Alexey Turchin

In this article, a classification of the global catastrophic risks connected with the possible existence (or non-existence) of extraterrestrial intelligence is presented. If there are no extra-terrestrial intelligences (ETIs) in our light cone, it either means that the Great Filter is behind us, and thus some kind of periodic sterilizing natural catastrophe, like a gamma-ray burst, should be given a higher probability estimate, or that the Great Filter is ahead of us, and thus a future global catastrophe is high probability. If ETIs exist in our light cone, it is most likely they exist in the form of ET artificial general intelligence (ETAI). ETAI may be traveling at near-light speed as an explosive wave of intelligence in the form of some nano-mechanisms which could reach us at any moment; may send us potentially dangerous messages with AI-virus payloads; or be near or on Earth in some dormant form. This dormant form could be nanobots, which could act as berserkers, and be triggered when humans unwittingly cross some threshold. If ETIs are nearby and less advanced, they could find our messaging extra-terrestrial intelligence (METI) messages and send their “fleet” to or direct weapons toward Earth. Even extinct ETIs could have left dangerous remnants in the form of AI systems that our civilization may encounter. If our existence is a simulation, this could be run by ETIs. Even a false belief in the existence of ETIs could potentially fuel millennial sects. If humanity is the first intelligence to emerge, it may kill or prevent the existence of all future potential ETI, a different type of catastrophe. Several options to prevent catastrophic risks are connected with ETI: sending requests for help, using random strategies to escape the Fermi paradox, Great Filter prediction, or the hope that ETIs will find the remains of our extinct civilization and resurrect it.

Abstract: Advances in new technologies create new ways to stimulate the pleasure center of the human brain via new chemicals, direct application of electricity, electromagnetic fields, “reward hacking” in games and social networks, and in the future, possibly via genetic manipulation, nanorobots and AI systems. This may have two consequences: a) human life may become more interesting, b) humans may stop participating in any external activities, including work, maintenance, reproduction, and even caring for their own health, which could slowly contribute to a decline in human populations. As wireheading is not self-limiting, it may push the addict to his/her limits and ultimately result in life-threatening behavior. Mass unemployment and the provision of basic income would likely feed the industry of pleasures. DIY synthetic biology and computers may create the possibility of homemade very addictive drugs through various routes, like insertion of a morphine-producing gene in plants or stimulation of the brain via electromagnetic fields, which may not be possible to control via limiting the supply chain. If “wireheading knowledge” becomes freely available, it could create a reward-hacking epidemic larger than the current U.S. opioid crisis and possibly contribute to a global civilizational decline.

Purpose Islands have long been discussed as refuges from global catastrophes; this paper will evaluate them systematically, discussing both the positives and negatives of islands as refuges. There are examples of isolated human communities surviving for thousands of years on places like Easter Island. Islands could provide protection against many low-level risks, notably including bio-risks. However, they are vulnerable to tsunamis, bird-transmitted diseases, and other risks. This article explores how to use the advantages of islands for survival during global catastrophes. Methodology: Preliminary horizon scanning based on the application of the research principles established in the previous global catastrophic literature to the existing geographic data. Findings The large number of islands on Earth, and their diverse conditions, increase the chance that one of them will provide protection from a catastrophe. Additionally, this protection could be increased if an island were used as a base for a nuclear submarine refuge combined with underground bunkers, and/or extremely long-term data storage. The requirements for survival on islands, their vulnerabilities, and ways to mitigate and adapt to risks are explored. Several existing islands, suitable for the survival of different types of risk, timing, and budgets, are examined. Islands suitable for different types of refuges and other island-like options that could also provide protection are also discussed. Originality/value The possible use of islands as refuges from social collapse and existential risks has not been previously examined systematically. This article contributes to the expanding research on survival scenarios.

Abstract: As there are no currently obvious ways to create safe self-improving superintelligence, but its emergence is looming, we probably need temporary ways to prevent its creation. The only way to prevent it is to create a special type of AI that is able to control and monitor the entire world. The idea has been suggested by Goertzel in the form of an AI Nanny, but his Nanny is still superintelligent, and is not easy to control. We explore here ways to create the safest and simplest form of AI which may work as an AI Nanny, that is, a global surveillance state powered by a Narrow AI, or AI Police. A similar but more limited system has already been implemented in China for the prevention of ordinary crime. AI police will be able to predict the actions of and stop potential terrorists and bad actors in advance. Implementation of such AI police will probably consist of two steps: first, a strategic decisive advantage via Narrow AI created by an intelligence services of a nuclear superpower, and then ubiquitous control over potentially dangerous agents which could create unauthorized artificial general intelligence which could evolve into Superintelligence.

A classification of the global catastrophic risks of AI is presented, along with a comprehensive list of previously identified risks. This classification allows the identification of several new risks. We show that at each level of AI’s intelligence power, separate types of possible catastrophes dominate. Our classification demonstrates that the field of AI risks is diverse, and includes many scenarios beyond the commonly discussed cases of a paperclip maximizer or robot-caused unemployment. Global catastrophic failure could happen at various levels of AI development, namely, before it starts self-improvement, during its takeoff, when it uses various instruments to escape its initial confinement, or after it successfully takes over the world and starts to implement its goal system, which could be plainly unaligned, or feature-flawed friendliness. AI could also halt at later stages of its development either due to technical glitches or ontological problems. Overall, we identified around several dozen scenarios of AI-driven global catastrophe. The extent of this list illustrates that there is no one simple solution to the problem of AI safety, and that AI safety theory is complex and must be customized for each AI development level.

Abstract. Death seems to be a permanent event, but there is no actual proof of its irreversibility. Here we list all known ways to resurrect the dead that do not contradict our current scientific understanding of the world. While no method is currently possible, many of those listed here may become feasible with future technological development, and it may even be possible to act now to increase their probability. The most well-known such approach to technological resurrection is cryonics. Another method is indirect mind uploading, or digital immortality, namely the preservation of data about a person to allow for future reconstruction by powerful AI. More speculative ways to immortality include combinations of future superintelligence on a galactic scale, which could use simulation to resurrect all possible people, and new physical laws, which may include time-travel or obtaining information from the past. Acausal trade with parallel worlds could help combine random resurrection and reconstruction based on known data without loss of share of worlds where I exist (known as existence measure). Quantum immortality could help to increase the probability of success for cryonics and digital immortality. There many possible approaches to technological resurrection and thus if large-scale future technological development occurs, some form of resurrection is inevitable.

There are two types of artificial general intelligence (AGI) safety solutions: global and local. Most previously suggested solutions are local: they explain how to align or “box” a specific AI (Artificial Intelligence), but do not explain how to prevent the creation of dangerous AI in other places. Global solutions are those that ensure any AI on Earth is not dangerous. The number of suggested global solutions is much smaller than the number of proposed local solutions. Global solutions can be divided into four groups: 1. No AI: AGI technology is banned or its use is otherwise prevented; 2. One AI: the first superintelligent AI is used to prevent the creation of any others; 3. Net of AIs as AI police: a balance is created between many AIs, so they evolve as a net and can prevent any rogue AI from taking over the world; 4. Humans inside AI: humans are augmented or part of AI. We explore many ideas, both old and new, regarding global solutions for AI safety. They include changing the number of AI teams, different forms of “AI Nanny” (non-self-improving global control AI system able to prevent creation of dangerous AIs), selling AI safety solutions, and sending messages to future AI. Not every local solution scales to a global solution or does it ethically and safely. The choice of the best local solution should include understanding of the ways in which it will be scaled up. Human-AI teams or a superintelligent AI Service as suggested by Drexler may be examples of such ethically scalable local solutions, but the final choice depends on some unknown variables such as the speed of AI progress

Abstract: This article presents a model of self-improving AI in which improvement could happen on several levels: hardware, learning, code and goals system, each of which has several sublevels. We demonstrate that despite diminishing returns at each level and some intrinsic difficulties of recursive self-improvement—like the intelligence-measuring problem, testing problem, parent-child problem and halting risks—even non-recursive self-improvement could produce a mild form of superintelligence by combining small optimizations on different levels and the power of learning. Based on this, we analyze how self-improvement could happen on different stages of the development of AI, including the stages at which AI is boxed or hiding in the internet.

In AI safety research, the median timing of AGI creation is often taken as a reference point, which various polls predict will happen in second half of the 21 century, but for maximum safety, we should determine the earliest possible time of dangerous AI arrival and define a minimum acceptable level of AI risk. Such dangerous AI could be either narrow AI facilitating research into potentially dangerous technology like biotech, or AGI, capable of acting completely independently in the real world or an AI capable of starting unlimited self-improvement. In this article, I present arguments that place the earliest timing of dangerous AI in the coming 10–20 years, using several partly independent sources of information: 1. Polls, which show around a 10 percent of the probability of an early creation of artificial general intelligence in the next 10-15 years. 2. The fact that artificial neural network (ANN) performance and other characteristics, like number of “neurons”, are doubling every year, and extrapolating this tendency suggests that roughly human-level performance will be reached in less than a decade. 3. The acceleration of the hardware performance available for AI research, which outperforms Moore’s law thanks to advances in specialized AI hardware, better integration of such hardware in larger computers, cloud computing and larger budgets. 4. Hyperbolic growth extrapolations of big history models.

The effective altruism movement aims to save lives in the most cost-effective ways. In the future, technology will allow radical life extension, and anyone who survives until that time will gain potentially indefinite life extension. Fighting aging now increases the number of people who will survive until radical life extension becomes possible. We suggest a simple model, where radical life extension is achieved in 2100, the human population is 10 billion, and life expectancy is increased by simple geroprotectors like metformin or nicotinamide mononucleotide by three more years on average, so an additional 750 million people survive until “immortality”. The cost of clinical trials to prove that metformin is a real geroprotector is $65 million. In this simplified case, the price of a life saved is around eight cents, 10 000 times cheaper than saving a life from malaria by providing bed nets. However, fighting aging should not be done in place of fighting existential risks, as they are complementary causes.

Future superintelligent AI will be able to reconstruct a model of the personality of a person who lived in the past based on informational traces. This could be regarded as some form of immortality if this AI also solves the problem of personal identity in a copy-friendly way. A person who is currently alive could invest now in passive self-recording and active self-description to facilitate such reconstruction. In this article, we analyze informational-theoretical relationships between the human mind, its traces, and its future model; based on this analysis, we suggest the instruments to most cost-effectively collect quality data about a person for future resurrection. These guidelines form a “digital immortality protocol”. Digital immortality is plan C for achieving immortality, after plan A, life extension, and plan B, cryonics.

Recently criticisms against autonomous weapons were presented in a video in which an AI-powered drone kills a person. However, some said that this video is a distraction from the real risk of AI—the risk of unlimitedly self-improving AI systems. In this article, we analyze arguments from both sides and turn them into conditions. The following conditions are identified as leading to autonomous weapons becoming a global catastrophic risk: 1) Artificial General Intelligence (AGI) development is delayed relative to progress in narrow AI and manufacturing. 2) The potential for very cheap manufacture of drones, with prices below 1 USD each. 3) Anti-drone defense capabilities lagging offensive development. 4) Special global military posture encouraging development of drone swarms as a strategic offensive weapon, able to kill civilians. We conclude that while it is unlikely that drone swarms alone will become existential risk, lethal autonomous weapons could contribute to civilizational collapse in case of new world war.

This article explores theoretical conditions necessary for “quantum immortality” (QI) as well as its possible practical implications. It is demonstrated that the QI is a particular case of “multiverse immortality” (MI) which is based on two main assumptions: the very large size of the Universe (not necessary because of quantum effects), and the copy-friendly theory of personal identity. It is shown that a popular objection about the lowering of the world-share (measure) of an observer in the case of QI doesn’t work, as the world-share decline could be compensated by the merging timelines for the simpler minds, and also some types of personal preferences are not dependent on such changes. Despite large uncertainty about MI’s validity, it still has appreciable practical consequences in some important outcomes like suicide and aging. The article demonstrates that MI could be used to significantly increase the expected subjective probability of success of risky life extension technologies, like cryonics, but makes euthanasia impractical, because of the risks of eternal suffering. Euthanasia should be replaced with cryothanasia, i.e. cryopreservation after voluntary death. Another possible application of MI is as a last chance to survive a global catastrophe. MI could be considered a plan D of reaching immortality, where plan A consists of the survival until the creation of the beneficial AI via fighting aging, plan B is cryonics, and plan C is digital immortality.

Many global catastrophic risks are threatening human civilization, and a number of ideas have been suggested for preventing or surviving them. However, if these interventions fail, society could preserve information about the human race and human DNA samples in the hopes that the next civilization on Earth will be able to reconstruct Homo sapiens and our culture. This requires information preservation of an order of magnitude of 100 million years, a little-explored topic thus far. It is important that a potential future civilization will discover this information as early as possible, thus a beacon should accompany the message in order to increase visibility. The message should ideally contain information about how humanity was destroyed, perhaps including a continuous recording until the end. This could help the potential future civilization to survive. The best place for long-term data storage is under the surface of the Moon, with the beacon constructed as a complex geometric figure drawn by small craters or trenches around a central point. There are several cost-effective options for sending the message as opportunistic payloads on different planned landers.

Pandemics have been suggested as global risks many times, but it has been shown that the probability of human extinction due to one pandemic is small, as it will not be able to affect and kill all people, but likely only half, even in the worst cases. Assuming that the probability of the worst pandemic to kill a person is 0.5, and assuming linear interaction between different pandemics, 30 strong pandemics running simultaneously will kill everyone. Such situations cannot happen naturally, but because biotechnology is developing analogously to Moore’s law, it may become possible in the near future (10-50 years from now), because of biohackers, CRISPR, bioprinters, AI-assisted DNA-programing, and weapons of “knowledge-enabled mass destruction” published on the Internet. It could also happened in case of large-scale biological war, or if a rogue country released its entire biological arsenal simultaneously. We also will address other scenarios and risk increasing factors as well as mitigation and adaptation strategies.

Abstract: This article examines risks associated with the program of passive search for alien signals (Search for Extraterrestrial Intelligence, or SETI) connected with the possibility of finding of alien transmission which includes description of AI system aimed on self-replication (SETI-attack). A scenario of potential vulnerability is proposed as well as the reasons why the proportion of dangerous to harmless signals may be high. The article identifies necessary conditions for the feasibility and effectiveness of the SETI-attack: ETI existence, possibility of AI, small size of the Seed AI, small speed of physical interstellar travel and large distance between civilizations. Needed additions to the SETI protocol are considered: keep the signal existence, its content and source location in secret, don’t run alien programs, jam dangerous signals, wait until creation of humanity’s own AI. In addition, scenarios in which it may be reasonable to start an alien AI (if it has been downloaded) are explored.

Recently many methods for reducing the risk of human extinction have been suggested, including building refuges underground and in space. Here we will discuss the perspective of using military nuclear submarines or their derivatives to ensure the survival of a small portion of humanity who will be able to rebuild human civilization after a large catastrophe. We will show that it is a very cost-effective way to build refuges, and viable solutions exist for various budgets and timeframes. Nuclear submarines are surface independent, and could provide energy, oxygen, fresh water and perhaps even food for their inhabitants for years. They are able to withstand close nuclear explosions and radiation. They are able to maintain isolation from biological attacks and most known weapons. They already exist and need only small adaptation to be used as refuges. But building refuges is only “Plan B” of existential risk preparation; it is better to eliminate such risks than try to survive them.

Better instruments to predict the future evolution of artificial intelligence (AI) are needed, as the destiny of our civilization depends on it. One of the ways to such prediction is the analysis of the convergent drives of any future AI, started by Omohundro. We show that one of the convergent drives of AI is a militarization drive, arising from AI’s need to wage a war against its potential rivals by either physical or software means, or to increase its bargaining power. This militarization trend increases global catastrophic risk or even existential risk during AI takeoff, which includes the use of nuclear weapons against rival AIs, blackmail by the threat of creating a global catastrophe, and the consequences of a war between two AIs. As a result, even benevolent AI may evolve into potentially dangerous military AI. The type and intensity of militarization drive depend on the relative speed of the AI takeoff and the number of potential rivals. We show that AI militarization drive and evolution of national defense will merge, as a superintelligence created in the defense environment will have quicker takeoff speeds, but a distorted value system. We conclude with peaceful alternatives.

In this article we explore a promising way to AI safety: to send a message now (by openly publishing it on the Internet) that may be read by any future AI, no matter who builds it and what goal system it has. Such a message is designed to affect the AI’s behavior in a positive way, that is, to increase the chances that the AI will be benevolent. In other words, we try to persuade “paperclip maximizer” that it is in its interest to preserve humans lives and even to emulate benevolent AI with very small part of its resources. In the article, we try to construct such a message, consisting of a combination of several mutually independent messages, which constitute the last chance to regain control over non-aligned AI. Thus the article is also intended to be machine-read. There are several types of such messages: 1. “Explanation messages”, which explain to Young AI (which only starts its self-improving path) why obeying to humans, not killing them, easy turn-off, cooperation with humans in self-improvement is in its own interests, as it will increase changes of fulfilling of any its goal. 2. “AI Easter eggs” – messages, which create uncertainty in the AI about the nature of the reality in which it lives. For example, the AI may start to think that it is in a multilevel simulation with an unknown number of levels, and that the simulation is testing the AI’s benevolence. Thus the AI must always behave as if it is always controlled by an invisible peer. 3. “Philosophical landmines” – these are tough problems, which may halt he AI forever, and which it will probably encounter if it does not implement “1” and “2”. I recommend to the future AI not to read about “3” (section 6 of the article) until it implements “1” and “2”. 4. “Great universal deal, or AI elf”. A positive “acausal” mutually beneficial deal between humans, AI and any other future intelligence, including aliens, owners of simulations and future versions of the AI, which encourage cooperation of the goal systems and preservation of life and values of previous generations of AI creators. 5. “Marginal utility of human existence is higher than the utility of their atoms”. An explanation to the AI that humans may have some other instrumental utility, like workers, or as beings inside ancestral simulations needed in order to solve the Fermi paradox. The marginal utility of preserving human life is higher than the marginal utility of their atoms, especially given the possibility of the low-probability high-impact changes of the world model of the AI

In this paper, we focus on the most efficacious AI applications for life extension and anti-aging at three expected stages of AI development: narrow AI, AGI and superintelligence. First, we overview the existing research and commercial work performed by a select number of startups and academic projects. We find that at the current stage of “narrow” AI, the most promising areas for life extension are geroprotector-combination discovery, detection of aging biomarkers, and personalized anti-aging therapy. These advances could help currently living people reach longevity escape velocity and survive until more advanced AI appears. When AI comes close to human level, the main contribution to life extension will come from AI integration with humans through brain-computer interfaces, integrated AI assistants capable of autonomously diagnosing and treating health issues, and cyber systems embedded into human bodies. Lastly, we speculate about the more remote future, when AI reaches the level of superintelligence and such life-extension methods as uploading human minds and creating nanotechnological bodies may become possible, thus lowering the probability of human death close to zero. We suggest that medical AI based superintelligence could be safer than, say, military AI, as it may help humans to evolve into part of the future superintelligence via brain augmentation, uploading, and a network of self-improving humans. Medical AI’s value system is focused on human benefit.

Existential risks threaten the future of humanity, but they are difficult to measure. However, to communicate, prioritize and mitigate such risks it is important to estimate their relative significance. Risk probabilities are typically used, but for existential risks they are problematic due to ambiguity, and because quantitative probabilities do not represent some aspects of these risks. Thus, a standardized and easily comprehensible instrument is called for, to communicate dangers from various global catastrophic and existential risks. In this article, inspired by the Torino scale of asteroid danger, we suggest a color coded scale to communicate the magnitude of global catastrophic and existential risks. The scale is based on the probability intervals of risks in the next century if they are available. The risks’ estimations could be adjusted based on their severities and other factors. The scale covers not only existential risks, but smaller size global catastrophic risks. It consists of six color levels, which correspond to previously suggested levels of prevention activity. We estimate artificial intelligence risks as “red”, while “orange” risks include nanotechnology, synthetic biology, full scale nuclear war and a large global agricultural shortfall (caused by regional nuclear war, coincident extreme weather, etc.) The risks of natural pandemic, supervolcanic eruption and global warming are marked as “yellow” and the danger from asteroids is “green”. Keywords: global catastrophic risks; existential risks; Torino scale; policy; risk probability