Rinat M. Nugayev

The aim of the paper is to demonstratethat Special Relativity and the Early Quantum Theory were created within the same programme of statisticalmechanics, thermodynamics and maxwellianelectrodynamics reconciliation. I shall try to explainwhy classical mechanics and classicalelectrodynamics were ``refuted'''' almost simultaneouslyor, in more suitable terms for the present congress,why did the quantum revolution and the relativisticone both took place at the beginning of the 20-thcentury. I shall argue that the quantum andrelativistic revolutions were simultaneous since theyhad a common origin -- the clash between thefundamental theories of the second half of the 19-thcentury that constituted the ``body'''' of ClassicalPhysics. The revolution''s most dramatic pointwas Einstein''s 1905 photon paper that laid thefoundations of both Special Relativity and OldQuantum Theory. Hence the dialectic of the oldtheories is crucial for theory change. Modern physicsbegan with Einstein''s reconciliation ofelectrodynamics, mechanics and thermodynamics in 1905and his unification of Special Relativity andNewtonian Theory of Gravity. Or, in a more generalsocial context: progressive scientific change can bedescribed not in Weberian terms of zweckrationalaction forcing out all the other forms of action onlybut in terms of Habermas''s communicative rationalityencouraging the establishment of mutual understandingbetween the various scientific communities also.Einstein''s programme constituted a progressive stepwith respect to its rivals not because it couldexplain more ``facts'''' or was more ``mathematical''''. Itwas better than its rivals because it constituted abasis of communication and interpenetration betweenthree main paradigms of 19-th century physics. Ofcourse in the long run it resulted in empiricalsuccesses.

What are the reasons of the second scientific revolution that happened at the beginning of the XX century? Why did the new physics supersede the old one? The author tries to answer the subtle questions with a help of the epistemological model of scientific revolutions that takes into account some recent advances in philosophy, sociology and history of science. According to the model, Einstein’s Revolution took place due to resolution of deep contradictions between the basic classical research traditions: Newtonian mechanics, maxwellian electrodynamics, thermodynamics and statistical mechanics. As a result, two new research programmes – relativistic and quantum- had been constructed. It was the interaction between them that formed the interdisciplinary context of Einstein’s Revolution.

The aim of this book, written by a researcher at the Tatarstan Academy of Sciences, is to examine how and why theories change in science. Nugayev’s analysis, and his many examples, are confined to mathematically formalized theories of physics. Nugayev’s ideas are inspired by, and relate to, Russian scholars. His approach is primarily philosophical and clearly in the analytical tradition of Popper, Kuhn, Lakatos, Feyerabend, Stegmuller and others. Although Nugayev’s book is primarily addressed to philosophers, it is also of interest to the philosophically inclined historian of science.

The model of scientific revolution genesis and structure, extracted from Einstein’s revolution and considered in my previous publications, is applied to the Copernican one . According to the model, Einstein’s revolution origins can be understood due to occurrence and partial resolution of the contradictions between main rival classical physics research programmes : newtonian mechanics, maxwellian electrodynamics, thermodynamics and Boltzmann’s statistical mechanics. In general the growth of knowledge consists in interaction, interpenetration and even unification of different scientific research programmes. It is argued that the Copernican revolution also happened due to realization of a certain dualism – now between mathematical astronomy and Aristotelian qualitative physics in Ptolemy’s cosmology and the corresponding efforts to eliminate it. The works of Copernicus, Galileo, Kepler and Newton all were the stages of the mathematics descendance from skies to earth and reciprocal extrapolation of earth physics on divine phenomena. Yet the very realization of the gap between physics and astronomy appeared to be possible because at least at its first stages modern science was a result of Christian Weltanschaugung development with its aspiration for elimination of pagan components. -/- Key words: scientific revolution, modernity, Christian Weltanschaugung, Copernicus, Ptolemy.

A comprehensible model is proposed aimed at an analysis of the reasons for theory change in science. According to the model the origins of scientific revolutions lie not in a clash of fundamental theories with facts, but of “old” fundamental theories with each other, leading to contradictions that can only be eliminated in a more general theory. The model is illustrated with reference to physics in the early 20th century, the three “old” theories in this case being Maxwellian electrodynamics, statistical mechanics and thermodynamics. Modern example, referring to general relativity and quantum field theory fusion, is highlighted. Key words: Popper, Kuhn, Lakatos, Feyerabend, Stepin, Bransky,Mamchur, mature theory, structure, Einstein, Lorentz, , Boltzmann, Planck, Hawking, De Witt.

Modern generally accepted models of the growth of knowledge are scrutinized. It is maintained that Thomas Kuhn’s growth of knowledge model is grounded preeminently on Heidegger’s epistemology. To justify the tenet the corresponding works of both thinkers are considered. As a result, the one-to-one correspondence between the key propositions of Heideggerian epistemology and the basic tenets of Kuhn’s growth of knowledge model is elicited. The tenets under consideration include the holistic nature of a paradigm, the incommensurability thesis, conventional status of a paradigm caused by pragmatist way of its vocabulary justification and even the basic instance – connection between Aristotelean and Newtonian mechanics. It is conjectured that an indirect influence of Heidegger upon Kuhn should be taken into account to explain the isomorphism. For instance, through the works of Alexandre Koyré admired by Kuhn. As is well-known, Koyré had close professional links with another Russian émigré – Alexandre Kojev – who presented in his 1933-1939 Paris lectures Hegel’s “Phenomenology of Spirit” seen through the cognitive lens of Heideggerian phenomenology. Key words: Martin Heidegger, Thomas Kuhn, Imre Lakatos, growth of knowledge, paradigm, incommensurability thesis, holism, pragmatism.

It is contended that to construct a social theory capable to comprehend the Russian Modernization one has to broaden first and foremost the conceptual basis of research. The basic element lacking in the orthodox Marxist conceptual scheme is the notion of ‘social unconsciousness’. It is demonstrated that Slavoj Zizek’s works represent the most ingenious fusion of post-structuralism, psychoanalysis and Marxism that treats the ability to disclose social contradictions. It is shown that the adequate comprehension of social contradictions system is possible in the light of ideologies grounded on social equality values . They can reveal the main contradiction of Russian social life, i.e. the contradiction between Empire Ambitions of Russian bureaucracy and the interests and values of the ill-structured Civil Society. Key words : ideologies, psychoanalysis, post-structuralism, S. Zizek, social contradictions.

The problem of the theoretical reconstruction of the process of scientific paradigm change is by no means a new one in the philosophy and sociology of science. Nevertheless, one cannot say that its investigation has reached the point at which an overwhelming majority of specialists would agree at least about exactly how and in what directions it is necessary to move forward. Notwithstanding this circumstance, one can specify a certain set of basic questions that are recognized as such by the scholarly community of specialists in the field of the sociology and philosophy of science. This set includes such problems as the interaction of the empirical and the theoretical, of the rational and the irrational, of the individual and the social and, of course, the problem of the interaction of cognitive and social factors in the process of paradigm change. The last problem is a kind of focus, at which various approaches converge in order to engage in harsh criticism of one another. Despite the fact that everyone agreed long ago that the logico-empiricistic model of the development of scientific knowledge is inadequate and one-sided, the approaches proposed during the last ten to fifteen years-especially those belonging to the "strong program of the sociology of science"-are also subject to serious criticism. The observer cannot but form the impression that researchers, disillusioned with the extremes of the logicist approach, have turned to a no less one-sided and extreme sociocultural approach that leads to a boundless relativism that is extremely vulnerable in respect of methodology . In particular, the latter approach relies on the well-known Kuhn-Feyerabend thesis concerning the incommensurability of successive paradigms, which presents in a provocatively irrational light the behavior of specialists in the mathematically most developed and rationally most elaborated fields of scientific knowledge

Arguments pro and contra convergent realism - underdetermination of theory by observational evidence and pessimistic meta-induction from past falsity- are considered. It is argued that, to meet the counter-arguments challenge, convergent realism should be considerably changed with a help of modification of the propositions from this meta-programme’s “hard core” and “protecting belt”. Maybe one of the ways out is to turn to the coherent theory of truth. Some of the works of Hegel (as interpreted by Merab Mamardashvili and Alexandre Kojev), Husserl and Heidegger can help to dig still deeper into the background of this theory. Key words: Husserl, Heidegger, Hegel, convergent realism, internal realism, coherent theory of truth.

It is discerned what light can bring the recent historical reconstructions of maxwellian optics and electromagnetism unification on the following philosophical/methodological questions. I. Why should one believe that Nature is ultimately simple and that unified theories are more likely to be true? II. What does it mean to say that a theory is unified? III. Why theory unification should be an epistemic virtue? To answer the questions posed genesis and development of Maxwellian electrodynamics are elucidated. It is enunciated that the Maxwellian Revolution is a far more complicated phenomenon than it may be seen in the light of Kuhnian and Lakatosian epistemological models. Correspondingly it is maintained that maxwellian electrodynamics was elaborated in the course of the old pre-maxwellian programmes’ reconciliation: the electrodynamics of Ampére-Weber, the wave theory of Young-Fresnel and Faraday’s programme. To compare the different theoretical schemes springing from the different language games James Maxwell had constructed a peculiar neutral language. Initially it had encompassed the incompressible fluid models; eventually – the vortices ones. The three programmes’ encounter engendered the construction of the hybrid theory at first with an irregular set of theoretical schemes. However, step by step, on revealing and gradual eliminating the contradictions between the programmes involved, the hybrid set is “put into order” (Maxwell’s term). A hierarchy of theoretical schemes starting from ingenious crossbreeds (the displacement current) and up to usual hybrids is set up. After the displacement current construction the interpenetration of the pre-maxwellian programmes begins that marks the commencement of theoretical schemes of optics, electricity and magnetism real unification. Maxwell’s programme surpassed that of Ampére-Weber because it did absorb the ideas of the Ampére-Weber programme, as well as the presuppositions of the programmes of Young-Fresnel and Faraday properly co-ordinating them with each other. But the opposite statement is not true. The Ampére-Weber programme did not assimilate the propositions of the Maxwellian programme. Maxwell’s victory over his rivals became possible because the gist of Maxwell’s unification strategy was formed by Kantian epistemology looked in the light of William Whewell and such representatives of Scottish Enlightenment as Thomas Reid and Sir William Hamilton. Maxwell did put forward as basic synthetic principles the ideas that radically differed from that of Ampére-Weber approach by their open, flexible and contra-ontological, genuinly epistemological, Kantian character. For Maxwell, ether was not the ultimate building block of physical reality, from which all the charges and fields should be constructed. “Action at a distance”, “incompressible fluid”, “molecular vortices”, etc. were contrived analogies for Maxwell, capable only to direct the researcher at the “right” mathematical relations. Key words: J.C. Maxwell, unification of optics and electromagnetism, I. Kant, T. Reid, W. Hamilton

The host of SUSY(supersymmetry) based string theories is considered. Superstrings are comprehended as possible candidates on Quantum Gravity basic objects. It is argued that superstring theories constitute mainly mathematical progress and can reconcile general relativity with quantum field theory at best. Yet they cannot provide the genuine synthesis. Superstring unification of all the four forces at hand is a formal one . It is contended that genesis and proliferation of superstrings can better be described not by philosophy of science models but in terms of modern sociology of science. The formal character of gravity and quantum fields fusion and the lack of experimental verification make the transition to superstring theories ad hoc in Lakatosian standards. Possible way of explanation is proposed based on social interests conception of Andrew Pickering. Key words: superstrings, unification, Kaluza-Klein, sociology of science

The model of scientific revolution genesis and structure, extracted from Einstein’s revolution and described in author’s previous publications, is applied to the Copernican one . In the case of Einstein’s revolution I had argued that its cause consisted in the clash between the main classical physics scientific programmes: newtonian mechanics, maxwellian electrodynamics, classical thermodynamics and statistical mechanics. Analogously in the present paper it is argued that the Copernican revolution took place due to realization of the dualism between mathematical astronomy and Aristotelian qualitative physics in Ptolemy’s cosmology and the corresponding efforts to eliminate it. The works of Copernicus, Galileo, Kepler and Newton were all the stages of the mathematics descendance from skies to earth and reciprocal extrapolation of earth physics on divine phenomena.

The claim that we want to put forward is that Thomas Kuhn ’s growth of knowledge concept is drawn upon Heidegger’s epistemology. To bolster the tenet the corresponding works of both thinkers are considered. As a result, the one-to-one correspondence between the key propositions of Heideggerian epistemology and the basic tenets of Kuhn ’s growth of knowledge model is dawned. The tenets under consideration include the holistic nature of a paradigm, the incommensurability thesis, conventional status of a paradigm caused by pragmatist way of its vocabulary justification and even the basic instance – connection between Aristotelean and Newtonian mechanics. It is conjectured that an indirect influence of Heidegger upon Kuhn should be taken into account to explain the isomorphism. For instance, through the works of Alexandre Koyré admired by Kuhn. As is well-known, Koyré had close professional links with another Russian émigré – Alexandre Kojev – who presented in his 1933-1939 Paris lectures Hegel’s “Phenomenology of Spirit” seen through the cognitive lens of Heideggerian phenomenology. Key words: Martin Heidegger, Thomas Kuhn, growth of knowledge, paradigm, incommensurability thesis, holism, pragmatism.

Nancy Cartwright’s arguments in favor of the phenomenological laws and against the fundamental ones are discussed. I support and strengthen her criticism of the standard covering-law account but I am skeptical in respect to her radical conclusion that the laws of physics lie. Arguments in favor of the opposite stance are based on V.S. Stepin’s analysis of mature theory structure. A mature theory-change model presented here demonstrates how the fundamental laws of physics can be confronted with experience. Its case studies include the Lorentz-Einstein-Bohr transition and modern General Relativity and Quantum Field Theory unification.

A comprehensible model is proposed aimed at an analysis of the reasons for theory change in science. According to model the origins of scientific revolutions lie not in a clash of fundamental theories with facts, but of “old” fundamental theories with each other, leading to contradictions that can only be eliminated in a more general theory. The model is illustrated with reference to physics in the early 20th century, the three “old” theories in this case being Maxwellian electrodynamics, statistical mechanics and thermodynamics. Modern example, referring to general relativity and quantum field theory, is considered. Key words: Popper, Kuhn, Stepin, Einstein

Special Relativity and the Early Quantum Theory were created within the same programme of statistical mechanics, thermodynamics and maxwellian electrodynamics reconciliation. I shall try to explain why classical mechanics and classical electrodynamics were “refuted” almost simultaneously or, in more suitable for the present congress terms, why did quantum revolution and the relativistic one both took place at the beginning of the 20-th century. I shall argue that quantum and relativistic revolutions were simultaneous since they had common origin - the clash between the fundamental theories of the second half of the 19-th century that constituted the “body” of Classical Physics. The revolution’ s most dramatic point was Einstein’s 1905 photon paper that laid the foundations of both Special Relativity and Old Quantum Theory. Hence the dialectic of the old theories is crucial for theory change. Modern physics began with Einstein’s reconciliation of electrodynamics, mechanics and thermodynamics in 1905 and his unification of Special Relativity and Newtonian Theory of Gravity. Or, in more general social context: progressive scientific change can be described not in Weberian terms of zweckrational action forcing out all the other forms of action only but in terms of Habermas’s communicative rationality encouraging the establishment of mutual understanding between the various scientific communities also. Einstein’s programme constituted a progressive step in respect to its rivals not because it could explain more “facts” or was more “mathematical”. It was high than its rivals because it constituted a basis of communication and interpenetration between three main paradigms of 19-th century physics. Of course in the long run it resulted in empirical successes. Key words: Einstein, scientific revolution, communicative rationality.

Criteria of the growth of knowledge proposed in modern philosophy of science are considered. It is argued that the model of growth that fits the peculiarities of social sciences&humanities is provided by the methodology of scientific research programmes. Yet one has to correct some drawbacks. The author concludes that the real growth of knowledge consists in the growth of causal explanations and in the corresponding growth of empirical content of the theories from superseeding scientific research programmes. Key words: R.Rorty, M.Weber,N.Cartwright

What are the reasons for theory change in science? –To give a sober answer a comprehensible model is proposed based on the works of V.P. Bransky, P. Feyerabend , T.S. Kuhn, I. Lakatos, K.R.Popper, V.S. Scwvyrev, Ya. Smorodinsky, V.S. Stepin, and others. According to model the origins of scientific revolutions lie not in a clash of fundamental theories with facts, but of “old” basic research traditions with each other, leading to contradictions that can only be eliminated in a more general theory. The model is illustrated with reference to physics in the early 20th century, the three “old” research programmes in this case being Maxwellian electrodynamics, statistical mechanics and thermodynamics. Modern example, referring to general relativity and quantum field theory, is considered. Key words: Bransky, Feyerabend, Popper, Kuhn, Lakatos, Stepin, Einstein, Lorentz, Planck.

It is exhibited that maxwellian electrodynamics grew out of the old pre-maxwellian programmes reconciliation: the electrodynamics of Ampere-Weber, the wave theory of Young-Fresnel and Faraday’s scientific research programme. The programmes’ meeting led to construction of the whole hierarchy of theoretical objects starting from the genuine crossbreeds (the displacement current) and up to usual mongrels. After the displacement current invention the interpenetration of the pre-maxwellian programmes began that marked the beginning of theoretical schemes of optics and electromagnetism real unification. Maxwell’s programme did supersede its rivals because it had assimilated some ideas of the Ampere-Weber programme, as well as the presuppositions of the programmes of Young-Fresnel and Faraday. Maxwellian programme’s victory over its rivals became possible because the core of Maxwell’s unification strategy was formed by Kantian epistemology looked through the prism of William Whewell and such representatives of Scottish Enlightenment as Thomas Reid and William Hamilton. It was Kantian epistemology that enabled Hermann von Helmholtz and Heinrich Hertz to arrive at such a version of Maxwell’s theory that could serve a heuristical basis for the radio waves discovery.

Three types of unification patterns in the history of physics are considered. The paradigmatic example of synthesis is chosen to be Maxwell’s fusion of electricity, magnetism and light. The analysis of Maxwell’s works enables to extract three hallmarks of any successful scientific unification. The hallmarks appear to be crucial since any violation of them inevitably leads to a radical decrease of the unifying theory’s predictive power. It is contended that classical (Maxwell) and modern (Einstein) milestones of physics growth are in good agreement with the rules extracted. However, all the three basic stages of ‘post-modern’ physics – i.e. the electroweak theory of Weinberg and Salam, GUTs and SUSY approach culminating in the superstrings – can be described as violations of the synthesis rules.

Genesis of the early quantum theory represented by Planck’s 1897-1906 papers is considered. It is shown that the first quantum theoretical schemes were constructed as crossbreed ones composed from ideal models and laws of Maxwellian electrodynamics, Newtonian mechanics, statistical mechanics and thermodynamics. Ludwig Boltzmann’s ideas and technique appeared to be crucial. Deriving black-body radiation law Max Planck had to take the experimental evidence into account. It forced him not to deduce from phenomena but to use more theory instead. The experiments forced Planck to apply the statistical technique to radiation in increasing portions. Planck’s theories in no way were generalizations of existing experimental results. They represented the stages of an ambitious programme of Maxwellian electrodynamics and statistical mechanics reconciliation.

To comprehend the special relativity genesis, one should unfold Einstein’s activities in quantum theory first . His victory upon Lorentz’s approach can only be understood in the wider context of a general programme of unification of classical mechanics and classical electrodynamics, with relativity and quantum theory being merely its subprogrammes. Because of the lack of quantum facets in Lorentz’s theory, Einstein’s programme, which seems to surpass the Lorentz’s one, was widely accepted as soon as quantum theory became a recognized part of physics. A new approach to special relativity genesis enables to broaden the bothering “Trinity” group of its creators to include Gilbert N. Lewis. Notwithstanding that the links necessarily existing between all the 1905 papers were obscured by Einstein himself due to the reasons discussed below, Lewis revealed from the very beginning the connections between special relativity and quasi-corpuscular theory of light, as he punctuated: “The consequences which one of us obtained from a simple assumption as to the mass of a beam of light, and the fundamental conservation of mass, energy and momentum, Einstein has derived from the principle of relativity and the electromagnetic theory” (Lewis G.N.& Tolman R.C. “The Principle of Relativity and Non-Newtonian Mechanics”, Philosophical Magazine, 1908).

Maxwell’s programme did supersede the Ampere-Weber one because it did assimilate some ideas of the Ampere-Weber programme, as well as the presuppositions of the programmes of Young-Fresnel and Faraday. But the opposite proposition is not true. Ampere-Weber programme did not assimilate the propositions of the Maxwellian programme. Maxwell’s victory over his rivals became possible because the core of Maxwell’s unification strategy was formed by Kantian epistemology looked through the prism of William Whewell and such representatives of Scottish Enlightenment as Thomas Reid and William Hamilton.