Meir Hemmo

We use the framework of Empirical Models (EM) and Hidden Variables Models (HVM) to analyze the locality and stochasticity properties of relativistic quantum theories, such as Quantum Field Theory (QFT). First, we present the standard definition of properties such as determinism, no signaling, locality, and contextuality for HVM and for EM and their relations. Then, we show that if no other conditions are added, there are only two types of EM: An EM is either classical, by which we mean that it is strongly deterministic, local, and non-contextual; Or else an EM is non-classical, in which case it is weakly deterministic, non-local and contextual. Consequently, we define criteria for an HVM to be Lorentz invariant and prove that Lorentz invariance implies parameter independence. As a result, we show that a Lorentz invariant and contextual model (e.g., relativistic quantum theory) must be genuinely stochastic i.e., it cannot have a deterministic (strong or weak) HVM. This proof is an improved version of a theorem we proved previously, and it has a wider scope. Finally, we discuss Bell’s definition of locality and show that it is equivalent to non-contextuality. We argue that Bell’s justification for this definition tacitly assumes non-contextuality (which is equivalent to strong determinism). We propose an alternative definition of locality for contextual and relativistic theories that accounts for correlations that result from common history and renders QFT a local theory.

Can the second law of thermodynamics explain our mental experience of the direction of time? According to an influential approach, the past hypothesis of universal low entropy (required to explain the temporal directionality of the second law in terms of fundamental physics, which is time-symmetric) also explains how the psychological arrow comes about. We argue that although this approach has many attractive features, it cannot explain the psychological arrow after all. In particular, we show that the past hypothesis is neither necessary nor sufficient to explain the psychological arrow on the basis of current physics. We propose two necessary conditions on the workings of the brain that any account of the psychological arrow of time must satisfy. And we propose a new reductive physical account of the psychological arrow of time compatible with time-symmetric physics, according to which these two conditions are also sufficient. Our proposal has some radical implications, for example, that the psychological arrow of time is fundamental, whereas the temporal direction of entropy increase in the second law of thermodynamics and the past hypothesis is derived from it, rather than the other way around.

According to the so-called Hempel’s Dilemma, the thesis of physicalism is either false or empty. Our intention in this paper is not to propose a solution to the Dilemma, but rather to argue as follows: to the extent that Hempel’s Dilemma applies to physicalism it equally applies to any theory that gives a deep-structure and changeable account of our experience or of high-level theories. In particular, we will show that it also applies to mind-body dualistic theories. The scope of Hempel’s Dilemma turns out to be very wide: it is a special case of a general sceptical argument against changeable deep-structure theories in and outside science.

The appearance of multiple realization of the special sciences kinds by physical kinds can be fully explained within a type-identity reductive physicalist framework, based on recent findings in the foundations of statistical mechanics. This has been shown in Hemmo and Shenker. However, while this account is available for special sciences like biology and thermodynamics, it is unavailable for psychology. Therefore the only coherent physicalist account of psychology is a type-type identity account. The so-called “non reductive” physicalism turns out to be an incoherent idea, and functionalism and supervenience cannot salvage it. At the same time, within a type-identity account properly understood one can give a full account of the anomaly of psychology and understand in what sense the special sciences - including psychology - are autonomous.

Multiple realizability seems to be empirically justified and provides the conceptual basis for the autonomy of the special sciences. But it is mysterious. In this talk I propose a new reductionist approach to the special sciences that removes the mystery: I explain why the special sciences kinds appear to be multiply realized although they are identical with physical kinds and in what sense the special sciences kinds and laws are autonomous although they are physical laws. This approach is based on the approach by Hemmo & Shenker to the reduction of thermodynamics to statistical mechanics.

This book offers a unique perspective on one of the deepest questions about the world we live in: is reality multi-leveled, or can everything be reduced to some fundamental ‘flat’ level? This deep philosophical issue has widespread implications in philosophy, since it is fundamental to how we understand the world and the basic entities in it. Both the notion of ‘levels’ within science and their ontological implications are issues that are underexplored in the philosophical literature. The volume reconsiders the view that reality contains many levels and opens new ways to understand the ontological status of the special sciences. The book focuses on major open questions that arise at the foundations of cognitive science, cognitive psychology, brain science and other special sciences, in particular with respect to the physical foundations of these sciences. For example: Is the mental computational? Do brains compute? How can the special sciences be autonomous from physics, grounded in, or based on, physics and at the same time irreducible to physics? The book is an important read for scientists and philosophers alike. It is of interest to philosophers of science, philosophers of mind and biology interested in the notion of levels, but also to psychologists, cognitive scientists and neuroscientists investigating such issues as the precise relation of the mental to the underlying neural structures and the appropriate approach to study it.

According to contemporary computational neuroscience the mental is associated with computations implemented in the brain. We analyze in physical terms based on recent results in the foundations of statistical mechanics two well-known (independent) problems that arise for this approach: the problem of multiple-computations and the problem of multiple-realization. We show that within the computational theory of the mind the two problems are insoluble by the physics of the brain. We further show that attempts to solve the problems by the interactions of the systems implementing the computations with an environment (in or outside the brain) must introduce non- physical factors, and therefore fail on physical grounds. We also show that the problems are endemic and pertain to other forms of functional theories of the mind, most notably, causal functionalism. Finally, we propose a physicalist reductive identity theory, which is a generalization of statistical mechanics for all the special sciences, and show that only a theory of this kind can provide physical solutions to the above two problems in computational neuroscience. We conclude that functionalism in the theory of mind must be replaced with a reductive identity theory. This result has far-reaching implications with respect to the research programs in brain science.

Reductive physicalism is a minority view in contemporary philosophy as well as in science, and therefore arguments for endorsing it often amount to arguments against the alternative views, in particular so-called non-reductive physicalism. In this paper we put forward a new argument for reductive physicalism, according to which it is the best account of the empirical data that we have. In particular, we show that: (a) a reductive physicalist theory of the mind forms an essential part of the very argument for the existence of an external world: if one rejects psychophysical identity physicalism, one’s case for believing in the existence of an external world is substantially weakened; and (b) the success of a physical account of the mind is the most important criterion for the success of (future) physics; and (c) reductive physicalism is the only approach in which relying on science in order to account for the external world makes sense; and finally, (d) within reductive physicalism, one can provide a new criterion for theory preference in science, and a new argument for scientific realism. In our physicalist view the experience forms the initial data, which is then reduced to fundamental physics.

Von Neumann argued by means of a thought experiment involving measurements of spin observables that the quantum mechanical quantity is conceptually equivalent to thermodynamic entropy. We analyze Von Neumann's thought experiment and show that his argument fails. Over the past few years there has been a dispute in the literature regarding the Von Neumann entropy. It turns out that each contribution to this dispute addressed a different special case. In this paper we generalize the discussion and examine the full matrix of possibilities that are relevant for the evaluation and understanding of Von Neumann’s argument

In this paper we analyze the relation between the notion of typicality and the notion of probability and the related question of how the choice of measure in deterministic theories in physics may be justified. Recently it has been argued that although the notion of typicality is not a probabilistic notion, it plays a crucial role in underwriting probabilistic statements in classical statistical mechanics and in Bohm’s theory. We argue that even in theories with deterministic dynamics, like classical statistical mechanics and Bohm’s theory, the notion of probability can be understood as fundamentally objective, and that it is the notion of probability rather than typicality that may have an explanatory value

In our book The Road to Maxwell’s Demon (RMD) (Cambridge University Press 2012) we proposed a new outline for a reductive account of statistical mechanics in which thermodynamics is reduced to classical mechanics. In a recent review Valia Allori says that we misunderstood Boltzmann’s account of statistical mechanics with respect to two issues: (1) the nature of typicality considerations in Boltzmann’s explanation of the Second Law - and here she provides no argument whatsoever; and (2) Boltzmann’s notion of probability. As to the second issue, unfortunately, there are flaws in her presentation of Boltzmann’s work as well as of ours. In this paper we briefly explain the difference between Boltzmann’s notion of probability and our notion, how the latter in fact complements Boltzmann’s ideas, and Allori’s flaws on these issues.

Special sciences (such as biology, psychology, economics) describe various regularities holding at some high macroscopic level. One of the central questions concerning these macroscopic regularities is how they are related to the laws of physics governing the underlying microscopic physical reality. In this paper we show how a macroscopic regularity may emerge from an underlying micro- scopic structure, and how the appearance of multiple realizability of the special sciences by physics comes about in a reductionist-physicalist framework. On this basis we explain how complexity at the high level can arise due to a sort of harmony between the microscopic dynamics and observer-dependent macroscopic properties. We show that observer-dependent properties, which underlie the emergence of macroscopic properties and of macroscopic complexity, are objective physical facts. We argue that such physical properties remove the mystery from the multiple realizability of special sciences’ kinds, since the latter are grounded in shared physical properties. Finally we explain how and in what sense in our reductive physicalist approach the special sciences are still autonomous after all.

In a previous article, we have demonstrated by a general phase space argument that a Maxwellian Demon is compatible with statistical mechanics. In this article, we show how this idea can be put to work in the prevalent model of the Demon, namely, a particle-in-a-box, used, for example, by Szilard and Bennett. In the literature, this model is used in order to show that a Demon is incompatible with statistical mechanics, either classical or quantum. However, we show that a detailed phase space analysis of this model illustrates that a Maxwellian Demon is compatible with statistical mechanics.

We discuss a recent proposal by Albert to recover thermodynamics on a purely dynamical basis, using the quantum theory of the collapse of the wave function of Ghirardi, Rimini and Weber. We propose an alternative way to explain thermodynamics within no-collapse interpretations of quantum mechanics. Our approach relies on the standard quantum mechanical models of environmental decoherence of open systems, \eg Joos and Zeh and Zurek and Paz. This paper presents the two approaches and discusses their advantages. The problems they face will be discussed in a sequel.

Can we explain the laws of thermodynamics, in particular the irreversible increase of entropy, from the underlying quantum mechanical dynamics? Attempts based on classical dynamics have all failed. Albert (1994a,b; 2000) proposed a way to recover thermodynamics on a purely dynamical basis, using the quantum theory of the collapse of the wavefunction of Ghirardi, Rimini and Weber (1986). In this paper we propose an alternative way to explain thermodynamics within no-collapse interpretations of quantum mechanics. Our approach relies on the standard quantum mechanical models of environmental decoherence of open systems, e.g. Joos and Zeh (1985) and Zurek and Paz (1994).

The arrow of time is a familiar phenomenon we all know from our experience: we remember the past but not the future and control the future but not the past. However, it takes an effort to keep records of the past, and to affect the future. For example, it would take an immense effort to unmix coffee and milk, although we easily mix them. Such time directed phenomena are sub- sumed under the Second Law of Thermodynamics. This law characterizes our experience of the arrow of time in terms of an increase of a theoretical magnitude called entropy. Statistical mechan- ics tries to explain the Second Law as an effect of the behavior of the microscopic particles that make up the universe. Since our senses are too coarse to see this microstructure, statistical mechanics describes our experience in terms of probability, or in terms of the partial information we have about the particles. In this paper we explain the workings of statistical mechanics; how it accounts for probability as an objective feature of the world based on the underlying dynamics; how it accounts for our memories of the past; how the statistical mechanical probability under- writes the Second Law; and how, at the same time, it leads to a violation of the Second Law by the so-called Maxwell’s Demon.

We start by very briefly describing the measurement problem in quantum mechanics and its solution by the Many Worlds Interpretation. We then describe the preferred basis problem, and the role of decoherence in the MWI. We discuss a number of approaches to the preferred basis problem and argue that contrary to the received wisdom, decoherence by itself does not solve the problem. We address Wallace’s emergentist approach based on what he calls Dennett’s criterion, and we compare the logical structure of Wallace’s argument that the Hilbert space structure and the unitary dynamics should be considered a complete description of the physics of the universe with the logical structure of the EPR argument against the completeness of quantum mechanics. Then, we consider the nature of so-called “high level emergent facts” and Dennett’s criterion in Wallace’s approach and we discuss the implications of its non-reductive nature. Finally, we conclude that the MWI is not a straightforward interpretation of pure quantum mechanics that doesn't add anything to it. Whether or not it is more parsimonious than other quantum mechanical theories depends on the details of the additions.

The problem of multiple-computations discovered by Hilary Putnam presents a deep difficulty for functionalism (of all sorts, computational and causal). We describe in out- line why Putnam’s result, and likewise the more restricted result we call the Multiple- Computations Theorem, are in fact theorems of statistical mechanics. We show why the mere interaction of a computing system with its environment cannot single out a computation as the preferred one amongst the many computations implemented by the system. We explain why nonreductive approaches to solving the multiple- computations problem, and in particular why computational externalism, are dualistic in the sense that they imply that nonphysical facts in the environment of a computing system single out the computation. We discuss certain attempts to dissolve Putnam’s unrestricted result by appealing to systems with certain kinds of input and output states as a special case of computational externalism, and show why this approach is not workable without collapsing to behaviorism. We conclude with some remarks about the nonphysical nature of mainstream approaches to both statistical mechanics and the quantum theory of measurement with respect to the singling out of partitions and observables.

This paper describes a version of type identity physicalism, which we call Flat Physicalism, and shows how it meets several objections often raised against identity theories. This identity theory is informed by recent results in the conceptual foundations of physics, and in particular clar- ifies the notion of ‘physical kinds’ in light of a conceptual analysis of the paradigmatic case of reducing thermody- namics to statistical mechanics. We show how Flat Physi- calism is compatible with the appearance of multiple realisation in the special sciences, and how and in what sense the special sciences laws are autonomous from the laws of physics, despite the full reductive picture of Flat Physicalism. We compare our view with a recent proposal by William Bechtel that accounts for the appearance of levels in mechanistic explanations.

Is freedom compatible with determinism? Davidson famously rephrased this question by replacing “freedom” with “anomaly of the mental”, that is, failure to fall under a law. In order to prove that the anomaly of the mental is compatible with other conjectures he makes, in particular that: there is psycho-physical causation; “where there is causality, there must be a law” ; and the mental supervenes on the physical, Davidson proposed a model, that came to be known as anomalous monism. Accepting all of Davidson’s conjectures, we compare the structure of Davidson’s argument with that of Einstein’s argument for the special theory of relativity. This leads us to an exposition of Davidson’s ontology in terms that are inspired by recent results in the philosophy of physics, that is, in terms of fundamental ontology and high-level coarse-grained descriptions. We explain in what sense Davidson’s model is a principle theory and discuss some requirements that the constructive theory underlying Davidson's principle approach must satisfy. We propose two constructive theories of description that may underlie Davidson's approach and this deeper structure leads us to formulating a dilemma according to which Davidson's approach entails either a non-physicalist type-identity reductive and monistic structure of events; or else it entails a structure of events that requires what we call token-substance dualism. We consider some issues which seem to suggest that the first horn of this dilemma collapses into a reductive type-identity physicalist theory, contrary to Davidson's intent. Finally, we show how Davidson's achievement of accounting for some freedom of the mental from the physical and the anomaly of the mental within anomalous monism can be achieved in a fully reductive type-identity physicalist theory.

It is commonly maintained that neuroplastic mechanisms in the brain provide empirical support for the hypothesis of multiple realizability. We show in various case studies that neuroplasticity stems from preexisting mechanisms and processes inherent in the neural structure of the brain. We argue that not only does neuroplasticity fail to provide empirical evidence of multiple realization, its inability to do so strengthens the mind-body identity theory. Finally, we argue that a recently proposed identity theory called Flat Physicalism can be enlisted to explain the current state of the mind-body problem more adequately.

We show that the so-called Multiple-Computations Theorem in cognitive science and philosophy of mind challenges Landauer’s Principle in physics. Since the orthodox wisdom in statistical physics is that Landauer’s Principle is implied by, or is the mechanical equivalent of, the Second Law of thermodynamics, our argument shows that the Multiple-Computations Theorem challenges the universal validity of the Second Law of thermodynamics itself. We construct two examples of computations carried out by one and the same dynamical process with respect to which Landauer’s principle implies contradictory predictions concerning the entropy increase. Our two examples are based on a weak version of the Multiple-Computations Theorem, which is quite uncontroversial, and therefore they amount to a clear refutation of the universal validity of Landauer’s Principle. We consider some responses to this argument that do not attempt to single out one computation over the others, and we show that they do not work. We further consider ways out of the argument by externalist approaches supporting the computational theory of the mind who propose that the interaction of a computing system with the environment is enough to select a single computation over the others. We show on physical grounds that this approach fails too. We then reverse the direction of our challenge and formulate a dilemma for supporters of the computational theory of the mind: they must reject the causal closure of physic; or else they must accept on a priori grounds that Landauer’s Principle and the Second Law of thermodynamics are not universally valid. Finally, we present our version of a type–type mind-brain identity theory called Flat Physicalism, which is based on the paradigm case of statistical mechanics, and we show that it circumvents the challenge from Landauer’s Principle and the Multiple-Computations Theorem and does not fall prey to our dilemma.

We present a novel reductive theory of type-identity physicalism, which is inspired by the foundations of statistical mechanics as a general theory of natural kinds. We show that all the claims mounted against type-identity physicalism in the literature don’t apply to Flat Physicalism, and moreover that this reductive theory solves many of the problems faced by the various non-reductive approaches including functionalism. In particular, we show that Flat Physicalism can account for the appearance of multiple realizability in the special sciences, and that it gives a novel account of the genuine autonomy of the kinds and laws in the special sciences. We further show that the thesis of genuine multiple realization, which is compatible with all forms of non-reductive approaches including functionalism, implies what we call token-dualism; namely the idea that in every token there are non-physical facts, which may either be non-physical properties or some non-physical substance. In other words, we prove that non-reductive kinds necessarily assume non-reductive tokens, i.e., token dualism. Finally, we show that all forms of non-reductive approaches including functionalism imply a literally multi-leveled structure of reality.