Michael Rathjen

This paper is the first in a series whose objective is to study notions of large sets in the context of formal theories of constructivity. The two theories considered are Aczel's constructive set theory and Martin-Löf's intuitionistic theory of types. This paper treats Mahlo's π-numbers which give rise classically to the enumerations of inaccessibles of all transfinite orders. We extend the axioms of CZF and show that the resulting theory, when augmented by the tertium non-datur, is equivalent to ZF plus the assertion that there are inaccessibles of all transfinite orders. Finally, the theorems of that extension of CZF are interpreted in an extension of Martin-Löf's intuitionistic theory of types by a universe

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28].Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results.

In this article we investigate whether the following conjecture is true or not: does the addition-free theta functions form a canonical notation system for the linear versions of Friedman’s well-partial-orders with the so-called gap-condition over a finite set of n labels. Rather surprisingly, we can show this is the case for two labels, but not for more than two labels. To this end, we determine the order type of the notation systems for addition-free theta functions in terms of ordinals less than ε0\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\varepsilon _0$$\end{document}. We further show that the maximal order type of the Friedman ordering can be obtained by a certain ordinal notation system which is based on specific binary theta functions.

The paper contains proof-theoretic investigation on extensions of Kripke-Platek set theory, KP, which accommodate first-order reflection. Ordinal analyses for such theories are obtained by devising cut elimination procedures for infinitary calculi of ramified set theory with Пn reflection rules. This leads to consistency proofs for the theories KP+Пn reflection using a small amount of arithmetic and the well-foundedness of a certain ordinal system with respect to primitive decending sequences. Regarding future work, we intend to avail ourselves of these new cut elimination techniques to attain an ordinal analysis of П12 comprehension by approaching П12 comprehension through transfinite levels of reflection.

Constructive Zermelo–Fraenkel set theory, CZF, can be interpreted in Martin-Löf type theory via the so-called propositions-as-types interpretation. However, this interpretation validates more than what is provable in CZF. We now ask ourselves: is there a reasonably simple axiomatization of the set-theoretic formulae validated in Martin-Löf type theory? The answer is yes for a large collection of statements called the mathematical formulae. The validated mathematical formulae can be axiomatized by suitable forms of the axiom of choice.The paper builds on a self-interpretation of CZF IOS Press, Amsterdam, 2004 ]) that provides an “inner” model of CZF which also validates the so-called -axiom of choice, . The crucial technical step taken in the present paper is to investigate the absoluteness properties of this model under the hypothesis .It is also shown that CZF plus the -axiom of choice possesses the disjunction property, the numerical existence property and the existence property for an important group of formulae

Especially nice models of intuitionistic set theories are realizability models $V$, where $\mathcal A$ is an applicative structure or partial combinatory algebra. This paper is concerned with the preservation of various choice principles in $V$ if assumed in the underlying universe $V$, adopting Constructive Zermelo–Fraenkel as background theory for all of these investigations. Examples of choice principles are the axiom schemes of countable choice, dependent choice, relativized dependent choice and the presentation axiom. It is shown that any of these axioms holds in $V$ for every applicative structure $\mathcal A$ if it holds in the background universe.1 It is also shown that a weak form of the countable axiom of choice, $\textbf{AC}^{\boldsymbol{\omega, \omega }}$, is rendered true in any $V$ regardless of whether it holds in the background universe. The paper extends work by McCarty and Rathjen.

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28].Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results.

In recent years the question of whether adding the limited principle of omniscience, LPO, to constructive Zermelo–Fraenkel set theory, CZF, increases its strength has arisen several times. As the addition of excluded middle for atomic formulae to CZF results in a rather strong theory, i.e. much stronger than classical Zermelo set theory, it is not obvious that its augmentation by LPO would be proof-theoretically benign. The purpose of this paper is to show that CZF+RDC+LPO has indeed the same strength as CZF, where RDC stands for relativized dependent choice. In particular, these theories prove the same Π02 theorems of arithmetic

In ordinal analysis of impredicative theories so-called collapsing functions are of central importance. Unfortunately, the definition procedure of these functions makes essential use of uncountable cardinals whereas the notation system that they call into being corresponds to a recursive ordinal. It has long been claimed that, instead, one should manage to develop such functions directly on the basis of admissible ordinals. This paper is meant to show how this can be done. Interpreting the collapsing functions as operating directly on admissible sets also renders a new and perspicuous approach to well-ordering proofs possible. MSC: 03F15, 03F35

In this article we provide an intrinsic characterization of the famous Howard–Bachmann ordinal in terms of a natural well-partial-ordering by showing that this ordinal can be realized as a maximal order type of a class of generalized trees with respect to a homeomorphic embeddability relation. We use our calculations to draw some conclusions about some corresponding subsystems of second order arithmetic. All these subsystems deal with versions of light-face Π11\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\varPi ^1_1$$\end{document}-comprehension.

In this article we characterize a countable ordinal known as the big Veblen number in terms of natural well-partially ordered tree-like structures. To this end, we consider generalized trees where the immediate subtrees are grouped in pairs with address-like objects. Motivated by natural ordering properties, extracted from the standard notations for the big Veblen number, we investigate different choices for embeddability relations on the generalized trees. We observe that for addresses using one finite sequence only, the embeddability coincides with the classical tree-embeddability, but in this article we are interested in more general situations. We prove that the maximal order type of some of these new embeddability relations hit precisely the big Veblen ordinal ϑΩΩ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\vartheta \Omega^{\Omega}}$$\end{document}. Somewhat surprisingly, changing a little bit the well-partially ordered addresses, the maximal order type hits an ordinal which exceeds the big Veblen number by far, namely ϑΩΩΩ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\vartheta \Omega^{\Omega^\Omega}}$$\end{document}. Our results contribute to the research program on classifying properties of natural well-orderings in terms of order-theoretic properties of the functions generating the orderings.

While it is known that intuitionistic ZF set theory formulated with Replacement, IZFR, does not prove Collection, it is a longstanding open problem whether IZFR and intuitionistic set theory ZF formulated with Collection, IZF, have the same proof-theoretic strength. It has been conjectured that IZF proves the consistency of IZFR. This paper addresses similar questions but in respect of constructive Zermelo–Fraenkel set theory, CZF. It is shown that in the latter context the proof-theoretic strength of Replacement is the same as that of Strong Collection and also that the functional version of the Regular Extension Axiom is as strong as its relational version.Moreover, it is proved that, contrary to IZF, the strength of CZF increases if one adds an axiom asserting that the trichotomous ordinals form a set.Unlike IZF, constructive Zermelo–Fraenkel set theory is amenable to ordinal analysis and the proofs in this paper make pivotal use thereof in the guise of well-ordering proofs for ordinal representation systems

Gerhard Gentzen has been described as logic’s lost genius, whom Gödel called a better logician than himself. This work comprises articles by leading proof theorists, attesting to Gentzen’s enduring legacy to mathematical logic and beyond. The contributions range from philosophical reflections and re-evaluations of Gentzen’s original consistency proofs to the most recent developments in proof theory. Gentzen founded modern proof theory. His sequent calculus and natural deduction system beautifully explain the deep symmetries of logic. They underlie modern developments in computer science such as automated theorem proving and type theory.

We characterize the proof-theoretic strength of systems of explicit mathematics with a general principle asserting the existence of least fixed points for monotone inductive definitions, in terms of certain systems of analysis and set theory. In the case of analysis, these are systems which contain the Σ12-axiom of choice and Π12-comprehension for formulas without set parameters. In the case of set theory, these are systems containing the Kripke-Platek axioms for a recursively inaccessible universe together with the existence of a stable ordinal. In all cases, the exact strength depends on what forms of induction are admitted in the respective systems