Diederik Aerts

We present the fundamentals of the quantum theoretical approach we have developed in the last decade to model cognitive phenomena that resisted modeling by means of classical logical and probabilistic structures, like Boolean, Kolmogorovian and, more generally, set theoretical structures. We firstly sketch the operational-realistic foundations of conceptual entities, i.e. concepts, conceptual combinations, propositions, decision-making entities, etc. Then, we briefly illustrate the application of the quantum formalism in Hilbert space to represent combinations of natural concepts, discussing its success in modeling a wide range of empirical data on concepts and their conjunction, disjunction and negation. Next, we naturally extend the quantum theoretical approach to model some long-standing ‘fallacies of human reasoning’, namely, the ‘conjunction fallacy’ and the ‘disjunction effect’. Finally, we put forward an explanatory hypothesis according to which human reasoning is a defined superposition of ‘emergent reasoning’ and ‘logical reasoning’, where the former generally prevails over the latter. The quantum theoretical approach explains human fallacies as the consequence of genuine quantum structures in human reasoning, i.e. ‘contextuality’, ‘emergence’, ‘entanglement’, ‘interference’ and ‘superposition’. As such, it is alternative to the Kahneman–Tversky research programme, which instead aims to explain human fallacies in terms of ‘individual heuristics and biases’.

How can we explain the strange behavior of quantum and relativistic entities? Why do they behave in ways that defy our intuition about how physical entities should behave, considering our ordinary experience of the world around us? In this article, we address these questions by showing that the comportment of quantum and relativistic entities is not that strange after all, if we only consider what their nature might possibly be: not an objectual one, but a conceptual one. This not in the sense that quantum and relativistic entities would be human concepts, but in the sense that they would share with the latter a same conceptual nature, similarly to how electromagnetic and sound waves, although very different entities, can share a same undulatory nature. When this hypothesis is adopted, i.e., when a conceptuality interpretation about the deep nature of physical entities is taken seriously, many of the interpretational difficulties disappear and our physical world is back making sense, though our view of it becomes radically different from what our classical prejudice made us believe in the first place.

We put forward a new view of relativity theory that makes the existence of a flow of time compatible with the four-dimensional block universe. To this end, we apply the creation-discovery view elaborated for quantum mechanics to relativity theory and in such a way that time and space become creations instead of discoveries and an underlying non temporal and non spatial reality comes into existence. We study the nature of this underlying non temporal and non spatial reality and reinterpret many aspects of the theory within this new view. We show that data of relativistic measurements are sufficient to derive the three-dimensionality of physical space. The nature of light and massive entities is reconsidered, and an analogy with human cognition is worked out.

In the first half of this two-part article, we analyzed a cognitive psychology experiment where participants were asked to select pairs of directions that they considered to be the best example of Two Different Wind Directions, and showed that the data violate the CHSH version of Bell’s inequality, with same magnitude as in typical Bell-test experiments in physics. In this second part, we complete our analysis by presenting a symmetrized version of the experiment, still violating the CHSH inequality but now also obeying the marginal law, for which we provide a full quantum modeling in Hilbert space, using a singlet state and suitably chosen product measurements. We also address some of the criticisms that have been recently directed at experiments of this kind, according to which they would not highlight the presence of genuine forms of entanglement. We explain that these criticisms are based on a view of entanglement that is too restrictive, thus unable to capture all possible ways physical and conceptual entities can connect and form systems behaving as a whole. We also provide an example of a mechanical model showing that the violations of the marginal law and Bell inequalities are generally to be associated with different mechanisms.

The quantum logical `or' is analyzed from a physical perspective. We show that it is the existence of EPR-like correlation states for the quantum mechanical entity under consideration that make it nonequivalent to the classical situation. Specifically, the presence of potentiality in these correlation states gives rise to the quantum deviation from the classical logical `or'. We show how this arises not only in the microworld, but also in macroscopic situations where EPR-like correlation states are present. We investigate how application of this analysis to concepts could alleviate some well known problems in cognitive science.

The sets of contexts and properties of a concept are embedded in the complex Hilbert space of quantum mechanics. States are unit vectors or density operators, and contexts and properties are orthogonal projections. The way calculations are done in Hilbert space makes it possible to model how context influences the state of a concept. Moreover, a solution to the combination of concepts is proposed. Using the tensor product, a procedure for describing combined concepts is elaborated, providing a natural solution to the pet fish problem. This procedure allows the modeling of an arbitrary number of combined concepts. By way of example, a model for a simple sentence containing a subject, a predicate and an object, is presented.

A stream of conscious experience is extremely contextual; it is impacted by sensory stimuli, drives and emotions, and the web of associations that link, directly or indirectly, the subject of experience to other elements of the individual's worldview. The contextuality of one's conscious experience both enhances and constrains the contextuality of one's behavior. Since we cannot know first-hand the conscious experience of another, it is by way of behavioral contextuality that we make judgements about whether or not, and to what extent, a system is conscious. Thus we believe that a deep understanding of contextuality is vital to the study of consciousness. Methods have been developed for handling contextuality in the microworld of quantum particles. Our goal has been to investigate the extent to which these methods can be used to analyze contextuality in conscious experience.

We outline the rationale and preliminary results of using the State Context Property (SCOP) formalism, originally developed as a generalization of quantum mechanics, to describe the contextual manner in which concepts are evoked, used, and combined to generate meaning. The quantum formalism was developed to cope with problems arising in the description of (1) the measurement process, and (2) the generation of new states with new properties when particles become entangled. Similar problems arising with concepts motivated the formal treatment introduced here. Concepts are viewed not as fixed representations, but entities existing in states of potentiality that require interaction with a context---a stimulus or another concept---to `collapse' to observable form as an exemplar, prototype, or other (possibly imaginary) instance. The stimulus situation plays the role of the measurement in physics, acting as context that induces a change of the cognitive state from superposition state to collapsed state. The collapsed state is more likely to consist of a conjunction of concepts for associative than analytic thought because more stimulus or concept properties take part in the collapse. We provide two contextual measures of conceptual distance---one using collapse probabilities and the other weighted properties---and show how they can be applied to conjunctions using the pet fish problem.

Elaboramos aquí una nueva interpretación propuesta recientemente de la teoría cuántica, según la cual las partículas cuánticas son consideradas como entidades conceptuales que median entre los pedazos de materia ordinaria los cuales son considerados como estructuras de memoria para ellos. Nuestro objetivo es identificar qué es lo equivalente para el ámbito cognitivo humano de lo que el espacio-tiempo físico es para el ámbito de las partículas cuánticas y de la materia ordinaria. Para ello, se identifica la noción de "historia" como el equivalente en la esfera cognitiva humana de lo que la materia ordinaria es en el ámbito físico cuántico. Analizamos también el papel desempeñado por los conectivos lógicos de disyunción y de conjunción con respecto a la noción de localidad. De manera similar a lo que hemos hecho en investigaciones anteriores referidas a esa nueva interpretación de la teoría cuántica, se utiliza el entorno cognitivo específico de la Internet para dilucidar las comparaciones que hacemos entre el ámbito cognitivo humano y el ámbito físico cuántico. We elaborate the new interpretation of quantum theory that we recently proposed, according to which quantum particles are considered conceptual entities mediating between pieces of ordinary matter which are considered to act as memory structures for them. Our aim is to identify what is the equivalent for the human cognitive realm of what physical space-time is for the realm of quantum particles and ordinary matter. For this purpose, we identify the notion of 'story' as the equivalent within the human cognitive realm of what ordinary matter is in the physical quantum realm, and analyze the role played by the logical connectives of disjunction and conjunction with respect to the notion of locality. Similarly to what we have done in earlier investigations on this new interpretation of quantum theory, we use the specific cognitive environment of the Internet to elucidate the comparisons we make between the human cognitive realm and the physical quantum realm.

We present a model that allows one to build structures that evolve continuously from classical to quantum, and we study the intermediate situations, giving rise to structures that are neither classical nor quantum. We construct the closure structure corresponding to the collection of eigenstate sets of these intermediate situations, and demonstrate how the superposition principle disappears during the transition from quantum to classical. We investigate the validity of the axioms of quantum mechanics for the intermediate situations.

The formalism of abstracted quantum mechanics is applied in a model of the generalized Liar Paradox. Here, the Liar Paradox, a consistently testable configuration of logical truth properties, is considered a dynamic conceptual entity in the cognitive sphere (Aerts, Broekaert, & Smets, [Foundations of Science 1999, 4, 115–132; International Journal of Theoretical Physics, 2000, 38, 3231–3239]; Aerts and colleagues[Dialogue in Psychology, 1999, 10; Proceedings of Fundamental Approachs to Consciousness, Tokyo ’99; Mind in Interaction]. Basically, the intrinsic contextuality of the truth-value of the Liar Paradox is appropriately covered by the abstracted quantum mechanical approach. The formal details of the model are explicited here for the generalized case. We prove the possibility of constructing a quantum model of the m-sentence generalizations of the Liar Paradox. This includes (i) the truth–falsehood state of the m-Liar Paradox can be represented by an embedded 2m-dimensional quantum vector in a (2m) m -dimensional complex Hilbert space, with cognitive interactions corresponding to projections, (ii) the construction of a continuous ‘time’ dynamics is possible: typical truth and falsehood value oscillations are described by Schrödinger evolution, (iii) Kirchoff and von Neumann axioms are satisfied by introduction of ‘truth-value by inference’ projectors, (iv) time invariance of unmeasured state.

We analyze different aspects of our quantum modeling approach of human concepts and, more specifically, focus on the quantum effects of contextuality, interference, entanglement, and emergence, illustrating how each of them makes its appearance in specific situations of the dynamics of human concepts and their combinations. We point out the relation of our approach, which is based on an ontology of a concept as an entity in a state changing under influence of a context, with the main traditional concept theories, that is, prototype theory, exemplar theory, and theory theory. We ponder about the question why quantum theory performs so well in its modeling of human concepts, and we shed light on this question by analyzing the role of complex amplitudes, showing how they allow to describe interference in the statistics of measurement outcomes, while in the traditional theories statistics of outcomes originates in classical probability weights, without the possibility of interference. The relevance of complex numbers, the appearance of entanglement, and the role of Fock space in explaining contextual emergence, all as unique features of the quantum modeling, are explicitly revealed in this article by analyzing human concepts and their dynamics.

We put forward the hypothesis that there exist three basic attitudes towards inconsistencies within world views: (1) The inconsistency is tolerated temporarily and is viewed as an expression of a temporary lack of knowledge due to an incomplete or wrong theory. The resolution of the inconsistency is believed to be inherent to the improvement of the theory. This improvement ultimately resolves the contradiction and therefore we call this attitude the ‘regularising’ attitude; (2) The inconsistency is tolerated and both contradicting elements in the theory are retained. This attitude integrates the inconsistency and leads to a paraconsistent calculus; therefore we will call it the paraconsistent attitude. (3) In the third attitude, both elements of inconsistency are considered to be false and the ‘real situation’ is considered something different that can not be described by the theory constructively. This indicates the incompleteness of the theory, and leads us to a paracomplete calculus; therefore we call it the paracomplete attitude. We illustrate these three attitudes by means of two ‘paradoxical’ situations in quantum mechanics, the wave-particle duality and the situation of non locality.

We show that Bell inequalities can be violated in the macroscopic world. The macroworld violation is illustrated using an example involving connected vessels of water. We show that whether the violation of inequalities occurs in the microworld or the macroworld, it is the identification of nonidentical events that plays a crucial role. Specifically, we prove that if nonidentical events are consistently differentiated, Bell-type Pitowsky inequalities are no longer violated, even for Bohm's example of two entangled spin 1/2 quantum particles. We show how Bell inequalities can be violated in cognition, specifically in the relationship between abstract concepts and specific instances of these concepts. This supports the hypothesis that genuine quantum structure exists in the mind. We introduce a model where the amount of nonlocality and the degree of quantum uncertainty are parameterized, and demonstrate that increasing nonlocality increases the degree of violation, while increasing quantum uncertainty decreases the degree of violation.

We elaborate on a new interpretation of quantum mechanics which we introduced recently. The main hypothesis of this new interpretation is that quantum particles are entities interacting with matter conceptually, which means that pieces of matter function as interfaces for the conceptual content carried by the quantum particles. We explain how our interpretation was inspired by our earlier analysis of non-locality as non-spatiality and a specific interpretation of quantum potentiality, which we illustrate by means of the example of two interconnected vessels of water. We show by means of this example that philosophical realism is not in contradiction with the recent findings with respect to Leggett’s inequalities and their violations. We explain our recent work on using the quantum formalism to model human concepts and their combinations and how this has given rise to the foundational ideas of our new quantum interpretation. We analyze the equivalence of meaning in the realm of human concepts and coherence in the realm of quantum particles, and how the duality of abstract and concrete leads naturally to a Heisenberg uncertainty relation. We illustrate the role played by interference and entanglement and show how the new interpretation explains the problems related to identity and individuality in quantum mechanics. We put forward a possible scenario for the emergence of the reality of macroscopic objects.

In classical Newtonian physics there was a clear understanding of “what reality is.≓ Indeed in this classical view, reality at a certain time is the collection of all what is actual at this time, and this is contained in “the present.≓ Often it is stated that three-dimensional space and one-dimensional time hare been substituted by four-dimensional space-time in relativity theory, and as a consequence the classical concept of reality, as that which is “present,≓ cannot be retained. Is reality then the four-dimensional manifold of relativity theory? And if so, what is then the meaning of “change in time?≓ This problem confronts a geometric view (as the Einsteinian interpretation of relativity theory) with a process view (where reality changes constantly in time). In this paper we investigate this problem, taking into account our insight into the nature of reality as it came by analyzing the problems of quantum mechanics. We show that with an Einsteinian interpretation of relativity theory, reality is indeed four-dimensional, but there is no contradiction with the process view, where this reality changes in time.

We put forward a possible new interpretation and explanatory framework for quantum theory. The basic hypothesis underlying this new framework is that quantum particles are conceptual entities. More concretely, we propose that quantum particles interact with ordinary matter, nuclei, atoms, molecules, macroscopic material entities, measuring apparatuses, in a similar way to how human concepts interact with memory structures, human minds or artificial memories. We analyze the most characteristic aspects of quantum theory, i.e. entanglement and non-locality, interference and superposition, identity and individuality in the light of this new interpretation, and we put forward a specific explanation and understanding of these aspects. The basic hypothesis of our framework gives rise in a natural way to a Heisenberg uncertainty principle which introduces an understanding of the general situation of ‘the one and the many’ in quantum physics. A specific view on macro and micro different from the common one follows from the basic hypothesis and leads to an analysis of Schrödinger’s Cat paradox and the measurement problem different from the existing ones. We reflect about the influence of this new quantum interpretation and explanatory framework on the global nature and evolutionary aspects of the world and human worldviews, and point out potential explanations for specific situations, such as the generation problem in particle physics, the confinement of quarks and the existence of dark matter.

Excerpt: In 1995, the Leo Apostel Centre in Brussels, Belgium, organised an international conference called ``Einstein meets Magritte''. Nobel prize winner Ilya Prigogine held the opening lecture at the conference, and Heinz von Foerster's lecture was scheduled last... Heinz von Foerster was enchanted by the conference theme and -- in the spirit of surrealist Belgian painter René Magritte -- had chosen an appropriate title for his talk: ``Ceci n'est pas Albert Einstein''.... [H]e was delighted to grant the organisers the following interview, in which he tells us about an even longer journey -- that of his remarkable life and scientific career.