David Wallace

What ontology does realism about the quantum state suggest? The main extant view in contemporary philosophy of physics is wave-function realism . We elaborate the sense in which wave-function realism does provide an ontological picture, and defend it from certain objections that have been raised against it. However, there are good reasons to be dissatisfied with wave-function realism, as we go on to elaborate. This motivates the development of an opposing picture: what we call spacetime state realism , a view which takes the states associated to spacetime regions as fundamental. This approach enjoys a number of beneficial features, although, unlike wave-function realism, it involves non-separability at the level of fundamental ontology. We investigate the pros and cons of this non-separability, arguing that it is a quite acceptable feature, even one which proves fruitful in the context of relativistic covariance. A companion paper discusses the prospects for combining a spacetime-based ontology with separability, along lines suggested by Deutsch and Hayden

It seems to be widely assumed that the only effect of the Ghirardi-Rimini-Weber dynamical collapse mechanism on the `tails' of the wavefunction is to reduce their weight. In consequence it seems to be generally accepted that the tails behave exactly as do the various branches in the Everett interpretation except for their much lower weight. These assumptions are demonstrably inaccurate: the collapse mechanism has substantial and detectable effects within the tails. The relevance of this misconception for the dynamical-collapse theories is debatable, though.

I consider exactly what is involved in a solution to the probability problem of the Everett interpretation, in the light of recent work on applying considerations from decision theory to that problem. I suggest an overall framework for understanding probability in a physical theory, and conclude that this framework, when applied to the Everett interpretation, yields the result that that interpretation satisfactorily solves the measurement problem. Introduction What is probability? 2.1 Objective probability and the Principal Principle 2.2 Three ways of satisfying the functional definition 2.3 Cautious functionalism 2.4 Is the functional definition complete? The Everett interpretation and subjective uncertainty 3.1 Interpreting quantum mechanics 3.2 The need for subjective uncertainty 3.3 Saunders' argument for subjective uncertainty 3.4 Objections to Saunders' argument 3.5 Subjective uncertainty again: arguments from interpretative charity 3.6 Quantum weights and the functional definition of probability Rejecting subjective uncertainty 4.1 The fission program 4.2 Against the fission program Justifying the axioms of decision theory 5.1 The primitive status of the decision-theoretic axioms 5.2 Holistic scepticism 5.3 The role of an explanation of decision theory Conclusion.

What would it mean to apply quantum theory, without restriction and without involving any notion of measurement and state reduction, to the whole universe? What would realism about the quantum state then imply? This book brings together an illustrious team of philosophers and physicists to debate these questions. The contributors broadly agree on the need, or aspiration, for a realist theory that unites micro- and macro-worlds. But they disagree on what this implies. Some argue that if unitary quantum evolution has unrestricted application, and if the quantum state is taken to be something physically real, then this universe emerges from the quantum state as one of countless others, constantly branching in time, all of which are real. The result, they argue, is many worlds quantum theory, also known as the Everett interpretation of quantum mechanics. No other realist interpretation of unitary quantum theory has ever been found. Others argue in reply that this picture of many worlds is in no sense inherent to quantum theory, or fails to make physical sense, or is scientifically inadequate. The stuff of these worlds, what they are made of, is never adequately explained, nor are the worlds precisely defined; ordinary ideas about time and identity over time are compromised; no satisfactory role or substitute for probability can be found in many worlds theories; they can't explain experimental data; anyway, there are attractive realist alternatives to many worlds. Twenty original essays, accompanied by commentaries and discussions, examine these claims and counterclaims in depth. They consider questions of ontology - the existence of worlds; probability - whether and how probability can be related to the branching structure of the quantum state; alternatives to many worlds - whether there are one-world realist interpretations of quantum theory that leave quantum dynamics unchanged; and open questions even given many worlds, including the multiverse concept as it has arisen elsewhere in modern cosmology. A comprehensive introduction lays out the main arguments of the book, which provides a state-of-the-art guide to many worlds quantum theory and its problems.

I explore the reduction of thermodynamics to statistical mechanics by treating the former as a control theory: a theory of which transitions between states can be induced on a system by means of operations from a fixed list. I recover the results of standard thermodynamics in this framework on the assumption that the available operations do not include measurements which affect subsequent choices of operations. I then relax this assumption and use the framework to consider the vexed questions of Maxwell's demon and Landauer's principle. Throughout I assume rather than prove the basic irreversibility features of statistical mechanics, taking care to distinguish them from the conceptually distinct assumptions of thermodynamics proper.

I discuss the statistical mechanics of gravitating systems and in particular its cosmological implications, and argue that many conventional views on this subject in the foundations of statistical mechanics embody significant confusion; I attempt to provide a clearer and more accurate account. In particular, I observe that (i) the role of gravity in entropy calculations must be distinguished from the entropy of gravity, that (ii) although gravitational collapse is entropy-increasing, this is not usually because the collapsing matter itself increases in entropy, and that (iii) the Second Law of thermodynamics does not owe its validity to the statistical mechanics of gravitational collapse

I argue that the metaphysical import of the Aharonov-Bohm effect has been overstated: correctly understood, it does not require either rejection of gauge invariance or any novel form of nonlocality. The conclusion that it does require one or the other follows from a failure to keep track, in the analysis, of the complex scalar field to which the magnetic vector potential is coupled. Once this is recognised, the way is clear to a local account of the ontology of electrodynamics ; I sketch a possible such account.

I argue against the currently prevalent view that algebraic quantum field theory (AQFT) is the correct framework for philosophy of quantum field theory and that “conventional” quantum field theory (CQFT), of the sort used in mainstream particle physics, is not suitable for foundational study. In doing so, I defend that position that AQFT and CQFT should be understood as rival programs to resolve the mathematical and physical pathologies of renormalization theory, and that CQFT has succeeded in this task and AQFT has failed. I also defend CQFT from recent criticisms made by Doreen Fraser.

An extended analysis is given of the program, originally suggested by Deutsch, of solving the probability problem in the Everett interpretation by means of decision theory. Deutsch's own proof is discussed, and alternatives are presented which are based upon different decision theories and upon Gleason's Theorem. It is argued that decision theory gives Everettians most or all of what they need from `probability'. Contact is made with Lewis's Principal Principle linking subjective credence with objective chance: an Everettian Principal Principle is formulated, and shown to be at least as defensible as the usual Principle. Some consequences of (Everettian) quantum mechanics for decision theory itself are also discussed. [NB: this this long (70 pages) and occasionally rambling online-only paper has been almost entirely superseded by material in subsequent; if something is not included in them it usually means that I have had second thoughts. I include it for completeness only.

An analysis is made of Deutsch's recent claim to have derived the Born rule from decision-theoretic assumptions. It is argued that Deutsch's proof must be understood in the explicit context of the Everett interpretation, and that in this context, it essentially succeeds. Some comments are made about the criticism of Deutsch's proof by Barnum, Caves, Finkelstein, Fuchs, and Schack; it is argued that the flaw which they point out in the proof does not apply if the Everett interpretation is assumed.

This is a discussion of how we can understand the world-view given to us by the Everett interpretation of quantum mechanics, and in particular the role played by the concept of 'world'. The view presented is that we are entitled to use 'many-worlds' terminology even if the theory does not specify the worlds in the formalism; this is defended by means of an extensive analogy with the concept of an 'instant' or moment of time in relativity, with the lack of a preferred foliation of spacetime being compared with the lack of a preferred basis in quantum theory. Implications for identity of worlds over time, and for relativistic quantum mechanics, are discussed.

The Everett interpretation of quantum mechanics - better known as the Many-Worlds Theory - has had a rather uneven reception. Mainstream philosophers have scarcely heard of it, save as science fiction. In philosophy of physics it is well known but has historically been fairly widely rejected. Among physicists, it is taken very seriously indeed, arguably tied for first place in popularity with more traditional operationalist views of quantum mechanics. In this article, I provide a fairly short and self-contained introduction to the Everett interpretation as it is currently understood. I use little technical machinery, although I do assume the reader has encountered the measurement problem already.

An investigation is made into how the foundations of statistical mechanics are affected once we treat classical mechanics as an approximation to quantum mechanics in certain domains rather than as a theory in its own right; this is necessary if we are to understand statistical-mechanical systems in our own world. Relevant structural and dynamical differences are identified between classical and quantum mechanics (partly through analysis of technical work on quantum chaos by other authors). These imply that quantum mechanics significantly affects a number of foundational questions, including the nature of statistical probability and the direction of time.

I address the problem of indefiniteness in quantum mechanics: the problem that the theory, without changes to its formalism, seems to predict that macroscopic quantities have no definite values. The Everett interpretation is often criticised along these lines, and I shall argue that much of this criticism rests on a false dichotomy: that the macroworld must either be written directly into the formalism or be regarded as somehow illusory. By means of analogy with other areas of physics, I develop the view that the macroworld is instead to be understood in terms of certain structures and patterns which emerge from quantum theory (given appropriate dynamics, in particular decoherence). I extend this view to the observer, and in doing so make contact with functionalist theories of mind.

Mathematically, gauge theories are extraordinarily rich --- so rich, in fact, that it can become all too easy to lose track of the connections between results, and become lost in a mass of beautiful theorems and properties: indeterminism, constraints, Noether identities, local and global symmetries, and so on. One purpose of this short article is to provide some sort of a guide through the mathematics, to the conceptual core of what is actually going on. Its focus is on the Lagrangian, variational-problem description of classical mechanics, from which the link between gauge symmetry and the apparent violation of determinism is easy to understand; only towards the end will the Hamiltonian description be considered. The other purpose is to warn against adopting too unified a perspective on gauge theories. It will be argued that the meaning of the gauge freedom in a theory like general relativity is (at least from the Lagrangian viewpoint) significantly different from its meaning in theories like electromagnetism. The Hamiltonian framework blurs this distinction, and orthodox methods of quantization obliterate it; this may, in fact, be genuine progress, but it is dangerous to be guided by mathematics into conflating two conceptually distinct notions without appreciating the physical consequences.

NGC 1300 (shown in figure 1) is a spiral galaxy 65 million light years from Earth.1 We have never been there, and (although I would love to be wrong about this) we will never go there; all we will ever know about NGC 1300 is what we can see of it from sixty-five million light years away, and what we can infer from our best physics. Fortunately, “what we can infer from our best physics” is actually quite a lot. To take a particular example: our best theory of galaxies tells us that that hazy glow is actually made up of the light of hundreds of billions of stars; our best theories of planetary formation tell us that a sizable fraction of those stars..

I develop the decision-theoretic approach to quantum probability, originally proposed by David Deutsch, into a mathematically rigorous proof of the Born rule in (Everett-interpreted) quantum mechanics. I sketch the argument informally, then prove it formally, and lastly consider a number of proposed ``counter-examples'' to show exactly which premises of the argument they violate. (This is a preliminary version of a chapter to appear --- under the title ``How to prove the Born Rule'' --- in Saunders, Barrett, Kent and Wallace, "Many worlds? Everett, quantum theory and reality", forthcoming from Oxford University Press.).

I give a brief account of the way in which thermodynamics and statistical mechanics actually work as contemporary scientific theories, and in particular of what statistical mechanics contributes to thermodynamics over and above any supposed underpinning of the latter's general principles. In doing so, I attempt to illustrate that statistical mechanics should not be thought of wholly or even primarily as itself a foundational project for thermodynamics, and that conceiving of it this way potentially distorts the foundational study of statistical mechanics itself.