Rinat M. Nugayev

INTERNATIONAL STUDIES IN THE PHILOSOPHY OF SCIENCE Vol. 10, number 2, 1996, pp. 127-140. R.M. Nugayev. Why did the new physics force out the old ? Abstract. The aim of my paper is to demonstrate that special relativity and the early quantum theory were created within the same programme of statistical mechanics, thermodynamics and Maxwellian electrodynamics reconciliation. I’ll try to explain why classical mechanics and classical electrodynamics were “refuted” almost simultaneously or, in other words, why the quantum revolution and the relativistic one both took place at the beginning of the 20th century. I’ll argue that the quantum and relativistic revolutions were simultaneous since they had a common origin – the clash beyween the mature theories of the second half of the 19th century that constituted the “body” of classical physics. The revolution’s most dramatic point was Einstein’s 1905 photon paper that laid the foundations of both special relativity and the old quantum theory. Hence the dialectic of the old theories is crucial for theory change. Later, classical physics was forced out by the joint development of quantum and relativistic subprogrammes. The title of my paper can be reformulated in Bruno Latour’s terms: The Einstein Revolution or Drawing Models Together.

A methodological model of origin and settlement of theory-choice situations (previously tried on the theories of Einstein and Lorentz in electrodynamics) is applied to modern Theory of Gravity. The process of origin and growth of empirically-equivalent relativistic theories of gravitation is theoretically reproduced. It is argued that all of them are proposed within the two rival research programmes – (1) metric (A. Einstein et al.) and (2) nonmetric (H. Poincare et al.). Each programme aims at elimination of the cross-contradiction between the special theory of relativity and Newton’s theory of gravitation. New arguments in favor of Einstein’s programme are given. Nevertheless, this does not imply the necessity to rule out all the nonmetric theories, since Einstein’s and Poincare’s programmes are alternative only as different tools of the cross-contradiction elimination. In the other respects these programmes are complementary: description, explanation and prediction of gravitational experimental data entails the usage of the languages of nonmetric theories as well as of metric ones. The part of the present investigation elucidating the necessity of nonmetric theories is an implementation of the ideas of A.Z. Petrov, the founder of Kazan University Relativity Department. Late Alexei Zinovievich had frequently punctuated that the notion of Riemann space-time continuum common for all metric theories obfuscates all the gravitational notions considerably and hampers the analogies with other physical theories at hand. Since the ambiguity is a hallmark of all the general relativism notions, approach to their definitions “should be determined not by analogies and contingent facts, but by general considerations linked the physical measurements theory… No matter how far the events lie out of the frames of classical physical explanations, all the experimental data should be described by classical notions” (Petrov, 1965,pp. 59,66). Key words: Kip S. Thorne, A.P. Lightman, Stepin, theory of gravity .

Arguments pro and contra convergent realism – underdetermination of theory by observational evidence and pessimistic meta-induction from past falsity – are considered. It is argued that, to meet the counter-arguments challenge, convergent realism should be considerably changed with a help of modification of the propositions from this meta-programme “hard core” or “protecting belt”. Two well-known convergent realism rivals – “entity realism” of Nancy Cartwright and Ian Hacking and John Worrall’s “structural realism” – are considered. Entity realism’s main drawback is fundamental laws underestimation. As for structural realism, its limitation of theoretical propositions by pure structural ones is ineffective. One always can transform propositions about objects into propositions about structures and vice versa. Both conceptions are kinds of “metaphysical revisionism” that tries to reformulate the good old convergent realism propositions using more decent language and applying ad hoc modifications of the solutions first obtained within the anti-realist epistemological meta-programmes. It is stated that to overcome the troubles of convergent realism one has to turn from classical or “metaphysical” realism to nonclassical or “internal” one and to coherent theory of truth. Internal realism has no troubles in solving the problem of empirically-equivalent theoretical descriptions and historical meta-induction problem, but gets the problem of scientific knowledge objectivity instead. Where does this objectivity come from? One of the answers is proposed by the scientific knowledge growth model elaborated by Rinat Nugayev and by Peter Galison. Each paradigm is a local viewpoint determined by the peculiarities of a culture into which its creator . was submerged. However, the meeting of the different paradigms leads to their interaction; as a result, the crossbred theoretical objects are constructed. Through these systems the infiltration of one paradigm on the other’s domain takes place. After the old paradigms’ grinding the new ones emerge that reconcile to each other much better than the old ones. Scientific theories reconcile results in elimination of many contingent details. In the process of competition more universal components survive. It is demonstrated that the process of objective knowledge genesis takes place in modern superstring theory too. The list of its drawbacks is rather long; it is clear that the theory cannot pretend on the role of the Theory of Everything. Nevertheless the process of argumentation pro and contra convergent realism – underdetermination of theory by observational evidence and pessimistic meta-induction from past falsity – are considered. It is argued that, to meet the counter-arguments challenge, convergent realism should be considerably changed with a help of modification of the propositions from this meta-programme “hard core” or “protecting belt”. It is stated that to overcome the troubles of convergent realism one has to turn from classical or “metaphysic” of quantum field theory and general relativity interpenetration have already begun.

A comprehensible model is proposed aimed at an analysis of the reasons for theory change in science. According to model the origins of scientific revolutions lie not in a clash of fundamental theories with facts, but of “old” fundamental theories with each other, leading to contradictions that can only be eliminated in a more general theory. The model is illustrated with reference to physics in the early 20th century, the three “old” theories in this case being Maxwellian electrodynamics, statistical mechanics and thermodynamics. Modern example, referring to general relativity and quantum field theory, is considered. Key words: Popper, Kuhn, Stepin, Einstein

What were the reasons of the Copernican Revolution ? How did modern science (created by a bunch of ambitious intellectuals) manage to force out the old one created by Aristotle and Ptolemy, rooted in millennial traditions and strongly supported by the Church? What deep internal causes and strong social movements took part in the genesis, development and victory of modern science? The author comes to a new picture of Copernican Revolution on the basis of the elaborated model of scientific revolutions that takes into account some recent advances in philosophy, sociology and history of science. The model was initially invented to describe Einstein’s Revolution of the XX century beginning. The model considers the growth of knowledge as interaction, interpenetration and unification of the research programmes, springing out of different cultural traditions. Thus, Copernican Revolution appears as a result of revealation and (partial) resolution of the dualism , of the gap between Ptolemy’s mathematical astronomy and Aristotelian qualitative physics. The works of Copernicus, Galileo, Kepler and Newton were all the stages of mathematics descendance from skies to earth and reciprocal extrapolation of earth physics on skies. The model elaborated enables to reassess the role of some social factors crucial for the scientific revolution. It is argued that initially modern science was a result of the development of Christian Weltanschaugung . Later the main support came from the absolute monarchies. In the long run the creators of modern science appeared to be the “apparatchics” of the “regime of truth” built-in state machine. Natural science became a part of ideological state apparatus providing not only scientific education but the internalization of values crucial for the functioning of state.

Abstract. The theory-change epistemological model, tried on maxwellian revolution and special relativity genesis, is unfolded to apprehend general relativity genesis. It is exhibited that the dynamics of general relativity (GR) construction was largely governed by internal tensions of special relativity and Newton’s theory of gravitation. The research traditions’ encounter engendered construction of the hybrid domain at first with an irregular set of theoretical models. However, step by step, on revealing and gradual eliminating the contradictions between the models involved, the hybrid set was put into order with a help of equivalence principle. A hierarchy of theoretical models starting from the crossbreeds and up to usual hybrids was moulded. The claim to put forward is that Einstein’s unification design could be successfully implemented since his programme embraced the ideas of the Nordström research programme, as well as the presuppositions of the programme of Max Abraham. By and large Einstein’s victory over his rivals became possible because the core of his research strategy was formed by the equivalence principle comprehended in the light of Kantian epistemology. It is stated that the theories of Nordström and Abraham contrived before November 25, 1915, were not merely the scaffolds to construct the GR basic model. They are still the necessary part of the whole GR theory necessary for its common use. Key words: Einstein, Nordstrom, Abraham, general relativity.

This book presents an elaborate analysis of the widely discussed problem of reconstruction of scientific theory change, based on material from theoretical physics. It gives a detailed , although not complete, analysis of the ideas of such authors as T. Kuhn, I. Lakatos, P. Feyerabend, E. Zahar and G. Holton, the empiristic account of the notion of “crucial experiment”, as well as of some leading Russian philosophers of science such as V. Stepin, E. Mamchur and V. Branskii. On the positive side, the book offers an original model of reconstruction of scientific theory change. As the author himself insists on several occasions, his model does not pretend to completeness. Nugayev’ s model of scientific theory change is extensively tested on the example of the Lorentz-Einstein transition. The result is an empirical justification of his model, which shows not only that it works quite well in this particular reconstruction, but also that it explains some historical facts that have been left aside by some other authors.

It is argued that the origins of modern science can be revealed due to joint account of external and internal factors. The author tries to keep it in mind applying his scientific revolution model according to which the growth of knowledge consists in interaction, interpenetration and even unification of different scientific research programmes. Hence the Copernican Revolution as a matter of fact consisted in realization and elimination of the gap between the mathematical astronomy and Aristotelian qualitative physics in Ptolemaic cosmology. Yet the very realization of the contradictions became possible because at the first stages European science was a result of Christian Weltanschaugung evolution with its gradual elimination of pagan components. Key words: modern European science, Christian Weltanschaugung.