophical proposals as well as formal models developed in AI.

Probability theory, epistemically interpreted, provides an excellent, if not the best available account of inductive reasoning. This is so because there are general and definite rules for the change of subjective probabilities through information or experience; induction and belief change are one and same topic, after all. The most basic of these rules is simply to conditionalize with respect to the information received; and there are similar and more general rules. 1 Hence, a fundamental reason for the epistemological success of probability theory is that there at all exists a well-behaved concept of conditional probability. Still, people have, and have reasons for, various concerns over probability theory. One of these is my starting point: Intuitively, we have the notion of plain belief; we believe propositions2 to be true (or to be false or neither). Probability theory, however, offers no formal counterpart to this notion. Believing A is not the same as having probability 1 for A, because probability 1 is incorrigible3; but plain belief is clearly corrigible. And believing A is not the same as giving A a probability larger than some 1 - c, because believing A and believing B is usually taken to be equivalent to believing A & B.4 Thus, it seems that the formal representation of plain belief has to take a non-probabilistic route. Indeed, representing plain belief seems easy enough: simply represent an epistemic state by the set of all propositions believed true in it or, since I make the common assumption that plain belief is deductively closed, by the conjunction of all propositions believed true in it. But this does not yet provide a theory of induction, i.e. an answer to the question how epistemic states so represented are changed tbrough information or experience. There is a convincing partial answer: if the new information is compatible with the old epistemic state, then the new epistemic state is simply represented by the conjunction of the new information and the old beliefs. This answer is partial because it does not cover the quite common case where the new information is incompatible with the old beliefs. It is, however, important to complete the answer and to cover this case, too; otherwise, we would not represent plain belief as conigible. The crucial problem is that there is no good completion. When epistemic states are represented simply by the conjunction of all propositions believed true in it, the answer cannot be completed; and though there is a lot of fruitful work, no other representation of epistemic states has been proposed, as far as I know, which provides a complete solution to this problem. In this paper, I want to suggest such a solution. In [4], I have more fully argued that this is the only solution, if certain plausible desiderata are to be satisfied. Here, in section 2, I will be content with formally defining and intuitively explaining my proposal. I will compare my proposal with probability theory in section 3. It will turn out that the theory I am proposing is structurally homomorphic to probability theory in important respects and that it is thus equally easily implementable, but moreover computationally simpler. Section 4 contains a very brief comparison with various kinds of logics, in particular conditional logic, with Shackle's functions of potential surprise and related theories, and with the Dempster - Shafer theory of belief functions.

In this paper two theories of defeasible reasoning, Pollock's account and my theory of ranking functions, are compared, on a strategic level, since a strictly formal comparison would have been unfeasible. A brief summary of the accounts shows their basic difference: Pollock's is a strictly computational one, whereas ranking functions provide a regulative theory. Consequently, I argue that Pollock's theory is normatively defective, unable to provide a theoretical justification for its basic inference rules and thus an independent notion of admissible rules. Conversely, I explain how quite a number of achievements of Pollock's account can be adequately duplicated within ranking theory. The main purpose of the paper, though, is not to settle a dispute with formal epistemology, but rather to emphasize the importance of formal methods to the whole of epistemology.

Conditionals somehow express conditional beliefs. However, conditional belief is a bi-propositional attitude that is generally not truth-evaluable, in contrast to unconditional belief. Therefore, this article opts for an expressivistic semantics for conditionals, grounds this semantics in the arguably most adequate account of conditional belief, that is, ranking theory, and dismisses probability theory for that purpose, because probabilities cannot represent belief. Various expressive options are then explained in terms of ranking theory, with the intention to set out a general interpretive scheme that is able to account for the most variegated usage of conditionals. The Ramsey test is only the first option. Relevance is another, familiar, but little understood item, which comes in several versions. This article adds a further family of expressive options, which is able to subsume also counterfactuals and causal conditionals, and indicates at the end how this family allows for partial recovery of truth conditions for conditionals

In this paper two theories of defeasible reasoning, Pollock's account and my theory of ranking functions, are compared, on a strategic level, since a strictly formal comparison would have been unfeasible. A brief summary of the accounts shows their basic difference: Pollock's is a strictly computational one, whereas ranking functions provide a regulative theory. Consequently, I argue that Pollock's theory is normatively defective, unable to provide a theoretical justification for its basic inference rules and thus an independent notion of admissible rules. Conversely, I explain how quite a number of achievements of Pollock's account can be adequately duplicated within ranking theory. The main purpose of the paper, though, is not to settle a dispute with formal epistemology, but rather to emphasize the importance of formal methods to the whole of epistemology.

Recently, Bengt Hansson presented a paper about dyadic deontic logic,2 criticizing some purely axiomatic systems of dyadic deontic logic and proposing three purely semantical systems of dyadic deontic logic which he confidently called dyadic standard systems of deontic logic (DSDL1–3). Here I shall discuss the third by far most interesting system DSDL3 which is operating with preference relations. First, I shall describe this semantical system (Sections 1.1–1.3). Then I shall give an axiomatic system (Section 1.4) which is proved to be correct (Section 2) and complete (Section 3) with respect to Hansson's semantics. Finally, in face of these results Hansson's semantics will be discussed from a more intuitive standpoint. After emphasizing its intuitive attractiveness (Section 4.1) I will show that two objections often discussed in connection with preference relations do not apply to it (Section 4.2 and 4.3); more precisely, I will show that the connectedness condition for preference relations can be dropped and that, in a sense, it is not necessary to compare two possible worlds differing in infinitely many respects. (What exactly is meant by this, will become clear later on.) Yet there is a third objection to Hansson's semantics which points to a real intuitive inadequacy of DSDL3. A way of removing this inadequacy, which corresponds to Hansson's own intuitions as well as to familiar metaethical views, is suggested, but not technically realized (Section 4.4). In the last section (section 4.5) I shall briefly show that DSDL3 is decidable, as expected