Leonid Grinin

The present volume is the fifth in the series of yearbooks with the title Globalistics and Globalization Studies. The subtitle of the present volume is Global Transformations and Global Future. We become more and more accustomed to think globally and to see global processes. And our future can all means be global. However, is this statement justified? Indeed, in recent years, many have begun to claim that globalization has stalled, that we are rather dealing with the process of anti-globalization. Will not we find ourselves at some point again in an edifice spanning across the globe, but divided into national apartments, separated by walls of high tariffs and mutual suspicion? Of course, some setbacks are always possible, because the process of globalization cannot develop smoothly. It is a process which is itself emerging from contradictions and is shaped by a new contradiction. They often go much further than underlying systemic changes allow. They break forward, as the vanguard of a victorious army, and then often meet resistance of various social and political forces and may suddenly start to roll back just at the moment when everyone expects their further offensive. We believe that this is what is happening with globalization at present. The yearbook will be interesting to a wide range of researchers, teachers, students and all those who are concerned about global issues.

The present article is devoted to the problem which is debated today, namely, whether Greek poleis and the Roman Republic were early states or they represented a specific type of stateless societies. The diversity of sociopolitical evolution is expressed in a tremendous variety of the early states proper among which the bureaucratic states represent just one of many types. The democratic early states without bureaucracy were early states of another type. In this article Athens and the Roman Republic are analyzed as examples of this very type.

Recent years and months have evidenced an increase in deflationary phenomena. The present article defines the reasons for the problem, explains the irregularity of the inflation–deflation processes in the world and forecasts on this basis that the crisis-depressive phase of development in the global economy will continue for a relatively long time. Based on an analysis of available resources and the theory of long cycles, we believe that in the next 5–10 years, the global economy will continue being in the crisis-depression phase with rather sluggish and weak rises. The article also offers some forecasts for the forthcoming sixth Kondratieff wave, identifies its possible technological basis, and discusses possible consequences of the forthcoming technological transformations.

In order for the philosophy of history to be a really necessary methodological science in relation to theoretical and epistemological problems of history, it is quite necessary to get away from the practice of general discourse and from attempts to find universal solutions suitable for all times. On the contrary, it is desirable to focus on a search for principles and for methods of applying them to the problems of different levels, which, by no means predetermining the results of concrete research, would play the role of a convenient and capacious form of concentration of materials; an effective tool of cognition; and a "compass" preserving a scientists efforts in search of a true solution. For this it is necessary while building up theories, first, to try to combine distinct partially true approaches; secondly, to define clearly the boundaries of applicability of arguments; and thirdly, to formulate laws not in the form of absolute conclusions but according to the rules admitted in other sciences. The possibility of realizing these goals is illustrated by the example of the present theme, "on the role of personality in history," wherein the author introduces the notion of a "factor of a situation," which makes it possible to unify various points correlating personality roles and diverse states of society, and gives the typology of "roles," personalities, etc.

With the further growth of the world population and the further intensification of the processes of interaction between countries and increasing movements of the masses of people, the role of Political Demography becomes more and more important. Issues of global ageing, migration, low fertility in developed countries (or very high fertility in some African countries), high mortality in many developing states (including deaths from AIDS); rapid change in the ethnic composition in Europe and in several other regions and many other pressing issues are in the focus of this discipline. Some of these problems are analyzed in this yearbook. However, among those issues, the issue of global ageing becomes more and more pressing every year. It is sufficient to take into account the point that within two forthcoming decades a rapid global increase in the number of retirement-age persons will lead to its doubling within this fairly small historical period. The concerns about population ageing apply to both developed and many developing countries and it has turned into a global issue. In the next decades the population ageing is likely to become one of the most important processes determining the future society characteristics and directions of technological development.

Возникший глубокий кризис украинской государственности и идущая там, по сути, гражданская война вынуждают обратиться к причинам постоянных неудач формирования украинского государства. Многие на первый взгляд труднообъяснимые и откро-венно негативные особенности внешней и внутренней политики современной Украины в значительной степени связаны с геополитическими и историческими особенностями формирования государства, менталитета и традициями социально-политической психологии. Очевидно также, что многие отрицательно воздействующие на стабильность государства геополитические и геокультурные факторы прошлого не утратили своего значения до сих пор. Анализу этих факторов и их роли в разные периоды украинской истории и посвящена данная статья. В статье также сделана попытка систематического сравнения истории Украины с историей ее ближайших соседей (России, Белоруссии, Польши), что позволяет лучше понять причины различий исторических судеб в сходных условиях и определить степень влияния соседей на политические модели Украины и ее отдельных областей.

In the present paper, on the basis of the theory of production principles and production revolutions, we reveal the interrelation between K-waves and major technological breakthroughs in history and make some predictions about features of the sixth Kondratieff wave in the light of the Cybernetic Revolution which, we think, started in the 1950s. We assume that the sixth K-wave in the 2030s and 2040s will merge with the final phase of the Cybernetic Revolution (which we call the phase of self-regulating systems). This period will be characterized by breakthroughs in medical technologies which will manage to combine many other technologies into a single complex of MBNRIC-technologies (med-bio-nano-robo-info-cognitive technologies). The article offers some predictions concerning the development of these technologies.

Мировой порядок как система определенных идей и правил, господ-ствующих в международной политике, стал формироваться в Европе начиная с XVI в., окончательно утвердившись в XIX столетии. Однако этот порядок держится обычно в пределах трех-четырех десятилетий, а затем под влиянием изменившихся обстоятельств и нового баланса сил меняется. В настоящее время мы как раз переживаем период смены ми-рового порядка и начала формирования новой его системы. В статье анализируется начало ослабления мирового порядка, основанного на американской гегемонии, рассматриваются характерные черты и методы, которые используют США для поддержания своих позиций в мире. Автор показывает, почему не могла надолго установиться абсолютная американская гегемония, каким образом глобализация стала более выгодной не для развитых, а для развивающихся стран, как постепенно формировалось убеждение в неизбежности ослабления ли-дерских позиций США. В статье дается характеристика современного положения в международных отношениях как ситуации, когда началась реконфигурация Мир-Системы, что должно означать наступление эпохи турбулентности и формирования новых коалиций. Это будет своего рода переходная эпоха к более устойчивому новому мировому порядку, становление которого будет непростым. Автор высказывает идеи от-носительно того, в каком направлении и как этот новый порядок будет формироваться, о возможных принципах этого порядка и механизмах его установления.

The article analyzes the technological shifts which took place in the second half of the 20th and early 21st centuries and forecasts the main shifts in the next half a century. On the basis of the analysis of the latest achievements in inno-vative technological directions and also on the basis of the opportunities pro-vided by the theory of production revolutions the authors present a detailed analysis of the latest production revolution which is denoted as ‘Сybernetic’. The authors give some forecasts about its development in the nearest five decades and up to the end of the 21st century. It is shown that the development of various self-regulating systems will be the main trend of this revolution. The authors argue that at first the transition to the beginning of the final phase of the Cybernetic Revolution will start in the field of medicine (in its some innovative directions). In future we will deal with the start of convergence of innovative technologies which will form the system of MBNRIC-technologies (i.e. the technological paradigm based on medicine, bio- and nanotechnologies, robotics, IT and cognitive technologies). The article gives a detailed analysis of the future breakthroughs in medicine, bio- and nanotechnologies as well as some other technologies in terms of the development of self-regulating systems with their growing ability to select optimum modes of functioning as well as of other characteristics of the Cybernetic Revolution (resources and energy saving, miniaturization, individualization, etc.).

In the first part of this article we survey general similarities and differences between biological and social macroevolution. In the second (and main) part, we consider a concrete mathematical model capable of describing important features of both biological and social macroevolution. In mathematical models of historical macrodynamics, a hyperbolic pattern of world population growth arises from non-linear, second-order positive feedback between demographic growth and technological development. Based on diverse paleontological data and an analogy with macrosociological models, we suggest that the hyperbolic character of biodiversity growth can be similarly accounted for by non-linear, second-order positive feedback between diversity growth and the complexity of community structure. We discuss how such positive feedback mechanisms can be modelled mathematically.

The present article attempts at combining Big History potential with the potential of Evolutionary Studies in order to achieve the following goals: 1) to apply the historical narrative principle to the description of the star-galaxy era of the cosmic phase of Big History; 2) to analyze both the cosmic history and similarities and differences between evolutionary laws, principles, and mechanisms at various levels and phases of Big History. As far as I know, nobody has approached this task in a systemic way yet. It appears especially important to demonstrate that many evolutionary principles, patterns, regularities, and rules, which we tend to find relevant only for higher levels and main lines of evolution, can be also applied to cosmic evolution. Moreover, almost everything that we know about evolution may be detected in the cosmic history, whereas many of the evolutionary characteristics are already manifested here in a rather clear and salient way. Of course, many of the characteristics are manifested in initial or nonsystematic forms but some features, on the contrary, appear to be more distinct just in the cosmic phase. And at the same time when many characteristics and features which are typical of biological and social evolution unexpectedly reveal their roots or protoforms at earlier phases, one becomes aware that the universal character of evolution is real and it can be detected in a number of manifestations. One should also bear in mind that the origin of galaxies, stars, and other celestial objects is the lengthiest evolutionary process among all evolutionary processes in the Universe. Such an approach opens new perspectives for our understanding of evolution and Big History, of their driving forces, vectors, and trends, it also creates a consolidated field for the multidisciplinary re-search.

The present volume is the fourth issue of the Almanac series entitled ‘Evolu-tion’. Thus, one can maintain that our Almanac, which has actually turned into a Yearbook, has succeeded (see below). The title of the present volume is ‘From Big Bang to Nanorobots’. In this way we demonstrate that all phases of megaevolution and Big History are cov-ered in the articles of the present Yearbook. Several articles also present fore-casts about possible future developments. The main objective of our Yearbook as well as of the previous issues (see Grinin, Korotayev, Carneiro, and Spier 2011a, Grinin, Korotayev, and Rodrigue 2011a, Grinin and Korotayev 2013a) is the creation of a unified inter-disciplinary field of research in which scientists specializing in different disci-plines could work within a framework of unified or similar paradigms, using common terminology and searching for common rules, tendencies and regularities. At the same time for the formation of such an integrated field one should use all available opportunities: theories, laws and methods. In the present volume, a number of such approaches including those which will be described below are used.

Процесс старения населения захватил не только развитые страны, но и многие развивающиеся, превратившись в глобальный. Представляется, что он будет одним из самых важных процессов в ближайшие десятилетия, определяющим облик общества буду-щего и направление развития технологий. В статье дается анализ некоторых параметров процесса старения населения, показыва-ются его важные следствия для общества и мира в целом. На ос-новании этого анализа делается вывод о том, что грядущий тех-нологический переворот (обозначаемый авторами как завершаю-щая фаза кибернетической революции) и предполагаемый шестой технологический уклад, связанный с наступающей шестой конд-ратьевской волной, будут связаны в первую очередь с прорывами в медицине и смежных с ней технологиях. Также авторы представ-ляют свой взгляд на финансовые инструменты решения проблемы пенсионного обеспечения увеличивающегося пожилого населения в развитых странах. Они считают, что при более целенаправленном использовании денег пенсионных фондов, направлении их (при нуж-ных гарантиях) на образование и рост квалификации молодежи развивающихся стран возможно частично облегчить указанную проблему в развитых государствах.

Проблема социально-политического кризиса на Украине комплексная. Для анализа современного кризиса необходимо использовать различные методы и теории. В настоящей статье для определения исторических и геоисторических причин современного кризиса активно использованы ис-торико-генетический и историко-сравнительный методы. Многие на первый взгляд труднообъяснимые и откровенно негативные особенности внешней и внутренней политики современной Украины в значительной степени связаны с геополитическими и историческими особенностями формирования государства, менталитета и традициями социально-политической психологии. Очевидно также, что многие отрицательно воздействующие на стабильность государства геополитические и гео-культурные факторы прошлого не утратили своего значения до сих пор. Анализу этих факторов и их роли в разные периоды украинской истории посвящена данная статья. В статье также сделана попытка системати-ческого сравнения истории Украины с историей ее ближайших соседей (России, Белоруссии, Польши), что позволяет лучше понять причины различий исторических судеб в сходных условиях и определить степень влияния соседей на политические модели Украины и ее отдельных частей.

Big History provides a unique opportunity to consider the development of the Universe as a single process. Within Big History studies one can distinguish some common evolutionary laws and principles. However, it is very important to recognize that there are many more such integrating principles, laws, mecha-nisms and patterns of evolution at all its levels than it is usually supposed. In the meantime, we can find the common traits in development, functioning, and interaction of apparently rather different processes and phenomena of Big History. Of special importance is the point that many principles, patterns, regularities, and rules of evolution, which we tend to find relevant only for the biological and social levels of evolution, may be also applied to the cosmic phase of evolution. The present article attempts (within such a framework for the first time in the Big History framework) at combining Big History potential with the potential of Evolutionary Studies. It does not only analyze the history of the Cosmos. It studies similarities between evolutionary laws, principles, and mechanisms at various levels and phases of Big History. Such an approach opens up some new perspectives for our understanding of evolution and Big History, their driving forces, vectors, and trends; it creates a consolidated field for interdisciplinary research.

This article studies the issue of democratization of countries within globalization context, it points to the unreasonably high economic and social costs of a rapid transition to democracy as a result of revolutions or of similar large-scale events for the countries unprepared for it. The authors believe that in a number of cases the authoritarian regimes turn out to be more effective in economic and social terms in comparison with emerging democracies especially of the revolutionary type, which are often incapable to insure social order and may have a swing to authoritarianism. Effective authoritarian regimes can also be a suitable form of a transition to efficient and stable democracy. The article investigates various correlations between revolutionary events and possibilities of establishing democracy in a society on the basis of the historical and contemporary examples as well as the recent events in Egypt. The authors demonstrate that one should take into account a country's degree of sociopolitical and cultural preparedness for democratic institutions. In case of favorable background, revolutions can proceed smoothly (‘velvet revolutions’) with efficient outcomes. On the contrary, democracy is established with much difficulty, throwbacks, return to totalitarianism, and with outbreaks of violence and military takeovers in the countries with high illiteracy rate and rural population share, with low female status, with widespread religious fundamental ideology, where a substantial part of the population hardly ever hears of democracy while the liberal intellectuals idealize this form, where the opposing parties are not willing to respect the rules of democratic game when defeated at elections.

В настоящей статье рассматривается, как формировался, разви-вался и начал ослабевать мировой порядок, основанный на американской гегемонии, анализируются истоки установления современного мирового порядка. Дается анализ характерных черт и методов, которые используют США для поддержания своих позиций в мире. Автор показывает также, каким образом глобализация стала более выгодной для развивающихся стран, а не для развитых, а также как постепенно формировалось убеждение в неизбежности ослабления лидерских позиций США. В статье дается характеристика современной ситуации в международных отношениях как обстановки, в которой началась реконфигурация Мир-Системы. Последнее должно означать наступление эпохи турбулентности и формирования новых коалиций. Это будет своего рода переходная эпоха к более устойчивому новому мировому порядку, установление которого будет нелегким делом. Во второй статье будет рассмотрено, в каком направлении и как этот новый порядок будет формироваться, каковы могут быть его принципы и возможные механизмы установления.

Each scientific study emerges in its own particular time and marks a new step in the development of human thought.1 Big History materialized to satisfy the human need for a unified vision of our existence. It came together in the waning decades of the twentieth century, in part, as a reaction to the specialization of scholarship and education that had taken hold around the world. While this specialization had great results, it created barriers that stood in contrast to a growing unity among our global communities. These barriers were increasingly awkward to bridge, and, thus, Big History emerged as a successful new framework.

В настоящей статье на базе теории принципов производства и производственных революций мы показываем взаимосвязь между К-волнами и крупнейшими технологическими переворотами в истории, а также делаем прогнозы об особенностях шестой К-волны в свете идущей с 1950-х годов кибернетической революции. Мы предполагаем, что шестая кондратьевская волна в 2030–2040-х годах сольется с завершающей фазой кибернетической революции (которую мы назвали фазой самоуправляемых систем). Этот период будет характеризоваться прорывом в медицинских технологиях, которые смогут объединить вокруг себя много других технологий и в целом составят комплекс МБНРИК-технологий (медико-био-нано-робото-инфо-когнитивных технологий). В статье даются некоторые прогнозы о разви-тии данных технологий

В последние два-три года среди многочислен- ных проблем в отношении европейской и американской экономики все чаще стала упоминаться опасность дефляции. При этом в каче- стве примера рассматривается японская экономика, которая уже два десятилетия страдает от дефляции, несмотря на огромные раз- меры финансовых вливаний и усилия правительства разогнать ин- фляцию. В западных экономиках инфляция также низкая, времена- ми нулевая, переходящая в дефляцию. В целом есть основания счи- тать, что страны Европы заболевают «японской болезнью», а также что эта «болезнь» может прогрессировать либо носить хрониче- ский характер. В США, хотя и в меньшей степени, также имеются признаки этой «болезни». В результате финансовые вливания мо- гут стать, как и в Японии, постоянными. В разделе показаны при- чины этой проблемы, объяснена неравномерность процессов инфляции – дефляции в мире, сделаны прогнозы

The role of China in the world economy is constantly growing. In particular we observe that it plays more and more important role in the support of theworld economic growth (as well as high prices of certain very important commodities). In the meantime the perspectives of the Chinese economy (as well as possible fates of the Chinese society) remain unclear, whereas respective forecasts look rather contradictory. That is why the search for new aspects and modes of analysis of possible development of China turns out to be rather important for the forecasting of global futures. This article employs a combination of scientific methods that imply (a) the analysis at the level of Chinese economic model; (b) the analysis at regional level (at this level the Chinese economic model is compared with the regional East Asian model); (c) the analysis at the global level that relies on the modified world-system approach that allows to answer the question whether China will replace the USA as the global leader. It is important that the analysis is conducted simultaneously in economic, social, demographic, and political dimensions. As regards the analysis of specific features of the Chinese model as an especial type of the East Asian model (that is based on the export orientation, capital & technology importation, as well as cheap labor force), we note as organic features of the Chinese model the totalitarian power of the Communist Party and the immenseness of resources. As regards special features of the Chinese model, we note (in addition to “cheap ecology” and cheap labor force) and emphasize that China has a multilevel (in a way unique) system of growth driving forces, where, as opposed to developed states, the dominant role belongs not to native private capital, but to state corporations, local authorities and foreign business. This explains the peculiarities of the Chinese investment (or rather overinvestment), which determines high growth rate up to a very significant degree. A unique feature of the Chinese model is the competition of provinces and territories for investments and high growth indicators. As regards perspectives of the global hegemony of China, we intend to demonstrate that, on the one hand, economic and political positions of China will strengthen in the forthcoming decades, but, on the other hand, China, assuming all possible future success, will be unable to take the USA position in the World System. We believe that in a direct connection with the development of globalization processes the hegemony cycle pattern is likely to come to its end, which will lead to the World System reconfiguration and the emergence of its new structure that will allow the World System to continue its further development without a hegemon. Finally, the article describes some possible scenarios of the development of China. We demonstrate that China could hardly avoid serious difficulties and critical situations (including those connected with demographic problems); however, there could be different scenarios of how China will deal with the forthcoming crisis. We also come to the conclusion that it would be better for China to achieve a slowdown to moderate growth rates (that would allow China to go through the forthcoming complex transition period with less losses) than to try to return at any cost to explosive growth rates attested in the 2000s.

The article analyzes the technological shifts which took place in the second half of the twentieth and early twenty-first centuries and predict the main shifts in the next half a century. On the basis of the analysis of the latest achievements in medicine, bio- and nanotechnologies, robotics, ICT and other technological directions and also on the basis of the opportunities provided by the theory of production revolutions the authors present a detailed analysis of the latest production revolution which is denoted as ‘Cybernetic’. There are given some forecasts about its development in the nearest five decades and up to the end of twenty-first century. It is shown that the development of various self-regulating systems will be the main trend of this revolution. The article gives a detailed analysis of the future breakthroughs in medicine, and also in bio- and nanotechnologies in terms of the development of self-regulating systems with their growing ability to select optimal modes of functioning as well as of other characteristics of the Cybernetic Revolution (resources and energy saving, miniaturization, and individualization).