Rinat M. Nugayev

Special Relativity and the Early Quantum Theory were created within the same programme of statistical mechanics, thermodynamics and maxwellian electrodynamics reconciliation. I shall try to explain why classical mechanics and classical electrodynamics were “refuted” almost simultaneously or, in more suitable for the present congress terms, why did quantum revolution and the relativistic one both took place at the beginning of the 20-th century. I shall argue that quantum and relativistic revolutions were simultaneous since they had common origin - the clash between the fundamental theories of the second half of the 19-th century that constituted the “body” of Classical Physics. The revolution’ s most dramatic point was Einstein’s 1905 photon paper that laid the foundations of both Special Relativity and Old Quantum Theory. Hence the dialectic of the old theories is crucial for theory change. Modern physics began with Einstein’s reconciliation of electrodynamics, mechanics and thermodynamics in 1905 and his unification of Special Relativity and Newtonian Theory of Gravity. Or, in more general social context: progressive scientific change can be described not in Weberian terms of zweckrational action forcing out all the other forms of action only but in terms of Habermas’s communicative rationality encouraging the establishment of mutual understanding between the various scientific communities also. Einstein’s programme constituted a progressive step in respect to its rivals not because it could explain more “facts” or was more “mathematical”. It was high than its rivals because it constituted a basis of communication and interpenetration between three main paradigms of 19-th century physics. Of course in the long run it resulted in empirical successes. Key words: Einstein, scientific revolution, communicative rationality.

Criteria of the growth of knowledge proposed in modern philosophy of science are considered. It is argued that the model of growth that fits the peculiarities of social sciences&humanities is provided by the methodology of scientific research programmes. Yet one has to correct some drawbacks. The author concludes that the real growth of knowledge consists in the growth of causal explanations and in the corresponding growth of empirical content of the theories from superseeding scientific research programmes. Key words: R.Rorty, M.Weber,N.Cartwright

What are the reasons for theory change in science? –To give a sober answer a comprehensible model is proposed based on the works of V.P. Bransky, P. Feyerabend , T.S. Kuhn, I. Lakatos, K.R.Popper, V.S. Scwvyrev, Ya. Smorodinsky, V.S. Stepin, and others. According to model the origins of scientific revolutions lie not in a clash of fundamental theories with facts, but of “old” basic research traditions with each other, leading to contradictions that can only be eliminated in a more general theory. The model is illustrated with reference to physics in the early 20th century, the three “old” research programmes in this case being Maxwellian electrodynamics, statistical mechanics and thermodynamics. Modern example, referring to general relativity and quantum field theory, is considered. Key words: Bransky, Feyerabend, Popper, Kuhn, Lakatos, Stepin, Einstein, Lorentz, Planck.

It is exhibited that maxwellian electrodynamics grew out of the old pre-maxwellian programmes reconciliation: the electrodynamics of Ampere-Weber, the wave theory of Young-Fresnel and Faraday’s scientific research programme. The programmes’ meeting led to construction of the whole hierarchy of theoretical objects starting from the genuine crossbreeds (the displacement current) and up to usual mongrels. After the displacement current invention the interpenetration of the pre-maxwellian programmes began that marked the beginning of theoretical schemes of optics and electromagnetism real unification. Maxwell’s programme did supersede its rivals because it had assimilated some ideas of the Ampere-Weber programme, as well as the presuppositions of the programmes of Young-Fresnel and Faraday. Maxwellian programme’s victory over its rivals became possible because the core of Maxwell’s unification strategy was formed by Kantian epistemology looked through the prism of William Whewell and such representatives of Scottish Enlightenment as Thomas Reid and William Hamilton. It was Kantian epistemology that enabled Hermann von Helmholtz and Heinrich Hertz to arrive at such a version of Maxwell’s theory that could serve a heuristical basis for the radio waves discovery.

Three types of unification patterns in the history of physics are considered. The paradigmatic example of synthesis is chosen to be Maxwell’s fusion of electricity, magnetism and light. The analysis of Maxwell’s works enables to extract three hallmarks of any successful scientific unification. The hallmarks appear to be crucial since any violation of them inevitably leads to a radical decrease of the unifying theory’s predictive power. It is contended that classical (Maxwell) and modern (Einstein) milestones of physics growth are in good agreement with the rules extracted. However, all the three basic stages of ‘post-modern’ physics – i.e. the electroweak theory of Weinberg and Salam, GUTs and SUSY approach culminating in the superstrings – can be described as violations of the synthesis rules.

Genesis of the early quantum theory represented by Planck’s 1897-1906 papers is considered. It is shown that the first quantum theoretical schemes were constructed as crossbreed ones composed from ideal models and laws of Maxwellian electrodynamics, Newtonian mechanics, statistical mechanics and thermodynamics. Ludwig Boltzmann’s ideas and technique appeared to be crucial. Deriving black-body radiation law Max Planck had to take the experimental evidence into account. It forced him not to deduce from phenomena but to use more theory instead. The experiments forced Planck to apply the statistical technique to radiation in increasing portions. Planck’s theories in no way were generalizations of existing experimental results. They represented the stages of an ambitious programme of Maxwellian electrodynamics and statistical mechanics reconciliation.

To comprehend the special relativity genesis, one should unfold Einstein’s activities in quantum theory first . His victory upon Lorentz’s approach can only be understood in the wider context of a general programme of unification of classical mechanics and classical electrodynamics, with relativity and quantum theory being merely its subprogrammes. Because of the lack of quantum facets in Lorentz’s theory, Einstein’s programme, which seems to surpass the Lorentz’s one, was widely accepted as soon as quantum theory became a recognized part of physics. A new approach to special relativity genesis enables to broaden the bothering “Trinity” group of its creators to include Gilbert N. Lewis. Notwithstanding that the links necessarily existing between all the 1905 papers were obscured by Einstein himself due to the reasons discussed below, Lewis revealed from the very beginning the connections between special relativity and quasi-corpuscular theory of light, as he punctuated: “The consequences which one of us obtained from a simple assumption as to the mass of a beam of light, and the fundamental conservation of mass, energy and momentum, Einstein has derived from the principle of relativity and the electromagnetic theory” (Lewis G.N.& Tolman R.C. “The Principle of Relativity and Non-Newtonian Mechanics”, Philosophical Magazine, 1908).

Maxwell’s programme did supersede the Ampere-Weber one because it did assimilate some ideas of the Ampere-Weber programme, as well as the presuppositions of the programmes of Young-Fresnel and Faraday. But the opposite proposition is not true. Ampere-Weber programme did not assimilate the propositions of the Maxwellian programme. Maxwell’s victory over his rivals became possible because the core of Maxwell’s unification strategy was formed by Kantian epistemology looked through the prism of William Whewell and such representatives of Scottish Enlightenment as Thomas Reid and William Hamilton.

Origins of the Copernican Revolution that led to modern science genesis can be explained only by the joint influence of external and internal factors. The author tries to take this influence into account with a help of his own growth of knowledge model according to which the growth of science consists in interaction, interpenetration and unification of various scientific research programmes spreading from different cultural milieux. Copernican Revolution consisted in revealation and elimination of the gap between Ptolemy’s mathematical astronomy and Aristotelian qualitative physics. But the very realization of the gap between physics and astronomy appeared to be possible because at least at its first stages modern science was a result of Christian Weltanschaugung development with its aspiration for elimination of pagan components. Of all the external factors religion was the strongest one. Key words: scientific revolution, Christian weltanschaugung, modernity, Copernicus, Ptolemy.

A comprehensible model is proposed aimed at an analysis of the reasons for theory change in science. According to model the origins of scientific revolutions lie not in a clash of fundamental theories with facts, but of “old” research traditions with each other, leading to contradictions that can only be eliminated in a more general theory. The model is illustrated with reference to physics in the early 20th century, the three “old” traditions in this case being linked with Maxwellian electrodynamics, Newtonian mechanics and phenomenological thermodynamics. Some modern examples are considered. Key words: Kuhn, Lakatos, Zahar.

CONVERGENT REALISM AND ITS RIVALS (joining the realism-antirealism debates in modern Western philosophy of science). Rinat M. Nugayev, Kazan branch of Russian University of Cooperation. Abstract. Arguments pro and contra convergent realism are considered. It is argued that to meet the antirealist challenges convergent realism meta-programme hard core should be modified significantly . However well-known rivals of structural realism – entity realism (N. Cartwright and I. Hacking) and structural realism (John Worrall) – are mere revisionist versions of convergent realism based on ad hoc modifications of the solutions first obtained within antirealist programme.

The host of the growth of knowledge hallmarks, concocted by various philosophy of science models , is contemplated. It is enunciated that the most appropriate one is provided by methodology of scientific research programmes. Some salient drawbacks of the model, caused by the ambivalence of its basic notions, e.g. of the notions of ‘empirical content of a theory’, ‘progressive’ and ‘regressive’ ‘problemshifts’ can be mitigated by enriching the Lakatosian model with Nancy Cartwright’s results. To recapitulate: the genuine growth of knowledge consists in the growth of causal explanations .

It is taken for granted that the explanation of the Universe’s space-time dimension belongs to the host of the arguments that exhibit the superiority of modern (inflationary) cosmology over the standard model. In the present paper some doubts are expressed . They are based upon the fact superstring theory is too formal to represent genuine unification of general relativity and quantum field theory. Neveretheless, the fact cannot exclude the opportunity that in future the superstring theory can become more physical. Hence this paper does not aim to query neither string cosmology, nor superstring theory; it asks for “tolerance in the matters cosmological”. It advices the researchers not to dwell on the common way of unification and to take into consideration the other ways as well.

It is demonstrated that Maxwellian electrodynamics was created as a result of the old pre-Maxwellian programmes’s reconciliation: the electrodynamics of Ampère–Weber, the wave theory of Young–Fresnel and Faraday’s programme. Maxwell’s programme finally superseded the Ampère–Weber one because it assimilated the ideas of the Ampère–Weber programme, as well as the presuppositions of the programmes of Young–Fresnel and Faraday. Maxwell’s victory became possible because the core of Maxwell’s unification strategy was formed by Kantian epistemology. Maxwell put forward as a basic synthetic principle an idea that radically differed from that of rival approaches by its open, flexible and contra-ontological character. “Action at a distance”, “incompressible fluid”, “molecular vortices” were contrived analogies for Maxwell, capable only of directing the researcher to the “right” mathematical relations Kantian epistemology subsequently enabled Helmholtz and Hertz to arrive at a version of Maxwell’s theory that served as a heuristical basis for the discovery of radio waves. Finally, though neither of Einstein’s relativistic ideas came directly from Kant, they were made possible by the Kantian worldview that had permeated Einstein’s thinking. The Maxwellian revolution can be described in terms of Habermas’s communicative rationality encouraging the establishment of mutual understanding between the various scientific communities. Maxwell’s programme constituted a progressive step in respect to its rivals because it constituted a basis of communication and interpenetration between the main paradigms of 19th century physics.

The aim of this paper is to make a step towards a complete description of Special Relativity genesis and acceptance, bringing some light on the intertheoretic relations between Special Relativity and other physical theories of the day. I’ll try to demonstrate that Special Relativity and the Early Quantum Theory were created within the same programme of statistical mechanics, thermodynamics and Maxwellian electrodynamics reconciliation, i.e. elimination of the contradictions between the consequences of this theories. The approach proposed enables to explain why classical mechanics and classical electrodynamics were “refuted” almost simultaneously or, in terms more suitable for the present discussion, why did the quantum and the relativistic revolutions both took place at the beginning of the 20-th century. I ‘ll argue that the quantum and the relativistic revolutions were simultaneous since they had common origin - the clash between the fundamental theories of the second half of the 19-th century that constituted the “body” of Classical Physics. The revolution’ s most dramatic turning point was Einstein’s 1905 light quantum paper, that laid the foundations of the Old Quantum Theory and influenced the fate of special theory of relativity too. Hence, the following two main interrelated theses are defended.(1)Einstein’s special relativity 1905 paper can be considered as a subprogramme of a general research programme that had its pivot in the quantum; (2) One of the reasons of Einstein’s victory over Lorentz consists in the following: special relativity theory superseded Lorentz’s theory when the general programme imposed itself, and, in so doing, made the ether concept untenable. Key words: A.Einstein; H.Lorentz; I.Yu.Kobzarev; context of discovery; context of justification

INTERNATIONAL STUDIES IN THE PHILOSOPHY OF SCIENCE Vol. 5, number 1, Autumn 1991, pp. 79-87. R.M. Nugayev. The fundamental laws of physics can tell the truth. Abstract. Nancy Cartwright’s arguments in favour of phenomenological laws and against fundamental ones are discussed. Her criticisms of the standard cjvering-law account are extended using Vyacheslav Stepin’s analysis of the structure of fundamental theories. It is argued that Cartwright’s thesis 9that the laws of physics lie) is too radical to accept. A model of theory change is proposed which demonstrates how the fundamental laws of physics can, in fact, be confronted with experience.

A methodological model of origin and settlement of theory-choice situations (previously tried on the theories of Einstein and Lorentz in electrodynamics) is applied to modern Theory of Gravity. The process of origin and growth of empirically-equivalent relativistic theories of gravitation is theoretically reproduced. It is argued that all of them are proposed within the two rival research programmes – (1) metric (A. Einstein et al.) and (2) nonmetric (H. Poincare et al.). Each programme aims at elimination of the cross-contradiction between the special theory of relativity and Newton’s theory of gravitation. New arguments in favor of Einstein’s programme are given. Nevertheless, this does not imply the necessity to rule out all the nonmetric theories, since Einstein’s and Poincare’s programmes are alternative only as different tools of the cross-contradiction elimination. In the other respects these programmes are complementary: description, explanation and prediction of gravitational experimental data entails the usage of the languages of nonmetric theories as well as of metric ones. The part of the present investigation elucidating the necessity of nonmetric theories is an implementation of the ideas of A.Z. Petrov, the founder of Kazan University Relativity Department. Late Alexei Zinovievich had frequently punctuated that the notion of Riemann space-time continuum common for all metric theories obfuscates all the gravitational notions considerably and hampers the analogies with other physical theories at hand. Since the ambiguity is a hallmark of all the general relativism notions, approach to their definitions “should be determined not by analogies and contingent facts, but by general considerations linked the physical measurements theory… No matter how far the events lie out of the frames of classical physical explanations, all the experimental data should be described by classical notions” (Petrov, 1965,pp. 59,66). Key words: Kip S. Thorne, A.P. Lightman, Stepin, theory of gravity .

INTERNATIONAL STUDIES IN THE PHILOSOPHY OF SCIENCE Vol. 10, number 2, 1996, pp. 127-140. R.M. Nugayev. Why did the new physics force out the old ? Abstract. The aim of my paper is to demonstrate that special relativity and the early quantum theory were created within the same programme of statistical mechanics, thermodynamics and Maxwellian electrodynamics reconciliation. I’ll try to explain why classical mechanics and classical electrodynamics were “refuted” almost simultaneously or, in other words, why the quantum revolution and the relativistic one both took place at the beginning of the 20th century. I’ll argue that the quantum and relativistic revolutions were simultaneous since they had a common origin – the clash beyween the mature theories of the second half of the 19th century that constituted the “body” of classical physics. The revolution’s most dramatic point was Einstein’s 1905 photon paper that laid the foundations of both special relativity and the old quantum theory. Hence the dialectic of the old theories is crucial for theory change. Later, classical physics was forced out by the joint development of quantum and relativistic subprogrammes. The title of my paper can be reformulated in Bruno Latour’s terms: The Einstein Revolution or Drawing Models Together.

Arguments pro and contra convergent realism – underdetermination of theory by observational evidence and pessimistic meta-induction from past falsity – are considered. It is argued that, to meet the counter-arguments challenge, convergent realism should be considerably changed with a help of modification of the propositions from this meta-programme “hard core” or “protecting belt”. Two well-known convergent realism rivals – “entity realism” of Nancy Cartwright and Ian Hacking and John Worrall’s “structural realism” – are considered. Entity realism’s main drawback is fundamental laws underestimation. As for structural realism, its limitation of theoretical propositions by pure structural ones is ineffective. One always can transform propositions about objects into propositions about structures and vice versa. Both conceptions are kinds of “metaphysical revisionism” that tries to reformulate the good old convergent realism propositions using more decent language and applying ad hoc modifications of the solutions first obtained within the anti-realist epistemological meta-programmes. It is stated that to overcome the troubles of convergent realism one has to turn from classical or “metaphysical” realism to nonclassical or “internal” one and to coherent theory of truth. Internal realism has no troubles in solving the problem of empirically-equivalent theoretical descriptions and historical meta-induction problem, but gets the problem of scientific knowledge objectivity instead. Where does this objectivity come from? One of the answers is proposed by the scientific knowledge growth model elaborated by Rinat Nugayev and by Peter Galison. Each paradigm is a local viewpoint determined by the peculiarities of a culture into which its creator . was submerged. However, the meeting of the different paradigms leads to their interaction; as a result, the crossbred theoretical objects are constructed. Through these systems the infiltration of one paradigm on the other’s domain takes place. After the old paradigms’ grinding the new ones emerge that reconcile to each other much better than the old ones. Scientific theories reconcile results in elimination of many contingent details. In the process of competition more universal components survive. It is demonstrated that the process of objective knowledge genesis takes place in modern superstring theory too. The list of its drawbacks is rather long; it is clear that the theory cannot pretend on the role of the Theory of Everything. Nevertheless the process of argumentation pro and contra convergent realism – underdetermination of theory by observational evidence and pessimistic meta-induction from past falsity – are considered. It is argued that, to meet the counter-arguments challenge, convergent realism should be considerably changed with a help of modification of the propositions from this meta-programme “hard core” or “protecting belt”. It is stated that to overcome the troubles of convergent realism one has to turn from classical or “metaphysic” of quantum field theory and general relativity interpenetration have already begun.