Max Velmans

A current, comprehensive summary of Velmans' theoretical work that updates and deepens the analysis given in Edition 1. Part 1 reviews the strengths and weaknesses of all currently dominant theories of consciousness in a form suitable for undergraduates, postgraduates and researchers focusing mainly on dualism, physicalism, functionalism and consciousness in machines. Part 2 gives a new analysis of consciousness, grounded in its everyday phenomenology, which undermines the basis of the dualism versus reductionist debate. It also examines the consequences for realism versus idealism, subjectivity, intersubjectivity and objectivity, and the relation of consciousness to brain processing. Part 3 gives a new synthesis, with a novel approach to understanding what consciousness is and what consciousness does. It also introduces Reflexive Monism, an alternative to dualism and reductionism that is consistent with the findings of science and with common sense.

This paper replies to the first 36 commentaries on my target article on “Is human information processing conscious?” (Behavioral and Brain Sciences,1991, pp.651-669). The target article focused largely on experimental studies of how consciousness relates to human information processing, tracing their relation from input through to output, while discussion of the implications of the findings both for cognitive psychology and philosophy of mind was relatively brief. The commentaries reversed this emphasis, and so, correspondingly, did the reply. The sequence of topics in the reply roughly follows that of the target article. The discussion begins with a reconsideration of the details of the empirical findings, whether they can be extrapolated to non-laboratory settings, and the extent to which one can rely on their use of subjective reports. This is followed by an in-depth discussion of what is meant by “conscious processing” and of how phenomenal consciousness relates to attentional processing. We then turn to broader philosophical and theoretical issues. I point out some of the reasons why I do not support epiphenomenalism, dualist-interactionism, or reductionism, and elaborate on how first- and third-person views of the mind can be regarded as complementary and mutually irreducible. I suggest how the relation of conscious experiences to their neural correlates can be understood in terms of a dual-aspect theory of information,and how this might be used to resolve some of the paradoxes surrounding the causal interactions of consciousness and brain. I also suggest that, viewed from a first-person perspective, consciousness gives purpose to existence, which allows a different way of viewing its role in evolution.

(From the book cover in 2007) The Blackwell Companion to Consciousness is the most thorough and comprehensive survey of contemporary scientific research and philosophical thought on consciousness currently available. Its 55 newly commissioned, peer-reviewed chapters combine state-of-the-art surveys with cutting edge research. Taken as a whole, these essays by leading lights in the philosophy and science of consciousness create an engaging dialog and unparalleled source of information regarding this most fascinating and mysterious subject.

This paper responds to continuing commentary on Velmans (2002a) “How could conscious experiences affect brains,” a target article for a special issue of JCS. I focus on the final question dealt with by the target article: how free will relates to preconscious and conscious mental processing, and I develop the case for preconscious free will. Although “preconscious free will” might appear to be a contradiction in terms, it is consistent with the scientific evidence and provides a parsimonious way to reconcile the commonsense view that voluntary acts are freely chosen with the evidence that conscious wishes and decisions are determined by preconscious processing in the mind/brain. I consider alternative interpretations of how “conscious free will” might operate by Libet and by Mangan and respond to doubts about the extent to which the operations of mind are revealed in consciousness, raised by Claxton and Bouratinos. In reconciling commonsense attributions of freedom and responsibility with the findings of science, preconscious free will can be shown to have practical consequences for adjudications in law

According to Nagel, bat consciousness is "what it is like to be a bat.'' According to Baars, we will never know what it is like to be bat, so this approach to consciousness does not allow the science of consciousness to progress. Rather, the nature of consciousness as such should be determined empirically, by contrasting processes which are conscious with processes that are not conscious. The present commentary argues that contrastive analysis is appropriate for finding the processes most closely associated with consciousness; but it will not illuminate the nature of consciousness as such. Unlike bat consciousness, human consciousness is accessible to humans introspectively. Consequently, a complete science of consciousness needs to relate introspective, first-person accounts of consciousness to third-person processing models of the brain.

What, in essence, characterizes the mind? According to Searle, the potential to be conscious provides the only definitive criterion. Thus, conscious states are unquestionably "mental"; "shallow unconscious" states are also "mental" by virtue of their capacity to be conscious (at least in principle); but there are no "deep unconscious mental states" - i.e. those rules and procedures without access to consciousness, inferred by cognitive science to characterize the operations of the unconscious mind are not mental at all. Indeed, according to Searle, they have no ontological status - they are simply ways of describing some interesting facets of purely physiological phenomena.

This paper is a commentary on Rupert Sheldrake’s analysis of theories of perception (in JCS, 2005, 2006). As Sheldrake points out in his fascinating review of ancient and modern thinking on this subject, theories of vision have ranged from “extramissive” theories that posit some active influence emanating from the eyes that both illuminates and influences the external world, “intramissive” theories that stress the influence of the external world on the (passive) brain, and theories in which intramissive and extramissive influences combine. As Sheldrake notes, up to the 12th Century, extramissive theories were dominant, but with an increasing understanding of the way light reflected from an object is focused on the retina by the lens of the eye, intramissive theories have become dominant. Drawing on his research on staring experiments, Sheldrake defends an extramissive theory. In this commentary I argue for a model of perception that combines intramissive and extramissive influences, which accepts all third-person evidence for intramissive causal antecedents to visual perception while at the same time accepting the phenomenal evidence for the apparent external nature of the perceived world—an extramissive psychological effect that I refer to as “perceptual projection”. I also suggest some additions to the model that might begin to make sense of apparently extramissive causes of the type needed to explain staring experiments. Ultimately, I suggest, we may need to accept that we are in our minds, but might be partly out of our brains!

Following an on-line dialogue with Dennett (Velmans, 2001) this paper examines the similarities and differences between heterophenomenology (HP) and critical phenomenology (CP), two competing accounts of the way that conscious phenomenology should be, and normally is incorporated into psychology and related sciences. Dennett’s heterophenomenology includes subjective reports of conscious experiences, but according to Dennett, first person conscious phenomena in the form of “qualia” such as hardness, redness, itchiness etc. have no real existence. Consequently, subjective reports about such qualia should be understood as prescientific attempts to make sense of brain functioning that can be entirely understood in third person terms. I trace the history of this position in behaviourism (Watson, Skinner and Ryle) and early forms of physicalism and functionalism (Armstrong), and summarise some of the difficulties of this view. Critical phenomenology also includes a conventional, third person, scientific investigation of brain and behaviour that includes subjects’ reports of what they experience. CP is also cautious about the accuracy or completeness of subjective reports. However, unlike HP, CP does not assume that subjects are necessarily deluded about their experiences or doubt that these experiences can have real qualities that can, in principle, be described. Such experienced qualities cannot be exhaustively reduced to third-person accounts of brain and behaviour. CP is also reflexive, in it assumes experimenters to have first-person experiences that they can describe much as their subjects do. And crucially, experimenter’s third-person reports of others are based, in the first instance, on their own first-person experiences. CP is commonplace in psychological science, and given that it conforms both to scientific practice and common sense, I argue that there is little to recommend HP other than an attempt to shore up a counterintuitive, reductive philosophy of mind.

The study of preconscious versus conscious processing has an extensive history in cognitive psychology, dating back to the writings of William James. Much of the experimental work on this issue has focused on perception, conceived of as input analysis, and on the relation of consciousness to attentional processing. The present paper examines when input analysis becomes conscious from the perspectives of cognitive modelling, methodology, and a more detailed understanding of what is meant by "conscious processing." Current evidence suggests that perception becomes conscious at a late-arising stage of focal-attentive processing concerned with information integration and dissemination. Reliable criteria for determining when perception becomes conscious combine the evidence of "first-person," phenomenological reports with "third-person" functional dissociations between preconscious and conscious processing. There are three, distinct senses in which a process may be said to be "conscious." It might be "conscious" (a) in the sense that one is conscious of the process, (b) in the sense that the operation of the process is accompanied by consciousness (of its results) and (c) in the sense that consciousness enters into or causally influences the process. Consciousness of familiar stimuli, rather than entering into input analysis, appears to follow it, in human information processing. Processes closely associated with the appearance of consciousness such as information integration and dissemination appear to operate unconsciously. Consequently, perception appears to be "conscious" only in sense (b)

(added for 2013 upload): This chapter compares classical dualist and reductionist views of phenomenal consciousness with an alternative, reflexive way of viewing the relations amongst consciousness, brain and the external physical world. It argues that dualism splits the universe in two fundamental ways: in viewing phenomenal consciousness as having neither location nor extension it splits consciousness from the material world, and subject from object. Materialist reductionism views consciousness as a brain state or function (located and extended in the brain) which eliminates the consciousness/material world split, but retains the split of subject from object. The chapter argues that neither dualism nor reductionism accurately describes the phenomenal world; consequently they each provide a misleading understanding of phenomenal consciousness. Reflexive monism follows the contours of everyday experience, thereby allowing a more unified understanding of how phenomenal consciousness relates to the brain and external physical world that is consistent both with the findings of science and with common sense. The chapter goes on to consider how phenomenal objects relate to real objects, perceptual projection, how phenomenal space relates to physical space, whether the brain is in the world or the world in the brain, and why this matters for science.

Of all the problems facing science none are more challenging yet fascinating than those posed by consciousness. In The Science of Consciousness leading researchers examine how consciousness is being investigated in the key areas of cognitive psychology, neuropsychology and clinical psychology. Within cognitive psychology, special focus is given to the function of consciousness, and to the relation of conscious processing to nonconscious processing in perception, learning, memory and information dissemination. Neuropsychology includes examination of the neural conditions for consciousness and the effects of brain damage. Finally, mind/body interactions in clinical and experimental settings are considered, including the somatic effects of imagery, biofeedback and placebo effects. Every chapter is written by an expert in the field. They each provide a clear overview of existing research along with an exciting new synthesis of consciousness studies. The The Science of Consciousness will be invaluable for students, researchers and clinicians interested in the developments and directions of this rapidly growing field

Dualist and Reductionist theories of mind disagree about whether or not consciousness can be reduced to a state of or function of the brain. They assume, however, that the contents of consciousness are separate from the external physical world as-perceived. According to the present paper this assumption has no foundation either in everyday experience or in science. Drawing on evidence for perceptual projection in both interoceptive and exteroceptive sense modalities, the case is made that the physical world as-perceived is a construct of perceptual processing and, therefore, part of the contents of consciousness. A finding which requires a Reflexive rather than a Dualist or Reductionist model of how consciousness relates to the brain and the physical world. The physical world as-perceived may, in turn be thought of as a biologically useful model of the world as described by physics. Redrawing the boundaries of consciousness to include the physical world as-perceived undermines the conventional separation of the 'mental' from the physical', and with it the very foundation of the Dualist-Reductionist debate. The alternative Reflexive model departs radically from current conventions, with consequences for many aspects of consciousness theory and research. Some of the consequences which bear on the internal consistency and intuitive plausibility of the model are explored, e.g. the causal sequence in perception, representationalism, a suggested resolution of the Realism versus Idealism debate, and the way manifest differences between physical events as-perceived and other conscious events are to be construed. In the present paper I wish to challenge some of our most deeply-rooted assumptions about what consciousness is, by re-examining how consciousness, the human brain, and the surrounding physical world relate to each other

This paper provides an initial, multidimensional map of the complex relationships among consciousness, mind, brain, and the external world in a way that both follows the contours of everyday experience and the findings of science. It then demonstrates how this reflexive monist map can be used to evaluate the utility and resolve some of the oppositions of the many other 'isms' that currently populate consciousness studies. While no conventional, one-dimensional 'ism' such as physicalism can do justice to this web of relationships, physicalism, functionalism, dualism, neutral monism, and dual-aspect monism can all be seen to provide useful ways of understanding different aspects of the relationships among consciousness, mind, brain, and the external world when these are viewed in either a first- or a third-person way from within this web of relationships by sentient creatures such as ourselves. For example, physicalism and functionalism provide a useful understanding of consciousness, mind, brain, and the external world when viewed from a third-person perspective, while neutral monism provides a useful way of understanding first- versus third-person views of external phenomena. On the other hand, dual-aspect monism provides a useful way of understanding first- versus third-person views of mind, including eastern versus western views of mind. Dual-aspect monism also provides a useful understanding of the 'unconscious ground of being' that gives rise to, supports, and embeds all these observable phenomena. For an integrated understanding one needs to understand how these phenomena and relationships combine into an integrated whole.

Les théories de l’évolution de la conscience sont étroitement liées aux théories de la distribution de la conscience qui vont des approches considérant que seulement l’homme a une conscience jusqu’aux approches considérant que toute matière possède une conscience en quelque sorte. De manière générale, on peut distinguer les théories de la discontinuité des théories de la continuité. Les théories de la discontinuité considèrent que la conscience est apparue seulement une fois que les formes matérielles ont atteint un certain degré d’évolution mais proposent des critères différents lorsqu’il s’agit de déterminer le degré en question. Les théories de la continuité soutiennent que, dans une certaine forme primaire, la conscience accompagne toujours la matière et tandis que celle-ci a évolué vers la forme, la complexité de la conscience a co-évolué avec elle, vers par exemple des formes que nous reconnaissons actuellement chez les êtres humains. Etant donnée notre connaissance limitée des conditions suffisantes et nécessaires à la présence de la conscience chez les êtres humains, toutes les options restent ouvertes. Tout compte fait, la théorie de la continuité paraît plus élégante que la théorie de la discontinuité

This is a prepublication version of the final chapter from the Blackwell Companion to Consciousness. In it I re-examine the basic conditions required for a study of conscious experiences in the light of progress made in recent years in the field of consciousness studies. I argue that neither dualist nor reductionist assumptions about subjectivity versus objectivity and the privacy of experience versus the public nature of scientific observations allow an adequate understanding of how studies of consciousness actually proceed. The chapter examines the sense in which the experimenter is also a subject, the sense in which all experienced phenomena are private and subjective, the different senses in which a phenomenon can nevertheless be public and observations of it objective, and the conditions for intra-subjective and intersubjective repeatability. The chapter goes on to re-examine the empirical method and how methods used in psychology differ from those used in physics. I argue that a reflexive understanding of these relationships supports a form of “critical phenomenology” that fits consciousness studies smoothly into science

How can one investigate phenomenal consciousness? As in other areas of science, the investigation of consciousness aims for a more precise knowledge of its phenomena, and the discovery of general truths about their nature. This requires the development of appropriate first-person, second-person and third-person methods. This book introduces some of the creative ways in which these methods can be applied to different purposes, e.g. to understanding the relation of consciousness to brain, to examining or changing consciousness as such, and to understanding the way consciousness is influenced by social, clinical and therapeutic contexts. To clarify the strengths and weaknesses of different methods and to demonstrate the interplay of methodology and epistemology, the book also suggests a number of “maps” of the consciousness studies terrain that place different approaches to the study of consciousness into a broader, interdisciplinary context.

What we normally think of as the “physical world” is also the world as experienced, that is, a world of appearances. Given this, what is the reality behind the appearances, and what might its relation be to consciousness and to constructive processes in the mind? According to Kant, the thing itself that brings about and supports these appearances is unknowable and we can never gain any understanding of how it brings such appearances about. Reflexive monism argues the opposite: the thing itself is knowable as are the processes that construct conscious appearances. Conscious appearances (empirical evidence) and the theories derived from them can represent what the world is really like, even though such empirical knowledge is partial, approximate and uncertain, and conscious appearances are species-specific constructions of the human mind. Drawing on the writings of Husserl, Hoche suggests that problems of knowledge, mind and consciousness are better understood in terms of a “pure noematic” phenomenology that avoids any reference to a “thing itself.” I argue that avoiding reference to a knowable reality (behind appearances) leads to more complex explanations with less explanatory value and counterintuitive conclusions—for example Hoche’s conclusion that consciousness is not part of nature. The critical realism adopted by reflexive monism appears to be more useful, as well as being consistent with science and common sense.

Wegner’s analysis of the illusion of conscious will is close to my own account of how conscious experiences relate to brain processes. But our analyses differ somewhat on how conscious will is not an illusion. Wegner argues that once conscious will arises it enters causally into subsequent mental processing. I argue that while his causal story is accurate, it remains a first-person story. Conscious free will is not an illusion in the sense that this first-person story is compatible with and complementary to a third-person account of voluntary processing in the mind/brain.